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HomeMy WebLinkAbout2023 Operating BudgetC i t y o f Wes t U n iv e rs i t y P l a c e , T XCity o f Wes t U n iv e rs i t y P l a ce, T XCity o f Wes t U niv e rs i t y P l a ce, T X Ado pted F Y 20 2 3 B u dg e tAdopted F Y 20 2 3 B u dg e tAdopted FY 20 2 3 B udg e t City of West University Place Fiscal Year 2023 (Tax Year 2022) Budget Cover Page This budget will raise more revenue from property taxes than last year's budget by an amount of $938,509, which is a 4.88 percent increase from last year's budget. The property tax revenue to be raised from new property added to the tax roll this year is $146,588. The members of the governing body voted on the budget as follows: FOR: Susan Sample, Mayor John Montgomery, Mayor Pro Tem John P. Barnes, Councilmember Melanie Bell, Councilmember Shannon Carroll, Councilmember AGAINST: None PRESENT and not voting: None ABSENT: None Property Tax Rate Comparison Property Tax Rate: No-New-Revenue Tax Rate: No-New-Revenue Maintenance & Operations Tax Rate: Voter-Approval Tax Rate: Debt Rate: TY 2022 - FY 2023 $0.277402/100 $0.266306/100 $0.185392/100 $0.276613/100 $0.084733/100 TY 2021 - FY 2022 $0.278522/100 $0.285941/100 $0.187244/100 $0.278522/100 $0.084722/100 Total debt obligation for City of West University Place secured by property taxes: $55,291,748 i PRESENTED TO City of West University Place Texas For the Fiscal Year Beginning January 01, 2022 Executive Director GOVERNMENT FINANCE OFFICERS ASSOCIATION Distinguished Budget Presentation Award ii TABLE OF CONTENTS Introduction Organization of the Budget Document .................................................................................. 1 City Manager’s Budget Message ........................................................................................... 2 West University Place at a Glance ........................................................................................ 7 City Council and Staff City Council .......................................................................................................................... 11 City Management .................................................................................................................. 12 Organizational Chart ............................................................................................................. 13 Staffing Summary by Fund and Department ........................................................................ 14 Budget Overview Fund Structure ....................................................................................................................... 15 Department and Fund Relationship ...................................................................................... 16 Budget Objectives and Philosophy ....................................................................................... 17 Budget Process ...................................................................................................................... 20 Reader’s Guide to the Budget ............................................................................................... 21 Budget Summary Comparison .............................................................................................. 22 Budget Summary Expenditures Comparison ........................................................................ 23 Budget Summary Comparison – Major Funds ..................................................................... 24 Revenue Budget Summary ................................................................................................... 25 Expenditure Budget Summary .............................................................................................. 26 Comparison of Property Taxes ............................................................................................. 27 Financial Forecast Summary Discussion ............................................................................................................ 29 Assumptions .......................................................................................................................... 31 General Fund ......................................................................................................................... 32 Debt Service Fund ................................................................................................................. 34 Water and Sewer Fund .......................................................................................................... 36 Solid Waste Fund .................................................................................................................. 38 General Fund Summary Discussion ............................................................................................................ 41 Administration ...................................................................................................................... 49 Finance .................................................................................................................................. 54 Police ..................................................................................................................................... 59 Fire ........................................................................................................................................ 63 Public Works ......................................................................................................................... 66 Parks and Recreation ............................................................................................................. 76 Transfers ............................................................................................................................... 85 Debt Service Fund Summary Discussion ............................................................................................................ 87 1 iii Water and Sewer Fund Summary Discussion ............................................................................................................ 91 Finance – Utility Billing ....................................................................................................... 98 Public Works – Operations ................................................................................................... 101 Solid Waste Fund Summary Discussion ............................................................................................................ 107 Curbside Solid Waste ............................................................................................................ 114 Curbside Recycling ............................................................................................................... 115 Curbside Green Waste Recycling ......................................................................................... 116 Internal Service Funds Summary Discussion ............................................................................................................ 117 Vehicle Replacement Fund ................................................................................................... 118 Technology Management Fund ............................................................................................ 123 Asset Replacement Fund ....................................................................................................... 126 Employee Benefits Fund ....................................................................................................... 131 Human Resources Fund ........................................................................................................ 133 Special Revenue Funds Summary Discussion ............................................................................................................ 135 Parks Donation Fund ............................................................................................................. 136 Friends of West University Parks Fund ................................................................................ 137 Truancy Prevention Fund ...................................................................................................... 138 Municipal Jury Fund ............................................................................................................. 139 Court Technology Fund ........................................................................................................ 140 Tree Replacement Fund ........................................................................................................ 141 Court Security Fund .............................................................................................................. 142 METRO Fund ....................................................................................................................... 143 Police State Forfeited Fund ................................................................................................... 144 Police Federal Forfeited Fund ............................................................................................... 145 Police Training Fund ............................................................................................................. 146 Fire Training Fund ................................................................................................................ 147 Good Neighbor Fund ............................................................................................................ 148 Capital Projects Funds Summary Discussion ............................................................................................................ 149 Capital Project Fund ............................................................................................................. 150 2022 General Certificates of Obligation Fund ...................................................................... 151 Capital Reserve Fund ............................................................................................................ 152 Transportation Improvement Fund ....................................................................................... 153 2019 Certificate of Obligation Fund ..................................................................................... 154 Water/Sewer Certificates of Obligation Fund ....................................................................... 155 2022 Water/Sewer Certificates of Obligation Fund .............................................................. 156 iv Capital Improvement Plan Table of Contents .................................................................................................................. 158 Overview ............................................................................................................................... 159 Total Summary ...................................................................................................................... 162 Drainage ................................................................................................................................ 163 Facilities & Technology ........................................................................................................ 167 Parks ...................................................................................................................................... 175 Streets .................................................................................................................................... 180 Water ..................................................................................................................................... 184 Wastewater ............................................................................................................................ 194 Appendix Financial Policies .................................................................................................................. 199 Budget Ordinance ................................................................................................................. 223 Tax Levy Ordinance ............................................................................................................. 226 Truth in Taxation Calculations ............................................................................................. 230 Strategic Plan ........................................................................................................................ 239 Glossary ................................................................................................................................ 245 v THIS PAGE INTENTIONALLY BLANK vi ORGANIZATION OF THE BUDGET DOCUMENT This budget document has been prepared to present a financial plan that an average resident can understand. It also provides City Council and City Management with a tool to help meet their goals and resident expectations. The budget is divided into the following sections: Introduction outlines the highlights of this Budget and some of the objectives the City hopes to accomplish this Fiscal Year and includes the City Manager’s budget message to City Council. Budget Overview provides readers with a concise overview of some of the most important pieces of this year’s Budget. This section includes an introduction to West University Place, including demographics and statistics, an area map, the City’s organization chart, list of City Management, City Council Strategic Priorities. It also includes a Reader’s Guide to the Budget, fund structure and departmental matrix, staffing levels, budget summaries for all funds, and a timeline of the budget process. Financial Forecast includes the financial forecast for the City of West University Place’s major funds over a five-year timeframe, and is a comprehensive, integrated forecast of the City’s Debt Service Fund, General Fund, and Water and Sewer Fund. General Fund section includes an overview comprised of revenue, expenditure and fund balance information. An expenditure summary for all general fund departments by function. Each functional area begins with an organizational chart followed by a summary of expenditures by department/function and by category, a staffing summary and an overview with key budget items, accomplishments, goals and objectives for this Fiscal Year, and performance measures. Debt Service Fund includes an overview of revenue and expenditures, an income statement as well as debt schedules including graphs. Enterprise Funds includes an overview of the Water & Sewer Fund that includes a revenue and expense summary including beginning and ending cash equivalents. A staffing summary by department is followed by department overviews with key budget items, accomplishments, goals and objectives for this Fiscal Year, and performance measures. This section also includes an overview of the Solid Waste Fund with revenues and expenses, accomplishments, goals and objectives for this Fiscal Year and performance measures. Internal Service Funds section includes an overview describing each Internal Service. The revenue and expense summaries are also included. Special Revenue Funds section includes information on the Special Revenue Funds. Each fund includes operating revenues and expenditures with beginning and ending fund balances. Capital Project Funds section includes an overview, a summary schedule of revenues and expenditures by Capital Project Fund followed by a brief description of each project with annual operating impacts. Capital Improvement Projects (CIP) section includes an overview, summaries, and project sheets including scope of work, justification, and project budget. Appendix includes the adopted Tax and Budget Ordinances, tax rate calculation worksheet, adopted financial policies of the City, and glossary. 1 ADMINISTRATION 3800 University Blvd. West University Place, TX 77005 September 26, 2022 City Council City of West University Place 3800 University Blvd. West University Place, TX 77005 RE: Adopted 2023 Budget Honorable City Council, In compliance with State of Texas law, the City’s charter, and good management practices, I am pleased to present the Adopted 2023 Budget for the period beginning January 1, 2023, and ending December 31, 2023. The preparation of any budget is a daunting task without guiding principles or goals to keep the budget focused on meeting the needs that are important to the respective community. In preparing West U’s annual budget, our City staff used the following goals as guiding principles to ensure that our budget met the needs of our community by providing: •A financially sound City that offers superior services valued by the community •“Best-in-class” City infrastructure and facilities •A great West U quality of life •A high-performing City team that produces results for our community •The best residential suburban city in the Houston metro area Overall, the 2023 Budget continues to build upon our previous work, with a focus on delivering superior services to our residents, reinvesting in our infrastructure, investing in our City team, upholding public safety, and, lastly, enhancing our residential community and what makes West U special. POLITICAL AND ECONOMIC OUTLOOK Although the State Legislature did not meet this year, the state-mandated revenue caps remain a persistent issue that limits any annual increase in revenue from ad valorem taxes to 3.5% over the previous year. Although the City has been able to maintain a balanced budget while providing the service level expected by our residents, there is concern that the current trajectory of inflation could impact our ability to raise revenue from our main source of revenue for the majority of City services in the General Fund: ad valorem property taxes, which make up approximately 61% of our General Fund revenue. As a result of changes to State law, the City will start the budget planning process a few weeks earlier than we have traditionally begun this task. This will maintain the City’s ability to utilize all available options when adopting our annual budget. 2 West University Place 2023 Budget September 26, 2022 While it appears that COVID-19 is in our rearview mirror, in 2022 (and anticipated continuing into 2023), we have seen a sharp increase in inflation, along with rising prices, increased interest rates, and supply chain issues that are having a significant impact on our national, state, and local economies. These economic effects may impact our ability to deliver services at the superior level that we have been able to provide previously. REVENUES Total projected revenues for 2023 are approximately $59.41 million, which is 15.7% less than the previous year. The majority of this decrease is related to bond proceeds in 2022 to fund capital improvements in water and sewer utilities. The majority of revenues significantly impacted by the COVID-19 pandemic have fully rebounded to pre-pandemic levels, and we anticipate that this upward trend will continue. Revenue Actions •Reduce the adopted tax rate by 0.4% from $0.278522 to $0.277402 per $100 assessed value •Increase water rates by 6% and sewer rates by 3% per the recommendations of a recently completed rate study •Increase solid waste fees by 3.5%, from $33.96 to $35.15 per month •Increase Recreation Center and Colonial Park member fees, and cap “family” memberships to four people based on recommendations of the Parks and Recreation Development (PARD) Fee Committee •Increase ambulance service rates •Adjust certain building fees to reflect market averages General Fund Revenues General Fund revenues for 2023 are projected to be $22.9 million, approximately $1.25 million more than was budgeted the previous year. The majority of this increase is made up of ad valorem taxes, as a result of an increase in West U’s total estimated property value. In addition, there is an expected increase in revenues from Charges for Services, due mostly to Parks fee increases and expansions of participation in programs as we have continued to rebound from COVID – as well as in Permits, Licenses, and Fees, as a result of building permits and fees that were conservatively budgeted last year because of the unknowns from COVID, but that have continued to also rebound. Additionally, the City negotiated changes to the Building Regulation and Emergency Medical Services agreement with the City of Southside Place, which increased revenue by $119,400. The City’s earnings from investments are expected to increase by approximately $132,000, which is a significant increase from last year due to interest rates continuing to rise based on the actions of the Federal Reserve. As a responsible fiduciary, the City’s investments are restricted to stable and safe funds by both the Public Funds Investment Act and the City’s Investment Policy. The budget projects to maintain a healthy unassigned ending General Fund balance of over $6.2 million in 2023. This is above the City’s budgeted reserve requirement (approximately $4.58 million), equal to 20% of total General Fund expenditures. This reserve has contributed to the City’s AAA bond rating, which was reaffirmed earlier this year, while remaining able to respond to unforeseen events. 3 West University Place 2023 Budget September 26, 2022 EXPENDITURES Overall, expenditures, excluding internal service funds, are projected at $88 million, approximately $8 million more than the Adopted 2022 Budget, reflecting increased reinvestment in West U’s infrastructure and future through our Capital Improvement Program (CIP). Capital improvements consist of all new CIP projects budgeted for this year, not including those rolled over from previous budget cycles. West U Operations comprises all City-provided services, and includes expenditures from the General, Water and Sewer, Solid Waste, and Special Revenue (Restricted Operations) funds, without the Water and Sewer debt payment portion. These funds are estimated to increase 5% compared to the Adopted 2022 Budget. Debt Service includes both the Debt Service Fund total expenditures and the Water and Sewer debt service, and is estimated to increase 39.28% from the Adopted 2022 Budget. The majority of this increase is due to capitalized interest payments due in 2023 for the 2022 Certificate of Obligation (CO) issuance. The chart to the right compares 2022 budgeted departmental expenditures to the 2023 budgeted departmental expenditures. NOTABLE CHANGES IN 2023 Communications The adopted budget includes enhancements to the City’s Communications division, adding a Communications Specialist mid-year in 2023. Centennial Celebration The 2023 budget includes $85,000 for the City as it prepares to celebrate West U’s Centennial birthday in 2024. Parks & Recreation As Parks & Recreation continues to rebound from the COVID-19 pandemic, it is anticipated that programming will reach pre-pandemic levels. This budget projects an increase in Parks & Recreation charges for services revenue of $128,000 compared to the 2022 budget. Adopted 2022 Adopted 2023 $ Increase (Decrease) from 2022 % Increase/ (Decrease) from 2022 City Council $84,050 $179,550 $95,500 113.62% Legal 211,000 205,000 (6,000) -2.84% Administration 1,525,200 1,510,800 (14,400) -0.94% Finance 1,889,900 2,083,350 193,450 10.24% Police 5,560,750 6,036,100 475,350 8.55% Fire 3,952,300 4,128,600 176,300 4.46% Public Works 3,663,800 3,870,600 206,800 5.64% Parks 4,334,000 4,606,238 272,238 6.28% Water & Sewer 7,624,020 7,955,400 331,380 4.35% Solid Waste 1,946,550 1,945,450 (1,100) -0.06% Total Operating Budget $30,791,570 $32,521,088 $1,729,518 5.62% City of West University Place, Texas 2022 Adopted vs. 2023 Adopted Budget Operating Department Expenditures Comparison 4 West University Place 2023 Budget September 26, 2022 This budget also provides continued support to West U area youth sports (such as Little League baseball, softball, soccer, and swimming). The support for baseball, softball, and soccer consists of up to $100,000 in reimbursements for the maintenance of fields in West U, in addition to approximately $25,000 of in-kind support through field use, water, electricity, solid waste, and room rentals. The support for swimming provides use of the City’s pool for swim practices and swim meets, with the cost of extra lifeguards covered by the swim organization. Water & Sewer Fund In 2022, the City completed a Water & Sewer Rate Study, which recommended a 6% increase in water rates and a 3% increase in wastewater rates in 2023. In addition, this budget plans for a $150,000 increase over projections in the cost of surface water purchased from the City of Houston. Currently, roughly 55% of West U’s water supply is purchased from Houston, with the remaining 45% produced from two water wells located within the city limits. Solid Waste Fund This budget includes a 3.5% increase in solid waste fees. In addition, due to a market shift with recyclables, the City was able to reduce its recyclable disposal cost by $120,000. CAPITAL IMPROVEMENT PROGRAM This budget continues to fund the Five-Year Capital Improvement Program, along with noncapital expenditures, to maintain and update infrastructure and operational systems throughout the city. In addition, as West U approaches its centennial anniversary, the City continues to plan for the future, and has embarked on a Foundation for the Future campaign in coordination with the CIP. The 2023 CIP budget is approximately $35.9 million, with the entire five-year program through 2027 estimated to be $192.1 million. Approximately 87% of this cost is anticipated to be funded through municipal bonds. This CIP reflects the needs and priorities of both the West U community and the City organization, with approximately 24% of the Five-Year CIP devoted to water/sewer projects, and a further 50% related to drainage. Notable projects for 2023 include: •Beginning construction on the Eastside Street and Drainage Improvements project •Implementing new Enterprise Resource Planning and Utility Billing systems •Starting construction on a new Public Works maintenance facility •Planning the preliminary design of a civic campus that will house a new Community Building, Library, and Senior Center •Providing improvements to Wier Park •Continuing sidewalk and roadway repairs and replacements •Replacing aging water lines •Finishing painting and maintenance work on the Wakeforest elevated and ground storage tanks 5 West University Place 2023 Budget September 26, 2022 SUMMARY This budget: •Implements the priorities and goals identified by City Council •Lowers the adopted tax rate for the fourth year in a row •Prioritizes public safety, strengthening our residential character •Adds a new position in Communications mid-year •Continues funding for the Capital Improvement Program •Preserves healthy City reserves in order to maintain our financial standing and AAA bond rating •Maintains a financially sound City, and avoids budget or accounting procedures that would balance the current 2023 budget at the expense of future budgets ACKNOWLEDGMENTS I would like to acknowledge the diligent efforts of City Council in spending long hours reviewing and discussing this budget, including at the Budget Workshop on September 2, the Public Hearing on September 19, and the final Council Meeting adopting this budget on September 26. Your guidance, vision, and goals for the community served as the foundation for this document. I would also like to express my appreciation to all City staff who worked to prepare this budget for City Council’s review. In particular, I would like to acknowledge the hard work of Finance Director Marie Kalka and her department, who spent months preparing a 2023 budget that maintains the City of West University Place’s sound financial standing. I feel fortunate to be a member of such a dedicated team that works hard each day to ensure that West U continues to be a great place to live and work. Respectfully submitted, David J. Beach City Manager 6 WEST UNIVERSITY PLACE AT A GLANCE History An expansive, affluent community, West University Place is located just a few minutes from downtown Houston in Harris County. Incorporated in 1924, West University Place was conceived in 1910 by Ben W. Hooper, then Governor of Tennessee. Governor Hooper bought a tract of land southwest of Houston out of an old Spanish land grant, which had been surveyed by A.C. Reynolds. The Houston West End Realty Company developed West University Place’s first addition and put the first lots up for sale in April of 1917. The area’s proximity to Rice University, then Rice Institute, led to the name “West University Place.” In the 1920s two Rice University students named the city’s streets based on names taken from a college English literature book. Hence, many streets are named after authors such as Lord Byron, Samuel Taylor Coleridge, Christopher Marlowe, Geoffrey Chaucer, John Dryden, and William Shakespeare. And a handful of other streets bare the names of universities including Rutgers, Duke, and Vanderbilt. Due to the lack of infrastructure and schools, early residents of West University Place adopted its own city charter in 1940 instead of consolidating with its large neighbor, Houston. From its humble beginnings as an orphan municipality with muddy streets and little infrastructure, West University Place has grown into a progressive model city. City Government The City of West University Place, commonly known as “West U”, is a Texas Home-Rule City with a Council-Manager form of government. Voters elect the mayor and four city council members on a non- partisan basis. The City provides a full range of municipal services, including public safety, public utilities (water, sewer, and storm drain), street maintenance, solid waste, and parks and recreational services. Location West University Place occupies two square miles inside Loop 610 and is surrounded by the Cities of Houston, Bellaire, and Southside Place. Located about one mile east of the City limits, in the City of Houston, are Rice University and the Texas Medical Center. Viewed on a map, the city resembles a house, with a chimney on the west side and a door at the center where West University Place surrounds Southside Place. Population Mainly a bedroom community of upper-class families, only 20 acres was set aside for commercial development, West University Place is home to approximately 15,000 people, whose working inhabitants are employed throughout the Houston metropolitan area. 1,322 17,074 13,317 12,920 14,787 14,955 - 5,000 10,000 15,000 20,000 1930 1950 1970 1990 2010 2020 7 Established January 2, 1924 Government 14,955 Source: United States Census; 2020 Bond Rating Standards and Poors Global Ratings AAA ISO Rating Class 1 West University Place is a Texas Home - Rule City operating under a Council - Manager form of government. County Harris County School District Houston Independent School District Area 2.0 square miles Climate Humid subtropical climate with tropical influences, short mild winters and hot humid summers Population 8 Sources: United States Census; 2020 Harris County Tax Assessors-Collector's Record Brixmor West U Marketplace LLC Southwestern Bell Centerpoint Energy Inc.2715 Bissonnet LLC Retail Fund I Houston Rice Location The City of West University Place is located in the 4th largest metropolitan area in the nation but has managed to retain its small town feel while providing convenient access to an array of big city amenities. Age The City of West University Place is compromised of 8.1% persons under the age of 5, 31.7% under the age of 18, and 15.8% over the age of 65. Education The area's strong educational background, its proximity to Rice University, and the fact that 91.3% of adults who live in West U have bachelor's degrees are among the reasons West University Place has been recognized for a high quality of life. Household Income The City of West University Place's median household income in 2020 was $250,000+. The mean household income in 2020 was $363,905. Economy The City of West University Place's location allows for a remarkable diversity of trades and industries. Principal Property Taxpayers Southwestern Bell West University Elementary City of West University Place Principal Employers 9 Recognition Business Development Magazine named West University Place as the one of the best small Texas cities to live. In 2007, Forbes named West University Place as a Top Urban Enclave, stating that "the tree-filled, affluent bedroom community is one of the most prized addresses in the Houston area." In 2011, West University Place received multiple accolades from rating entities: CNN Money named West University Place as the #12 Top Earning Town in America. The Houston Business Journal ranked West University Place #1 in a study of quality of life in the southern United States. The rankings encompass 1,146 cities, towns, villages and other municipalities in 13 southern states. In 2018, West U was ranked one of "America's 50 Best Cities to Live" by 24/7 Wall Street. For more than 30 years, the Arbor Day Foundation has recognized the City of West University Place as a Tree City USA community. Scenic Texas offers an objective review of a City's existing municipal infrastructure ordinances as they relate to model standards. The City of West University Place hold a Scenic City Silver Certificate. The City of West University Place has been recognized by the Government Finance Officers Association for Excellence in Financial Reporting for 37 consecutive years and received the first budget award in 2022. The City of West University Place Parks and Recreation Department was honored with the prestigious Gold Medal Award at the 2020 Texas Recreation and Parks Society annual awards ceremony. West University Place was the only city in the Class IV category (populations up to 25,000) to receive this designation in 2020. In 2019, The City of West University Place Public Works Department received the American Public Works Accreditation. The accreditation program provides a means that formally verifies and recognizes public works agencies for compliance with recommended best management practices set forth by the American Public Works Association. Since 2015, the City of West University Place Public Works Department fleet division has been recognized by the Government Fleet Magazine. The Government Fleet Magazine recognizes the nation’s top fleet maintenance programs that promote efficiency, effectiveness, exhibit leadership with customers and community and overall future vision of the operation while overcoming challenges every year. Since 1943, the City of West University Place has been recognized for its superior water system. This designation recognizes overall excellence in all aspects of operation a public water system that go above and beyond the minimum standards in protecting public health and ensure reliable operation of the water system. City of West University Place 10 CITY OF WEST UNIVERSITY PLACE CITY COUNCIL Top l-r: Mayor Pro Tem John Montgomery; Council Member John Barnes; Bottom l-r: Council Member Melanie Bell; Mayor Susan Sample; Council Member Shannon Carroll Mayor Susan Sample John Montgomery John P. Barnes Melanie Bell Shannon Carroll Mayor Pro Tem Council Member Council Member Council Member 11 CITY OF WEST UNIVERSITY PLACE CITY MANAGEMENT Appointed Officials David Beach Thelma Gilliam Scott Bounds, Olson & Olson LLP Robert Loper City Management Ken Walker Jennifer Maxwell Marie Kalka James Urban Kevin Davenport Susan White Gerardo Barrera Position City Manager City Secretary City Attorney Municipal Court Judge Title Police Chief Fire Chief Finance Director Human Resources Director Information Technology Director Parks & Recreation Director Public Works Director 12 POLICE ADMINISTRATION MAYOR & CITY COUNCIL CITY ATTORNEY PUBLIC WORKS FIRE FINANCE PARKS & RECREATION CITY MANAGER 13 2020 2021 2022 2023 General Fund Administration 6 7 7 8 Finance 6 6 6 6 Police 38 38 39 39 Fire 23 23 23 23 Public Works 19 20 20 20 Parks & Recreation 12 12 12 12 Total General Fund 104 106 107 108 Water & Sewer Fund Finance 2 2 2 2 Public Works 11 11 11 11 Total Water & Sewer Fund 13 13 13 13 Solid Waste Fund 7 7 7 7 Technology Management Fund 4 4 4 4 TOTAL ALL FUNDS 128 130 131 132 STAFFING SUMMARY BY FUND AND DEPARTMENT 14 FUND STRUCTURE The accounts of the City are organized on the basis of funds, each of which is considered a separate accounting entity whose use has been limited by the donor, grant authority, governing agency, or other individuals or organizations or by law. The operations of each fund are accounted for with a separate set of self-balancing accounts that comprise its assets, liabilities, fund balances, revenues, and expenditures. Proprietary (Enterprise) and similar trust funds use the revenue, expenses, and equity accounts similar to businesses in the private sector. Annual budgets are adopted on a basis consistent with generally accepted accounting principles for all governmental and proprietary funds except the capital projects funds, which adopt project-length budgets. All annual appropriations lapse at fiscal year-end. 100 Debt Service Fund Special Revenue Funds 201 Parks Donation Fund 101 General Fund 203 Friends of West University Parks Donation Fund 205 Truancy Prevention Fund Capital Projects Funds 206 Municipal Jury Fund 301 Capital Projects Fund 207 Court Technology Fund 302 2022 General Certificates of Obligation Fund 208 Tree Replacement Fund 304 Capital Reserve Fund 209 Court Building Security Fund 325 Transportation Improvement Fund 213 METRO General Mobility Fund 333 2019 Certificate of Obligation 215 Police State Forfeited Property Fund 216 Police Federal Forfeited Property Fund 217 Police Training Fund 219 Fire Training Fund 221 Good Neighbor Fund Enterprise Funds Internal Service Funds 401 Water & Sewer Fund 501 Vehicle Replacment Fund 402 Solid Waste Management Fund 502 Technology Management Fund 505 Asset Replacement Fund Capital Projects Funds 510 Employee Benefits Fund 340 W/S Impact Fee Fund 511 Human Resources Services Fund 341 2022 W/S Certificates of Obligation Fund Governmental Funds Proprietary Funds 15 DEPARTMENT AND FUND RELATIONSHIP Fund Public Safety Public Works Parks & Recreation General Government General Fund X X X X Debt Service Fund X Water & Sewer Fund X X Solid Waste Fund X Parks Donation Fund X Friends of West University Parks Donation Fund X Truancy Prevention Fund X Municipal Jury Fund X Court Technology Fund X Tree Replacement Fund X Court Building Security Fund X METRO Fund X Police State Forfeited Property Fund X Police Federal Forfeited Property Fund X Police Training Fund X Fire Training Fund X Good Neighbor Fund X Vehicle Replacement Fund X X X Technology Management Fund X X X X Asset Replacement Fund X X X X Employee Benefits Fund X X X X Human Resources Services Fund X X X X Enterprise Funds Internal Service Funds Special Revenue Funds 16 BUDGET OBJECTIVES AND PHILOSOPHY Budget Objectives This budget has been prepared in an effort to clearly communicate to the citizens and staff of the City of West University Place the overall policies and goals of the City Council and City, thereby enabling the reader to gain valuable information about the City without requiring detailed accounting or budgetary knowledge. The budget document includes descriptions of various activities and programs (departments) of the City and comparative work load indicators for each program or activity, where available. Budget Philosophy Budget philosophy varies from organization to organization, depending upon the local needs and concerns of the citizens. Other factors also affect budget philosophy, such as the state of the local economy, the needs of the organization, the demands of the public for increased services, unfunded mandates and requirements of federal and state regulatory agencies. The budget prepared by the City takes a conservative perspective with regard to both revenues and expenditures. Although historical comparisons and trends are very useful, current data and trends sometimes take precedence over prior year trends. As a result, over the years this method has resulted in increases in actual fund reserves when compared to budgeted or projected fund reserves. The City continues to use this method of budgeting rather than use unreasonable projections, which could have an adverse impact on the City’s reserves. Basis of Budgeting and Accounting The financial information presented in this budget is similar to information presented in previous budget documents. The accounting and financial reporting treatment is determined by the applicable measurement focus and basis of accounting. Measurement focus indicates the type of resources being measured such as current financial resources or economic resources. The basis of accounting indicates the timing of transactions or events for recognition. The governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures are recorded only when payment is due. General capital asset acquisitions are reported as expenditures in governmental funds. Issuance of long-term debt and acquisitions under capital leases are reported as other financing sources. Sales taxes, franchise taxes, licenses and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Entitlements are recorded as revenues when all eligibility requirements are met, including any time requirements, and the amount is received during the period or within the availability period for this revenue source (within 60 days of year-end). Expenditure driven grants are recognized as revenue when the amount is received during the period or within the availability period for this revenue source (within 60 days of year-end). Property taxes, municipal court, ambulance services and all other revenue items are considered to be measurable and available only when cash is received by the City. The government-wide and propriety fund financial statements are reported using the economic resources measurement focus and the accrual basis of accounting. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year in which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. 17 Basis of Budgeting The basis of budgeting refers to the conversions for recognition of costs and revenue in budget development and in establishing and reporting appropriations, which are the legal authority to spend or collect revenues. The City uses a modified accrual basis for budgeting governmental funds. Proprietary funds are budgeted using accrual concepts. • Revenues are budgeted in period 1, • Expenses are budgeted in period 1, • Depreciation of capital assets is not budgeted, • Capital outlay is budgeted as an expense in the year purchased, • Principal payments are budgeted as an expense rather than a reduction to the liability, • Proceeds from bond sales are budgeted as revenue, and • Transfer of bond proceeds to the Capital Projects Fund is budgeted as an expense. Budget Procedures The budget process begins with the distribution of budget instructions to the department heads. Each department receives instructions for its respective operations, personnel requirements, capital outlay, and revenues. The budget worksheets used in the budgeting process contain: actuals for the previous two years, current year adopted budget, current year actuals to date, current year forecast, and requested budget amount for the next year. This financial information is to be used by the department heads as a guide to complete the proposed budget. This budget was developed based on line-item budgeting. Supplemental requests for service enhancements and capital needs are requested and justified separately. Upon completion of the requested budget, department heads submit their budget request to the Finance Department for review, after which the budget is submitted to the City Manager for review and approval. The City Manager meets with the department heads to discuss and make adjustments where needed for the proposed budget. Departments prepare the revenue budget with input from Finance, where needed, and subsequent review by appropriate departments and the City Manager. Property tax revenue is budgeted using data provided in the certified estimated or certified tax rolls received from Harris Central Appraisal District. All other revenues are budgeted with the use of comparative financial information provided by the prior year’s actual revenue, current year estimated revenue, and known factors that may affect receipt of revenue. The City Manager submits a balanced budget of expenditures and revenues to the City Council for review prior to the annual Budget Workshop. The following procedures are followed for formal adoption of the budget: 1. The City Manager submits to the City Council a proposed operating budget for the fiscal year commencing the following January 1, which is typically adopted at the last regularly scheduled City Council meeting in September. 2. Public notices and hearings are conducted pursuant to state law. 3. The budget is legally enacted through passage of an ordinance. 4. The legal level of control is the total approved budget for each fund. 5. All funds are included in the budget development process and submitted to City Council for 18 adoption each year and are monitored by the department heads and Finance Department throughout the year. 6. Operating fund appropriations lapse at year-end. 7. See the West University Place Home Rule Charter, Article 7, Section 7.03 for further budget procedures and rules for the adoption of the budget. Budget Amendments When an appropriation exceeds the budgeted amount, the respective department head may request a budget amendment for an expenditure that cannot be absorbed within the requesting department budget. City Council must approve the budget amendment by ordinance prior to expending the funds. Transfer of Appropriations At any time during the fiscal year, the City Manager may approve an amendment to the budget that transfers part or all of any unencumbered appropriation balance among divisions or departments within the same fund up to $50,000. The City Council must approve any budget amendments that increase or decrease the appropriation for any fund and any transfers over $50,000. Emergency Appropriations At any time in any fiscal year, the Council may make emergency appropriations to meet a pressing need for public expenditure, for other than regular or recurring requirements, to protect the public health, safety or welfare. Such appropriations shall be adopted by ordinance with a majority vote of the City Council members at a special or regular meeting. 19 BUDGET PROCESS Staff Budget Development (June - July) • Budget Kickoff • Community Improvement Program development kickoff • Departments prepare revenue and expenditure budgets Staff Budget Review (July - August) • City Manager, Finance, and Department Heads review budgets • City Manager considers the projected amount of available resources, direction provided by City Council, the City’s fiscal policies and the most cost effective and efficient method of service delivery to the public • Capital Projects are reviewed and finalized • Proposed budget is finalized • Budget document is prepared, highlighting the major changes in the budget Council Budget Review and Adoption (August - September) • The proposed budget is submitted to City Council and a workshop is held • A public hearing is held and City Council adopts the budget by ordinance 20 READER’S GUIDE TO THE BUDGET This document has been prepared to help the reader learn and understand issues affecting the community of West University Place. The primary function of a City Budget is to provide a financial plan for the coming year. West University Place’s Budget is no exception and as such contains financial schedules and statistics. Financial plans cannot be prepared without defining what the organization intends to accomplish and how it intends to go about reaching its goals. Therefore, the annual operating budget serves as a policy document that presents the major policies governing the management of the City. It is also an action plan to give the public, elected officials and City staff information about what the City intends to accomplish. Finally, the annual operating budget functions as a tool, formally communicating the City’s financial and operating plan for the coming year. The budget as a policy document. This involves including a statement (or statements) of budgetary policies, goals, objectives, and strategies for the year and also an explanation of the budgeting process to the reader. Goals, objectives, and strategies are an integral part of this document, which we believe satisfy this requirement. The budget as a financial plan. This criterion involves including an explanation of the financial structure and operations of the City. The City’s major revenue sources and fund structures are defined and amplified. The budget contains an all-inclusive financial plan for all funds and resources of the City, and also includes a multi-year financial forecast. Included are projections of financial condition at the end of the fiscal year, projections of financial activity, and historical comparisons. The budget also presents a consolidated picture of all operations and financing activities in a condensed format. An explanation of the budgetary accounting basis (cash basis, modified accrual basis, or other acceptable method) was employed in the development of the budget. The budget summary section, as well as the various fund and department summaries, satisfies this requirement. The budget as an operations guide. An organizational chart, description of the departmental organizational structure, services, and staffing levels, with historical comparisons, are included. The budget as a communications device. The budget document is available to the public at the City Secretary’s Office in City Hall as well as on the City’s website. As much as possible, we have avoided the use of complex technical language and terminology, and included charts, graphs, and glossary for understandability and usability. Efforts are made to explain the basic units of the budget, including funds, departments or activities, and disclosing sources of revenues and explanations of revenue estimates and assumptions. This information is contained in the transmittal letter and budget summary sections. The four categories above are recognized by the Government Finance Officers Association (GFOA) as an integral part of any budget document in order to convey to the reader the goals and objectives the City will address during the year and how those goals and objectives will be met and measured. The City has attempted to present these goals and objectives to the reader in such a manner that any reader, regardless of the reader’s financial background or knowledge, will be able to gain a basic understanding of them. 21 Beginning Balance (Estimated)Taxes Licenses, Permits, Fees & Charges for Services Other Total Expenditures and Transfers Out Ending Balance General Fund 6,873,471$ 16,381,103$ 3,872,440$ 2,668,540$ 22,922,083$ 22,910,238$ 6,885,316$ Debt Service Fund 2,898,219 6,209,239 - 711,400 6,920,639 8,781,336 1,037,522 Water and Sewer Fund 1,289,145 - 8,700,000 136,000 8,836,000 7,955,400 2,169,745 Solid Waste Fund 569,626 - 1,907,100 7,400 1,914,500 1,945,450 538,676 Capital Project Fund*661,728 - -3,247,683 3,247,683 3,827,883 81,528 2022 General CO Fund*24,205,760 - -5,380,000 5,380,000 29,585,760 - Capital Reserve Fund*9,985,249 - -87,000 87,000 3,240,383 6,831,866 Transportation Improvement Fund*8,275,314 - -1,443,000 1,443,000 6,232,482 3,485,832 2019 CO Fund*249,713 - -3,900 3,900 - 253,613 Water and Sewer Capital Fund*2,116,256 - -933,500 933,500 2,491,205 558,551 2022 W/S CO Fund*22,203,648 - -- - 22,203,648 - Vehicle Replacement Fund 2,895,459 - -792,500 792,500 810,500 2,877,459 Technology Management Fund 559,574 - -2,134,100 2,134,100 2,128,300 565,374 Asset Replacement Fund 3,807,079 - -938,900 938,900 768,000 3,977,979 Employee Benefit Fund 1,227,799 - -2,360,000 2,360,000 2,355,000 1,232,799 Human Resources Services Fund 548,124 - -234,600 234,600 304,350 478,374 Parks Fund 100,847 - -40,900 40,900 20,000 121,747 Friends of West U Parks Fund 2,531 - -440,000 440,000 440,000 2,531 Truancy Prevention Fund 12,941 - -6,600 6,600 - 19,541 Municipal Jury Fund 463 - -400 400 - 863 Court Technology Fund 28,677 - -10,200 10,200 4,500 34,377 Tree Replacement Fund 335,395 - -43,300 43,300 50,000 328,695 Court Security Fund 57,377 - -10,500 10,500 9,500 58,377 METRO Fund 266,746 - -702,500 702,500 815,000 154,246 Police State Forfeited Property Fund 34,668 - -300 300 - 34,968 Police Federal Forfeited Property Fund 10,714 - -200 200 - 10,914 Police Training Fund 34,392 - -2,800 2,800 - 37,192 Fire Training Fund 15,836 - -300 300 - 16,136 Good Neighbor Fund 3,147 - -- - 2,500 647 Total All Funds 89,269,900$ 22,590,342$ 14,479,540$ 22,336,523$ 59,406,405$ 116,881,435$ 31,794,868$ *includes 2022 expenditure carryovers to tie out fund balance. 2023 Combined Summary of Revenues, Expenditures and Fund Balance/Retained Earnings CITY OF WEST UNIVERSITY PLACE, TEXAS BUDGET SUMMARY COMPARISON Revenue Sources 22 2022 2023 Amount of Increase (Decrease) Percent of Increase (Decrease) Governmental Fund Types: General Fund 21,506,000$ 22,910,238$ 1,404,238$ 6.53% Debt Service Fund 6,304,950 8,781,336 2,476,386 39.28% Total 27,810,950 31,691,574 3,880,624 13.95% Enterprise Fund Types: Water & Sewer Fund 7,624,020 7,955,400 331,380 4.35% Solid Waste Management Fund 1,946,550 1,945,450 (1,100) -0.06% Total 9,570,570 9,900,850 330,280 3.45% Internal Service Fund Types: Employee Benefit Fund 2,242,350 2,355,000 112,650 5.02% Human Resources Services Fund 306,500 304,350 (2,150) -0.70% Asset Replacement Fund 458,800 768,000 309,200 67.39% Vehicle Replacement Fund 658,000 810,500 152,500 23.18% Technology Management Fund 1,938,500 2,128,300 189,800 9.79% Total 5,604,150 6,366,150 762,000 13.60% TOTAL ALL FUND TYPES 42,985,670$ 47,958,574$ 4,972,904$ 11.57% CITY OF WEST UNIVERSITY PLACE, TEXAS BUDGET SUMMARY EXPENDITURES COMPARISON Comparison of 2022 Budget to 2023 Budget $- $5,000,000 $10,000,000 $15,000,000 $20,000,000 $25,000,000 2022 2023 General Fund Debt Service Fund Water & Sewer Fund Solid Waste Management Fund Employee Benefit Fund Asset Replacement Fund Technology Management Fund $- $5,000,000 $10,000,000 $15,000,000 $20,000,000 $25,000,000 2022 2023 23 General Fund Debt Service Fund Water & Sewer Fund Solid Waste Fund Capital Project Funds*Total Revenues Property Tax 14,080,103$ 6,209,239$ -$ -$ -$ 20,289,342$ Other Taxes 2,301,000 - - - - 2,301,000 Licenses, Permits & Fees 833,500 - - - - 833,500 Charges for Services 3,038,940 - 8,700,000 1,907,100 - 13,646,040 Fines & Forfeitures 207,500 - -- - 207,500 Other Revenue 724,240 46,400 136,000 7,400 5,594,700 6,508,740 Transfers 1,736,800 665,000 - - 5,500,383 7,902,183 Total Revenues 22,922,083$ 6,920,639$ 8,836,000$ 1,914,500$ 11,095,083$ 51,688,305$ Expenditures Personnel 14,229,688$ -$ 1,217,300$ 565,100$ -$ 16,012,088$ Operating 5,457,450 - 3,858,100 772,450 - 10,088,000 Capital 93,000 - 60,000 8,000 35,482,383 35,643,383 Transfers 3,130,100 - 2,150,000 599,900 3,240,383 9,120,383 Debt Service - 8,781,336 670,000 - - 9,451,336 Total Expenditures 22,910,238$ 8,781,336$ 7,955,400$ 1,945,450$ 38,722,766$ 80,315,190$ * Includes all capital funds CITY OF WEST UNIVERSITY PLACE, TEXAS BUDGET SUMMARY COMPARISON MAJOR FUNDS 2023 BUDGET AT A GLANCE Personnel 19.9% Operating 12.6% Capital 44.4% Transfers 11.4% Debt Service 11.8% 2023 EXPENDITURES -GENERAL, DEBT SERVICE, WATER & SEWER, SOLID WASTE AND CAPITAL PROJECT FUNDS Property Tax 39.3% Other Taxes 4.5% Licenses, Permits & Fees 1.6% Charges for Services 26.4% Fines & Forfeitures 0.4% Other Revenue 12.6% Transfers 15.3% 2023 REVENUES -GENERAL, DEBT SERVICE, WATER & SEWER, SOLID WASTE AND CAPITAL PROJECT FUNDS 24 Actual Actual Budget Estimated Adopted 2020 2021 2022 2022 2023 Governmental Funds General Fund 20,478,492$ 21,687,382$ 21,675,600$ 22,768,810$ 22,922,083$ Debt Service Fund 21,014,031 7,240,345 6,327,637 8,267,280 6,920,639 Enterprise Funds Water and Sewer Fund 8,602,500 7,671,910 8,228,500 8,220,600 8,836,000 Solid Waste Fund 1,819,790 1,809,917 1,870,100 1,862,800 1,914,500 Special Revenue Funds Parks Donation Fund 7,599 63,806 35,100 35,700 40,900 Friends of West University Parks Fund 579,730 215,001 187,500 200,660 440,000 Truancy Prevention Fund 2,389 4,453 3,100 6,100 6,600 Municipal Jury Fund 48 91 100 325 400 Court Technology Fund 3,639 4,136 5,000 9,100 10,200 Tree Replacement Fund 47,092 46,045 50,500 32,300 43,300 Court Security Fund 3,991 4,854 4,100 9,600 10,500 METRO Fund 679,217 734,182 675,100 731,600 702,500 Police State Forfeited Property Fund 4,282 2,147 100 200 300 Police Federal Forfeited Property Fund - 15,314 - 8,400 200 Police Training Fund 2,820 2,387 2,550 2,800 2,800 Fire Training Fund 158 160 - 13,320 300 Good Neighbor Fund - 3 - -- Internal Service Funds Vehicle Replacement Fund 718,655 678,508 682,000 713,300 792,500 Technology Management Fund 1,683,903 1,946,510 1,928,800 1,931,700 2,134,100 Asset Replacement Fund 704,528 696,515 736,400 744,800 938,900 Employee Benefits Fund 1,970,354 1,815,823 2,220,150 2,029,100 2,360,000 Human Resources Services Fund 252,440 679,511 250,100 253,100 234,600 Capital Projects Funds Capital Project Fund 10,791 300,322 710,300 715,000 3,247,683 2022 General Certificates of Obligation Fund - - - 25,120,000 5,380,000 Captial Reserve Fund - 4,502,532 1,933,000 6,192,716 87,000 Transportation Improvement Fund 29,141,762 580,443 1,280,000 1,326,200 1,443,000 2019 Certificate of Obligation Fund 19,036 1,358 - 2,700 3,900 Water & Sewer Capital Projects Fund 910,701 2,701,666 21,653,000 922,600 933,500 2022 W/S Certificates of Obligation Fund - - - 22,440,000 - TOTAL 88,657,947$ 53,405,318$ 70,458,737$ 104,560,811$ 59,406,405$ CITY OF WEST UNIVERSITY PLACE, TEXAS REVENUE BUDGET SUMMARY 25 Actual Actual Budget Estimated Adopted 2020 2021 2022 2022 2023 Governmental Funds General Fund 17,929,221$ 24,511,478$ 21,506,000$ 25,442,910$ 22,910,238$ Debt Service Fund 20,369,091 7,867,338 6,304,950 6,303,429 8,781,336 Enterprise Funds Water and Sewer Fund 7,727,786 8,916,792 7,624,020 7,278,600 7,955,400 Solid Waste Fund 1,836,729 1,699,785 1,946,550 1,831,170 1,945,450 Special Revenue Funds Parks Donation Fund 34,887 30,119 40,000 40,200 20,000 Friends of West University Parks Fund 579,730 217,967 187,500 187,500 440,000 Truancy Prevention Fund - - - - - Municipal Jury Fund - - - - - Court Technology Fund 6,430 1,254 4,500 3,100 4,500 Tree Replacement Fund - - - 50,000 50,000 Court Security Fund 5,788 - 9,500 1,900 9,500 METRO Fund 550,000 575,000 925,000 925,000 815,000 Police State Forfeited Property Fund - - - - - Police Federal Forfeited Property Fund - - - 13,000 - Police Training Fund - - - - - Fire Training Fund 2,220 1,328 - 12,604 - Good Neighbor Fund - 1,003 2,500 - 2,500 Internal Service Funds Vehicle Replacement Fund 233,046 935,007 658,000 901,000 810,500 Technology Management Fund 1,417,861 1,821,128 1,938,500 1,870,150 2,128,300 Asset Replacement Fund 166,723 276,860 458,800 458,800 768,000 Employee Benefits Fund 1,883,722 2,295,926 2,242,350 2,039,300 2,355,000 Human Resources Services Fund 171,106 280,621 306,500 185,200 304,350 Capital Projects Funds Capital Project Fund 329,692 211,421 835,000 556,172 3,240,383 2022 General Certificates of Obligation Fund - - - 914,240 27,417,000 Captial Reserve Fund 6,968 - 710,000 710,000 3,240,383 Transportation Improvement Fund 1,267,709 20,289,783 10,063,799 1,534,760 815,000 2019 Certificate of Obligation Fund 1,606,761 2,191,798 - 207,119 - Water & Sewer Capital Projects Fund 1,429,842 1,312,174 24,280,000 2,173,729 920,000 2022 W/S Certificates of Obligation Fund - - - 236,352 3,090,000 TOTAL 57,555,310$ 73,436,780$ 80,043,469$ 53,876,235$ 88,022,840$ CITY OF WEST UNIVERSITY PLACE, TEXAS EXPENDITURE BUDGET SUMMARY 26 Levy Rate per $100 Monthly Cost* Levy Rate per $100 Monthly Cost* Maintenance & Operations $0.193797 $206.02 $0.192669 $217.13 $11.11 Debt Service $0.084725 $90.07 $0.084733 $95.49 $5.42 Total $0.278522 $296.08 $0.277402 $312.62 $16.54 Average Residential Taxable Value * Based on Average Residential Taxable Value Tax Year 2021 Tax Year 2022 Tax Year 2022 @ Actual Rate @ No-New- Revenue (NNR) Rate @ Adopted Rate $1,275,061 $1,352,336 $1,352,336 0.27852 0.26740 0.27740 $3,551.33 $3,616.16 $3,751.41 $295.94 $301.35 $312.62 2022 Adopted vs. 2022 NNR 2022 NNR vs. 2021 Actual 2022 Adopted vs. 2021 Actual $77,275 $77,275 Tax Increase (Decrease) from Value $0.00 $206.63 $214.36 Tax Increase (Decrease) from Rate $135.25 -$141.80 -$14.28 $135.25 $64.83 $200.09 $11.27 $5.40 $16.67 1.83%5.63% $1,275,655 $1,352,336 Tax Year 2021 vs. 2022 Average Taxpayer Annual Tax Increase (Decrease) Increase (Decrease) per month % Increase (Decrease) YTY Average Residential Property Tax Impact Average Taxable Value - Residential Tax Rate per $100 Assessed Value Average Annual Tax Average Monthly Tax Value Increase (Decrease) Comparison of Property Taxes Monthly Increase/ (Decrease) Tax Year 2021 Tax Year 2022 Tax Year 2021 vs. 2022 27 THIS PAGE INTENTIONALLY BLANK 28 FIVE-YEAR FINANCIAL FORECAST FISCAL YEARS 2023 - 2027 Introduction The Financial Forecast provides a forward-looking view of the General Fund, Water & Sewer Fund, Solid Waste Fund, and Debt Service Fund operating budgets allowing City officials and others to evaluate the long-term sustainability of the operating budgets. It also provides a starting point for future decision- making regarding the budget by identifying the balance between potential spending needs and the projected revenue outlook. This long-range outlook provides a key tool for financial planning. The Financial Forecast is updated at least annually, but sometimes more often as revenues and spending outlook become clearer. The City uses the Financial Forecast as a tool to: •Identify preliminary spending priorities for future years •Identify necessary expenditure adjustments for future years •Ensure both additions and reductions to the budget are sustainable •Maintain options to deal with contingencies •Anticipate factors affecting revenues and service needs The following Financial Forecasts of the General Fund, Water & Sewer Fund, Solid Waste Fund and Debt Service Fund project the revenues, expenditures, and fund balances for fiscal years 2024 through 2027. These projections are based upon a series of assumptions about economic conditions, future spending scenarios, and other relevant variables, and do not reflect actions the City will take during this period to close the projected gaps. It sets the stage to identify disparity between future recurring revenues and expenditures to allow time for development of strategies to align financial capacity with long-term service objectives. Forecast Methodology As part of the formulation of these forecasts, the forecast methodology includes estimating the future values of revenues and expenditures. The forecast provides an estimate of how much revenue will be needed/required in order to meet expenditures and reserve and bond coverage requirements over the forecast period. The value of forecasts is in estimating whether, given assumptions about financial policies and economic trends, the City will have sufficient resources to meet the resource requirements of ongoing, planned or mandated programs. In the City’s forecasts, there are a mixture of methodologies, including historical and factual information, knowledge of anticipated events, and judgment. The methodologies incorporate information gathered on anticipated population growth and building permits. Anticipated sales tax from retail sales, anticipated valuations, and other variables were identified to try to minimize the risk of overstating or understating revenue. Much like revenue, the expenditure projections for the General Fund, Water & Sewer Fund and Solid Waste Fund are based on historical trends, anticipated events, assumptions about the future, and other judgments staff deemed appropriate. The City may attempt to enact some controls to prevent the anticipated growth of operating expenses, but such controls are not assumed in the plan. The Debt Service Fund expenditure forecast is based upon current debt service payments, as well as anticipated debt from new debt issuances based on the City’s Five-Year CIP. General Fund and Debt Service revenues are dependent on the net assessed property valuation assumptions. 29 Analysis General Fund For all years presented in the financial forecast, the General Fund is structurally balanced, and the ending projected unassigned fund balance exceeds our fund balance reserve requirement of 20% of estimated operating and maintenance expenditures. Historically the forecast is direr than reality as we typically have annual budget savings resulting in fewer incurred expenditures than forecast. This often provides us more flexibility for funding non-recurring expenditures than the levels we forecast. Water & Sewer Fund While fiscal years 2024 and 2025 for the Water & Sewer Fund are structurally balanced, the current model has 2026 and 2027 falling short of our 10% of estimated operating and maintenance expenditures reserve requirement. The majority of the out year increases are due to increase in debt service from the investment in critical water & sewer capital infrastructure. As the City progresses toward the out year projections, projects, project costs and fees will be refined to ensure sufficient working capital to meet the working capital reserve requirements. In addition, historically the forecast is direr than reality as we typically have annual budget savings resulting in fewer incurred expenditures than forecast. Solid Waste Fund For all years presented in the financial forecast, the Solid Waste Fund is structurally balanced, based on current and the ending projected unassigned fund balance exceeds our working capital reserve requirement of 10% of estimated operating and maintenance expenditures. Historically the forecast is direr than reality as we typically have annual budget savings resulting in fewer incurred expenditures than forecast. Debt Service Fund The debt service fund is slightly structurally imbalanced in the years presented, resulting from using a more conservative collection rate as well as conservative earnings on investments. We have ample fund balance to absorb the minor imbalance and we can manage the tax revenue in future years if the imbalance is greater than expected. All years except 2027 are projected to meet the fund balance reserve requirement of 10% of annual debt service requirements. As the City progresses toward the out year projections, projects and project costs will be refined to ensure sufficient fund balance to meet the fund balance reserve requirements. All years are projected to end with at least $0.9 million of fund balance. Conclusion The proposed forecasts are conservative and only include developments that are anticipated based on current knowledge. This forecast will be updated annually or sooner if any new developments significantly impact revenue or expenditures are identified as “concrete”, or likely to happen. There are external factors outside of the City, such as the legislature, economy, potential grant funding, and weather, that could impact the forecast and the City, despite having a prudent financial plan in place. Our objective is to provide City Council and management a prudent financial plan in order to make decisions to benefit our current and future residents. 30 GENERAL FUND REVENUE 2024 2025 2026 2027 Ad Valorem Taxes $600,000$ 600,000$ 600,000$ 600,000$ Sales Taxes %0%0%0%0% Franchise Taxes %0%0%0%0% Other Taxes %0%0%0%0% Permits, Licenses And Fees %3%3%3%3% Charges for Services %3%3%3%3% Fines and Forfeitures %20%10%5%3% Earnings on Investments %10%5%5%5% Other Revenue %0%0%0%0% Transfers In %0%0%0%0% EXPENSES Inflation Rate 3.00%3.00%3.00%3.00% Cloud based ERP system 75,000$ 77,250 79,568 81,955 Total Additional Costs 75,000$ 77,250$ 79,568$ 81,955$ WATER & SEWER FUND REVENUE 2024 2025 2026 2027 Water Service %6%7%7%7% Sewer Service %3%3%3%3% Penalties %0%0%0%0% Connection Fee %0%0%0%0% Earnings on Investments %10%5%5%5% Miscellaneous %0%0%0%0% EXPENSES Inflation Rate 3%3%3%3% None Total Additional Costs SOLID WASTE FUND REVENUE 2024 2025 2026 2027 Solid Waste Collection %3.5%3.5%3.5%3.5% Solid Waste Special Collection %3%3%3%3% Sale of Recyclables %0%0%0%0% Earnings on Investments %10%5%5%5% Miscellaneous %0%0%0%0% EXPENSES Inflation Rate 3%3%3%3% None ISSUANCE SERIES 2024 2025 2026 2027 Issuance Amount 39,077,890$ 36,420,000$ 44,880,000$ 12,565,000$ Interest Rate 4.75%5.00%5.00%5.00% Allocation to Water & Sewer Fund 39%15%6%68% Bond Term in Years 25 25 25 25 DEBT SERVICE FUND ASSUMPTIONS FIVE-YEAR FORECAST ASSUMPTIONS Additional Operating Costs - Solid Waste Fund General Fund, Water & Sewer Fund, Solid Waste, and Debt Service Fund Additional Operating Costs - Water & Sewer Fund Additional Operating Costs - General Fund GENERAL FUND ASSUMPTIONS WATER & SEWER FUND ASSUMPTIONS SOLID WASTE FUND ASSUMPTIONS 31 GENERAL FUND FIVE-YEAR FORECAST Actual Actual Estimated Budget 2020 2021 2022 2023 REVENUES Ad Valorem Taxes 12,307,661 12,947,028 13,534,300 14,080,103$ Sales Taxes 1,358,237 1,468,046 1,460,000 1,400,000$ Franchise Taxes 908,388 934,635 908,800 890,000$ Other Taxes 8,382 12,191 12,700 11,000$ TOTAL TAXES 14,582,667$ 15,361,899$ 15,915,800$ 16,381,103$ Permits, Licenses And Fees 648,153 829,650 987,700 833,500 Charges for Services 1,953,402 3,035,642 3,252,335 3,038,940 Fines and Forfeitures 110,579 113,748 214,800 207,500 Investment Earnings 102,657 6,682 97,800 144,300 Other Revenue 1,340,343 612,558 652,175 579,940 Transfers In 1,740,691 1,727,202 1,648,200 1,736,800 TOTAL REVENUES 20,478,492$ 21,687,382$ 22,768,810$ 22,922,083$ EXPENDITURES BY DEPARTMENT Administration 1,278,449 1,553,770 1,737,050 1,895,350 Finance 1,600,284 1,723,276 1,853,075 2,083,350 Police 4,737,561 4,980,948 5,753,600 6,036,100 Fire 3,710,437 3,720,701 3,859,100 4,128,600 Public Works 3,277,667 3,465,769 3,589,700 3,870,600 Parks & Recreation 3,041,222 3,760,014 4,165,385 4,606,238 Transfers Out 283,600 5,307,000 4,485,000 290,000 TOTAL EXPENDITURES 17,929,221$ 24,511,478$ 25,442,910$ 22,910,238$ NET REVENUES (EXPENDITURES)2,549,271 (2,824,096)$ (2,674,100)$ 11,845$ BEGINNING FUND BALANCE 9,822,396 12,371,667 9,547,571 6,873,471 ENDING FUND BALANCE 12,371,667$ 9,547,571$ 6,873,471$ 6,885,316$ ASSIGNED*203,000 211,000 219,000 228,000 RESTRICTED**332,455 372,371 392,371 412,371 UNASSIGNED FUND BALANCE 11,836,212$ 8,964,200$ 6,262,100$ 6,244,945$ * Assigned for City Manager's Contract ** Restricted for PEG fees Minimum Unassigned Fund Balance 3,585,844$ 4,902,296$ 5,088,582$ 4,582,048$ Over/(Under) Minimum 8,250,368$ 4,061,904$ 1,173,518$ 1,662,897$ $- $5.00 $10.00 $15.00 2020 2021 2022 2023 2024 2025 2026 2027 General Fund - Unassigned Fund Balance General Fund - Reserve Requirement 32 2024 2025 2026 2027 REVENUES Ad Valorem Taxes 14,680,103$ 15,280,103$ 15,880,103$ 16,480,103$ Sales Taxes 1,400,000 1,400,000 1,400,000 1,400,000 Franchise Taxes 890,000 890,000 890,000 890,000 Other Taxes 11,000 11,000 11,000 11,000 TOTAL TAXES 16,981,103$ 17,581,103$ 18,181,103$ 18,781,103$ Permits, Licenses And Fees 858,505 884,260 910,788 938,112 Charges for Services 3,130,108 3,224,011 3,320,732 3,420,354 Fines and Forfeitures 249,000 273,900 287,595 296,223 Investment Earnings 158,730 166,667 175,000 183,750 Other Revenue 579,940 579,940 579,940 579,940 Transfers In 1,736,800 1,736,800 1,736,800 1,736,800 TOTAL REVENUES 23,694,186$ 24,446,681$ 25,191,958$ 25,936,281$ EXPENDITURES BY DEPARTMENT Administration 1,952,211 2,010,777 2,071,100 2,133,233 Finance 2,145,851 2,210,226 2,276,533 2,344,829 Police 6,217,183 6,403,698 6,595,809 6,793,684 Fire 4,252,458 4,380,032 4,511,433 4,646,776 Public Works 3,986,718 4,106,320 4,229,509 4,356,394 Parks & Recreation 4,744,425 4,886,758 5,033,361 5,184,361 Transfers Out 298,700 307,661 316,891 326,398 TOTAL EXPENDITURES 23,597,545$ 24,305,471$ 25,034,636$ 25,785,675$ NET REVENUES (EXPENDITURES)96,641$ 141,210$ 157,322$ 150,606$ BEGINNING FUND BALANCE 6,885,316$ 6,981,957$ 7,123,167$ 7,280,489$ ENDING FUND BALANCE 6,981,957$ 7,123,167$ 7,280,489$ 7,431,095$ ASSIGNED*236,000 244,000 252,000 260,000 RESTRICTED**432,371 452,371 472,371 492,371 UNASSIGNED FUND BALANCE 6,313,586$ 6,426,796$ 6,556,118$ 6,678,724$ * Assigned for City Manager's Contract ** Restricted for PEG fees Minimum Unassigned Fund Balance 4,719,509$ 4,861,094$ 5,006,927$ 5,157,135$ Over/(Under) Minimum 1,594,077$ 1,565,701$ 1,549,191$ 1,521,589$ Forecast $17 $18 $19 $20 $21 $22 $23 $24 $25 $26 $27 2020 2021 2022 2023 2024 2025 2026 2027Millions General Fund Revenues General Fund Expenditures 33 DEBT SERVICE FUND 5-YEAR FORECAST Actual Actual Estimated Budget 2020 2021 2022 2023 REVENUES Current Year Property Taxes 7,667,034$ 6,772,312$ 5,876,000$ 6,159,239$ Prior Year Property Taxes 56,848 42,640 50,000 50,000 Penalty and Interest 31,427 36,471 35,000 32,000 Earnings on Investments 10,332 902 9,800 14,400 Transfer from 2019 Cert of Obligation Fund 688,079 - - - Transfer from Water & Sewer Fund 1,184,183 388,020 367,700 665,000 General Obligation Bond Proceeds 11,376,128 - - - Certificates of Obligation Proceeds - - 1,928,780 - TOTAL REVENUE 21,014,031$ 7,240,345$ 8,267,280$ 6,920,639$ EXPENDITURES Bond Principal 8,060,000$ 6,496,435$ 4,885,000$ 5,475,000$ Interest on Bonds 930,783 1,364,103 1,411,629 3,207,475 Fiscal Agent Fees 2,250 3,300 3,300 3,300 Issuance Costs 111,602 3,500 3,500 95,561 Payment to Refunded Bond Escrow 11,264,456 - - - TOTAL EXPENDITURES 20,369,091$ 7,867,338$ 6,303,429$ 8,781,336$ NET REVENUES (EXPENDITURES)644,940$ (626,993)$ 1,963,851$ (1,860,697)$ BEGINNING WORKING CAPITAL 916,421 1,561,361 934,368 2,898,219 ENDING WORKING CAPITAL 1,561,361$ 934,368$ 2,898,219$ 1,037,522$ 10% of Debt Service Requirement 899,078 786,054 629,663 868,248 Fund Balance Over(Under) Requirement 662,282 148,314 2,268,556 169,275 34 2024 2025 2026 2027 REVENUES Current Year Property Taxes 3,248,144$ 3,780,154$ 5,699,650$ 7,282,242$ Prior Year Property Taxes 50,000 50,000 50,000 50,000 Penalty and Interest 32,000 32,000 32,000 32,000 Earnings on Investments 15,840 16,632 17,464 18,337 Transfer from 2019 Cert of Obligation Fund - - - - Transfer from Water & Sewer Fund 1,804,077 2,710,315 3,054,700 3,346,956 General Obligation Bond Proceeds - - - - Certificates of Obligation Proceeds - - - TOTAL REVENUE 5,150,061$ 6,589,101$ 8,853,814$ 10,729,535$ EXPENDITURES Bond Principal 2,200,000$ 1,895,000$ 2,300,000$ 2,590,000$ Interest on Bonds 2,852,221 4,595,469 6,454,350 8,039,198 Fiscal Agent Fees 4,000 5,000 6,000 7,500 Issuance Costs 120,000 120,000 120,000 120,000 Payment to Refunded Bond Escrow - - - - TOTAL EXPENDITURES 5,176,221$ 6,615,469$ 8,880,350$ 10,756,698$ NET REVENUES (EXPENDITURES)(26,160)$ (26,368)$ (26,536)$ (27,163)$ BEGINNING WORKING CAPITAL 1,037,522 1,011,362 984,994 958,458 ENDING WORKING CAPITAL 1,011,362$ 984,994$ 958,458$ 931,294$ 10% of Debt Service Requirement 505,222 649,047 875,435 1,062,920 Fund Balance Over(Under) Requirement 506,140 335,947 83,023 (131,625) Forecast 35 WATER AND SEWER FUND 5-YEAR FORECAST Actual Actual Estimated Budget 2020 2021 2022 2023 REVENUES FEMA Reimbursement -$ 31,670$ -$ -$ Water Service 5,205,754 4,520,193 4,929,000 5,400,000 Sewer Service 3,288,263 2,935,835 3,140,000 3,300,000 Penalties 32,276 48,516 51,300 48,000 Connection Fee 68,650 84,700 87,600 80,000 Earnings on Investments 6,312 476 2,000 3,000 Miscellaneous 1,244 7,320 10,700 5,000 Transfer from Human Resource Services Fund - 43,199 - - TOTAL REVENUE 8,602,500$ 7,671,910$ 8,220,600$ 8,836,000$ EXPENDITURES BY DEPARTMENT Debt Service 1,202,796$ 395,002$ 372,700$ 670,000$ Finance 191,455 259,624 300,600 312,600 Public Works 4,183,535 4,206,410 4,455,300 4,822,800 Transfer to General Fund 1,250,000 1,250,000 1,250,000 1,250,000 Transfer to Asset Replacement Fund - 105,755 - - Transfer to Water & Sewer Capital Projects 900,000 2,700,000 900,000 900,000 TOTAL EXPENDITURES 7,727,786$ 8,916,792$ 7,278,600$ 7,955,400$ NET REVENUES (EXPENDITURES)874,714$ (1,244,882)$ 942,000$ 880,600$ BEGINNING WORKING CAPITAL 717,313 1,592,027 347,145 1,289,145 ENDING WORKING CAPITAL 1,592,027$ 347,145$ 1,289,145$ 2,169,745$ Minimum Working Capital Requirement 772,779$ 891,679$ 727,860$ 795,540$ Working Capital Over/(Under)819,248$ (544,535)$ 561,285$ 1,374,205$ 36 2024 2025 2026 2027 REVENUES FEMA Reimbursement -$ -$ -$ -$ Water Service 5,724,000 6,124,680 6,553,408 7,012,146 Sewer Service 3,399,000 3,500,970 3,605,999 3,714,179 Penalties 48,000 48,000 48,000 48,000 Connection Fee 80,000 80,000 80,000 80,000 Earnings on Investments 3,300 3,465 3,638 3,820 Miscellaneous 5,000 5,000 5,000 5,000 Transfer from Human Resource Services Fund - - - - TOTAL REVENUE 9,259,300$ 9,762,115$ 10,296,045$ 10,863,145$ EXPENDITURES BY DEPARTMENT Debt Service 1,804,077$ 2,710,315$ 3,054,700$ 3,346,956$ Finance 270,478 278,592 286,950 295,559 Public Works 4,967,484 5,116,509 5,270,004 5,428,104 Transfer to General Fund 1,287,500 1,326,125 1,365,909 1,406,886 Transfer to Asset Replacement Fund - - - - Transfer to Water & Sewer Capital Projects 900,000 900,000 900,000 900,000 TOTAL EXPENDITURES 9,229,539$ 10,331,540$ 10,877,563$ 11,377,505$ NET REVENUES (EXPENDITURES)29,761$ (569,425)$ (581,518)$ (514,359)$ BEGINNING WORKING CAPITAL 2,169,745 2,199,505 1,630,080 1,048,562 ENDING WORKING CAPITAL 2,199,505$ 1,630,080$ 1,048,562$ 534,203$ Minimum Working Capital Requirement 922,954$ 1,033,154$ 1,087,756$ 1,137,750$ Working Capital Over/(Under)1,276,552$ 596,926$ (39,194)$ (603,548)$ Forecast 37 SOLID WASTE FUND 5-YEAR FORECAST Actual Actual Estimated Budget 2020 2021 2022 2023 REVENUES FEMA Reimbursement -$ 2,051$ -$ -$ State Grant - - - - Solid Waste Collection 1,813,147 1,797,489 1,847,000 1,906,600 Solid Waste Special Collection 650 (50) 500 500 Sale of Recyclables - 10,384 10,000 - Earnings on Investments 5,252 294 4,500 6,600 Miscellaneous 741 (251) 800 800 TOTAL REVENUE 1,819,790$ 1,809,917$ 1,862,800$ 1,914,500$ EXPENDITURES BY DIVISION City-Wide 2,902$ 1,911$ 500$ 500$ Curbside Solid Waste 898,445 900,767 1,051,100 1,113,600 Curbside Recycling 402,331 318,170 287,300 307,350 Curbside Green Waste Recycling 223,050 168,938 182,270 214,000 Transfer to General Fund 310,000 310,000 310,000 310,000 TOTAL EXPENDITURES 1,836,729$ 1,699,785$ 1,831,170$ 1,945,450$ NET REVENUES (EXPENDITURES)(16,938)$ 110,133$ 31,630$ (30,950)$ BEGINNING WORKING CAPITAL 444,802 427,864 537,996 569,626 ENDING WORKING CAPITAL 427,864$ 537,996$ 569,626$ 538,676$ Minimum Working Capital Requirement 183,673$ 169,978$ 183,117$ 194,545$ Working Capital Over/(Under)244,191$ 368,018$ 386,509$ 344,131$ 38 2024 2025 2026 2027 REVENUES FEMA Reimbursement -$ -$ -$ -$ State Grant - - - - Solid Waste Collection 1,973,331 2,042,398 2,113,882 2,187,867 Solid Waste Special Collection 515 530 546 563 Sale of Recyclables - - - - Earnings on Investments 7,260 7,623 8,004 8,404 Miscellaneous 800 800 800 800 TOTAL REVENUE 1,981,906$ 2,051,351$ 2,123,232$ 2,197,634$ EXPENDITURES BY DIVISION City-Wide 500$ 500$ 500$ 500$ Curbside Solid Waste 1,147,008 1,181,418 1,216,861 1,253,367 Curbside Recycling 316,571 326,068 335,850 345,925 Curbside Green Waste Recycling 220,420 227,033 233,844 240,859 Transfer to General Fund 319,300 328,879 338,745 348,908 TOTAL EXPENDITURES 2,003,799$ 2,063,897$ 2,125,799$ 2,189,558$ NET REVENUES (EXPENDITURES)(21,893)$ (12,546)$ (2,567)$ 8,076$ BEGINNING WORKING CAPITAL 538,676 516,784 504,237 501,670 ENDING WORKING CAPITAL 516,784$ 504,237$ 501,670$ 509,746$ Minimum Working Capital Requirement 200,380$ 206,390$ 212,580$ 218,956$ Working Capital Over/(Under)316,404$ 297,848$ 289,090$ 290,790$ Forecast 39 THIS PAGE INTENTIONALLY BLANK 40 GENERAL FUND The General Fund finances nearly all of the City’s services. The ad valorem tax rate, fees, objectives, levels of service, the number of employees, salaries and benefits are all determined during the preparation of the General Fund’s budget. The General Fund is the principal source of funds for six of the City’s departments: Police, Fire, Public Works, Parks and Recreation, Finance, and Administration. 2022 Estimated Revenue – The 2022 Budget projected a revenue total of $21.1 million, excluding transfers to finance the General Fund’s services. Based on collections and data available through September 1, 2022, revenues are estimated to total $22.8 million, 4.8% or $1.1 million above the 2022 budgeted amount. Parks and recreation fee categories are expected to be more than the original budget projections by $279,235 and fines and forfeitures are expected to come in over budget by $82,800. Additionally, earnings on investments revenue is projected to come in over budget by $85,800, which is due to the increase in interest rates. 2022 Estimated Expenditures – The 2022 Budget appropriated $21.5 million, including transfers out. Based on expenditures through September 1, 2022 and department estimates to complete the year, the total actual expenditures are projected to be above the appropriated amount by $3.9 million or 18.3%. The increase was due to a transfer from the General Fund to the Capital Reserve Fund totaling $4.2 million, which allows the City to utilize the General Fund excess unassigned fund balance for future capital projects. 2022 Financial Position – The City of West University Place’s General Fund is projected to close 2022 in sound fiscal condition. The estimated ending fund balance available for appropriations in 2022 is $6.26 million. This amount represents 27.3% of the 2023 budgeted expenditures. The City’s financial policies require that General Fund unassigned and unrestricted reserves be maintained at 20% of expenditures. The primary purpose of this fund balance reserve is to buffer the impact of unforeseen events and to provide funds for unanticipated revenue shortfalls. The General Fund’s unassigned and unrestricted reserves likely will close 2022 exceeding that target by approximately $1.17 million. 2023 Budgeted Revenues – The City’s General Fund revenues for fiscal year 2023 are projected to increase 0.7% over 2022’s revenue budget. Total 2023 revenues are expected to be approximately $22.92 million. Revenues from ad valorem property taxes (current tax, delinquent tax and penalty and interest) will increase by $545,803, a 4% increase. The ad valorem tax rate dedicated to maintenance and operations increased 0.58% to $0.192669 per $100 of assessed value. Taxable value in West University Place is estimated to increase $334.1 million or 4.81% to $7.28 billion. Values from new construction are certified at $51.87 million. An additional estimate of $263 million for property not yet certified by the appraisal district, is expected to be added to the certified appraisal roll at a later date. Revenue generated by the City’s one-cent sales tax is budgeted at $1.4 million a 7.7% increase from 2022. Franchise taxes are expected to provide approximately 3.9% of the City’s General Fund revenues, budgeted at $0.89 million. Franchise fees are received for electricity, telephone, natural gas and cable service provided to the residents of West University Place. 41 GENERAL FUND (Cont.) Revenue sources budgeted under the Charges for Services category includes ambulance service, alarm monitoring, parks fees, and other service related fees. Alarm monitoring revenue is expected to decrease by $20,000 from the 2022 Budget. Parks and recreation revenue items contained within Charges for Services are expected to increase by $128,040 from the 2022 Budget. Other revenue sources under Charges for Services are consistent with the 2022 Budget. 2023 Budgeted Expenditures – The 2023 Budget appropriates $22.9 million, up $1.4 million, or 6.53% from the 2022 General Fund’s $21.5 million budget. Personnel expenditures account for 60% of the increase in expenditures. Included in the 2022 Budget are the following transfers: Amount Transfer To Fund Purpose $367,000 Vehicle Replacement Fund Provide cash basis funding for replacement vehicles. ($17,000 increase) $1,927,300 Technology Management Fund Provide operating funds for the centralization and management of city-wide technology needs. ($193,200 increase) $545,800 Asset Replacement Fund Provide cash basis funding for the purchase of high dollar equipment routinely used by the city. ($102,500 increase) $0 Capital Project Fund Provide cash basis funding for capital projects related to the City’s infrastructure. $60,000 Employee Benefit Fund Provide operating funds for the centralization and management of employee benefits. ($25,000 increase) $230,000 Human Resources Services Fund Provides cash basis funding for non-insurance related Human Resources expenditures. ($20,000 decrease) Personnel costs, including benefits, will amount to $14.23 million, or 62.11% of the expenditure budget, and a 6.17% increase compared to the corresponding 2022 budget. The City’s portion of health and dental care benefit costs are projected to total $1.18 million, a 7.94% increase as compared to the 2022 budget. Required contributions to the Texas Municipal Retirement System (TMRS) are budgeted at $1.29 million, up approximately 5.17%. Since 2007, the TMRS board has adopted a series of actuarial and investment changes to ensure that TMRS continues to be well funded and members’ benefits remain secure and sustainable over the generations of workers. Cities were given the option of a Phase-in Rate or a Full Rate contribution, with TMRS recommending the Full Rate contribution, so as not to more adversely affect the City’s unfunded actuarial accrued liability and subsequent years’ contribution rates. This budget includes TMRS funding at the full rate contribution of 12.88%. As of December 31, 2020, the most recent available valuation, the City of West University Place is 91.17% funded. The 2023 Budget for employee regular wages is $9.01 million, up 6.76% over the 2022 Budget. The budget includes a 3.0% COLA and a 3.0% annual merit increase that an employee can earn on their anniversary date. An additional 1.5%, for a total of 7.5%, can be earned by an employee for exceptional performance. 42 GENERAL FUND STATEMENT OF REVENUES AND EXPENDITURES BY DEPARTMENT Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 REVENUES: Ad Valorem Taxes $ 12,307,661 $ 12,947,028 $ 13,526,000 $ 13,534,300 $ 14,080,103 Sales Taxes 1,358,237 1,468,046 1,300,000 1,460,000 1,400,000 Franchise Taxes 908,388 934,635 920,000 908,800 890,000 Other Taxes 8,382 12,191 10,000 12,700 11,000 Total Taxes 14,582,667$ 15,361,899$ 15,756,000$ 15,915,800$ 16,381,103$ Permits, Licenses And Fees 648,153 829,650 695,500 987,700 833,500 Charges for Services 1,953,402 3,035,642 2,888,500 3,252,335 3,038,940 Fines and Forfeitures 110,579 113,748 132,000 214,800 207,500 Earnings on Investments 102,657 6,682 12,000 97,800 144,300 Other Revenue 1,340,343 612,558 454,200 652,175 579,940 Transfers In 1,740,691 1,727,202 1,737,400 1,648,200 1,736,800 TOTAL REVENUES 20,478,492$ 21,687,382$ 21,675,600$ 22,768,810$ 22,922,083$ EXPENDITURES BY DEPARTMENT: Administration $ 1,278,449 $ 1,553,770 $ 1,820,250 $ 1,737,050 $ 1,895,350 Finance 1,600,284 1,723,276 1,889,900 1,853,075 2,083,350 Police 4,737,561 4,980,948 5,560,750 5,753,600 6,036,100 Fire 3,710,437 3,720,701 3,952,300 3,859,100 4,128,600 Public Works 3,277,667 3,465,769 3,663,800 3,589,700 3,870,600 Parks & Recreation 3,041,222 3,760,014 4,334,000 4,165,385 4,606,238 Transfers Out 283,600 5,307,000 285,000 4,485,000 290,000 TOTAL EXPENDITURES 17,929,221$ 24,511,478$ 21,506,000$ 25,442,910$ 22,910,238$ NET REVENUES (EXPENDITURES)2,549,271$ (2,824,096)$ 169,600$ (2,674,100)$ 11,845$ BEGINNING FUND BALANCE 9,822,396 12,371,667 5,992,410 9,547,571 6,873,471 ENDING FUND BALANCE 12,371,667$ 9,547,571$ 6,162,010$ 6,873,471$ 6,885,316$ ASSIGNED*203,000 211,000 219,000 219,000 228,000 RESTRICTED**332,455 372,371 392,432 392,371 412,371 UNASSIGNED FUND BALANCE 11,836,212$ 8,964,200$ 5,550,578$ 6,262,100$ 6,244,945$ * Assigned for City Manager's Contract ** Restricted for PEG fees Administration 8.3% Finance 9.1% Police 26.3% Fire 18.0% Public Works 16.9% Parks & Recreation 20.1% Transfers Out 1.3% 2023 GENERAL FUND EXPENDITURES BY DEPARTMENT 43 GENERAL FUND STATEMENT OF REVENUES AND EXPENDITURES BY ACCOUNT Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Ad Valorem Taxes 12,307,661$ 12,947,028$ 13,526,000$ 13,534,300$ 14,080,103$ Sales Taxes 1,358,237 1,468,046 1,300,000 1,460,000 1,400,000 Franchise Taxes 908,388 934,635 920,000 908,800 890,000 Other Taxes 8,382 12,191 10,000 12,700 11,000 TOTAL TAXES 14,582,667$ 15,361,899$ 15,756,000$ 15,915,800$ 16,381,103$ Permits, Licenses And Fees 648,153 829,650 695,500 987,700 833,500 Charges for Services 1,953,402 3,035,642 2,888,500 3,252,335 3,038,940 Fines and Forfeitures 110,579 113,748 132,000 214,800 207,500 Earnings on Investments 102,657 6,682 12,000 97,800 144,300 Other Revenue 1,340,343 612,558 454,200 652,175 579,940 Transfers In 1,740,691 1,727,202 1,737,400 1,648,200 1,736,800 TOTAL REVENUES 20,478,492$ 21,687,382$ 21,675,600$ 22,768,810$ 22,922,083$ Regular Wages $ 7,441,332 $ 7,971,221 $ 8,441,200 $ 8,266,300 $ 9,011,600 Part-Time Wages 509,779 588,486 781,000 708,200 848,415 On Call 19,479 19,656 24,500 22,715 24,100 Overtime 611,710 628,479 604,100 760,520 609,723 Longevity 51,684 54,014 60,700 56,375 55,000 Health & Dental 899,373 895,233 1,095,300 1,043,300 1,182,300 TMRS 1,086,603 1,157,454 1,224,500 1,220,500 1,287,800 FICA 636,157 682,899 736,200 726,600 788,000 Workers Compensation 146,753 86,271 90,550 89,950 108,150 Allowances 62,731 64,369 69,600 62,600 65,400 Retiree Benefits 94,400 98,300 98,800 98,800 84,500 Other Benefits 30,639 41,055 44,550 42,800 46,500 HSA Contribution 112,175 76,200 111,000 98,750 92,500 Employee Relations 18,126 25,467 20,900 19,600 25,700 Recruiting & Hiring - 41 - 200 - PERSONNEL 11,720,940$ 12,389,144$ 13,402,900$ 13,217,210$ 14,229,688$ Office Supplies $ 38,835 $ 34,250 $ 42,500 $ 42,900 $ 42,000 Apprehension & Jailing 861 791 1,400 1,400 1,400 Operating Supplies 195,000 204,732 169,600 169,100 179,000 EMS Supplies - 32,882 30,000 30,000 35,000 Fuel 40,627 66,569 71,000 89,000 93,000 Emergency Generator Fuel 4,401 22,929 5,000 5,000 5,000 Treatment Chemicals 17,891 27,025 39,600 39,600 43,900 Emergency Management - - - - 5,000 Equipment Maintenance 85,958 102,811 135,600 145,100 162,500 Vehicle Maintenance 99,178 88,437 101,500 110,000 109,000 Building & Grounds Maintenance 65,674 78,054 88,700 88,700 94,600 Swimming Pool Maintenance 65,653 52,662 58,500 58,500 76,000 Drainage Maintenance 46,576 42,002 146,000 146,000 151,000 Street Maintenance 179,489 230,623 155,000 155,000 155,000 Traffic Control Maintenance 18,393 20,249 24,000 24,000 24,000 Postage & Shipping 66,137 78,654 44,300 35,700 46,300 Electric Service 217,299 232,842 263,000 256,900 268,000 Electric Service - Street Lighting 53,246 74,324 75,000 75,000 65,000 Natural Gas Service 16,473 20,349 31,200 23,900 28,400 Software licenses - - 6,000 5,000 - 44 GENERAL FUND STATEMENT OF REVENUES AND EXPENDITURES BY ACCOUNT Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Consultants 54,035 91,946 35,000 48,700 35,000 Legal 160,501 168,445 211,000 200,000 205,000 Electric Services - Cameras - - - - 11,000 Equipment Lease/Rental 30,893 23,286 25,500 25,450 26,300 Professional Dues 27,606 23,952 37,950 36,450 39,650 Publications 15,394 19,151 22,600 18,800 20,500 Professional Development 74,093 118,767 192,150 189,000 226,000 Credit Card Fees 38,039 57,123 66,800 92,500 97,500 Other Contracted Services 1,035,816 1,175,041 1,403,400 1,371,500 1,443,400 Lobbyist - 21,386 - - - Instructor Fees 339,446 700,254 840,000 835,000 879,800 Youth Sports - 32,500 100,000 104,000 126,500 General Liability Insurance 8,976 9,327 10,100 10,000 10,300 Errors & Omissions 16,496 18,301 22,200 22,000 23,000 Law Enforcement Liability 14,433 17,355 23,000 21,800 21,000 Crime Coverage Fidelity 3,124 3,124 3,200 3,200 3,300 Auto Liability 39,808 38,557 46,200 46,000 49,000 Auto Physical Damage 33,144 27,187 30,000 29,600 31,500 Underground Storage Liability 500 500 800 500 800 Real & Personal Property 104,910 110,125 121,500 124,300 141,200 Deductible (290) (815) 10,000 10,000 10,000 Property Taxes 1,758 - - - - Community Relations 22,277 102,448 313,700 259,400 382,400 Boards and Committees 5,039 4,023 5,000 5,000 5,000 Election Expense - 40,016 30,000 - 40,000 Bad Debt Expense 145 939 200 200 200 Furniture & Equip < $5000 1,751 3,307 2,000 8,700 - Furniture & Fixtures 1,873 - - - - Automobiles - - - 30,000 - Other Equipment 171,992 10,178 115,300 112,400 13,000 Construction Costs - 7,751 5,000 5,000 19,000 Other Construction Costs 70,895 157,471 85,200 58,000 61,000 Transfer to Capital Project Fund - 300,000 - - - Transfer to Capital Reserve Fund - 4,500,000 - 4,200,000 - Transfer to Vehicle Replacement Fund 365,355 343,000 350,000 350,000 367,000 Transfer to Technology Management Fund 1,496,400 1,761,200 1,734,100 1,734,100 1,927,300 Transfer to Asset Replacement Fund 576,100 539,300 443,300 443,300 545,800 Transfer to Employee Benefit Fund 33,700 35,000 35,000 35,000 60,000 Transfer to Human Resource Svcs Fund 249,900 252,000 250,000 250,000 230,000 Contingency 2,482 - 45,000 45,000 45,000 OPERATING 6,208,281$ 12,122,334$ 8,103,100$ 12,225,700$ 8,680,550$ TOTAL EXPENDITURES 17,929,221$ 24,511,478$ 21,506,000$ 25,442,910$ 22,910,238$ 45 Ad Valorem Taxes 61.4% Sales Taxes 6.1%Franchise Taxes 3.9%Other Taxes 0.1% Permits, Licenses And Fees 3.6% Charges for Services 13.3% Fines and Forfeitures 0.9% Earnings on Investments 0.6% Other Revenue 2.5%Transfers In 7.6% 2023 GENERAL FUND REVENUE BY TYPE PERSONNEL 62.1% INSURANCE 1.3% ELECTRICITY & NATURAL GAS 1.5% VEHICLE REPLACEMENT 1.6% TECHNOLOGY MANAGEMENT 8.4% ASSET REPLACEMENT 2.4% MAINTENANCE 3.4% FUEL 0.4% OTHER OPERATING 16.9% TRANSFERS 1.6%CAPITAL 0.4% 2023 GENERAL FUND EXPENDITURES BY TYPE 46 GENERAL FUND DETAIL STATEMENT OF REVENUES Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Current Year Property Taxes $ 12,170,492 $ 12,832,115 $ 13,441,000 $ 13,441,000 $ 14,005,103 Prior Year Property Taxes 87,550 61,273 40,000 32,800 30,000 Penalty and Interest 49,619 53,640 45,000 60,500 45,000 AD VALOREM TAXES 12,307,661$ 12,947,028$ 13,526,000$ 13,534,300$ 14,080,103$ Sales Tax $ 1,358,237 $ 1,468,046 $ 1,300,000 $ 1,460,000 $ 1,400,000 SALES TAXES 1,358,237$ 1,468,046$ 1,300,000$ 1,460,000$ 1,400,000$ Electricity $ 546,875 $ 545,437 $ 545,000 $ 543,100 $ 545,000 Natural Gas 145,128 170,680 150,000 182,000 165,000 Telephone 77,813 62,086 70,000 45,000 45,000 Cable 138,573 136,492 135,000 138,700 135,000 Telephone-PEG Fees - 19,940 20,000 - - FRANCHISE TAXES 908,388$ 934,635$ 920,000$ 908,800$ 890,000$ Mixed Beverage Tax $ 8,382 $ 12,191 $ 10,000 $ 12,700 $ 11,000 OTHER TAXES 8,382$ 12,191$ 10,000$ 12,700$ 11,000$ TOTAL TAXES 14,582,667$ 15,361,899$ 15,756,000$ 15,915,800$ 16,381,103$ Building Permit $ 235,786 $ 301,988 $ 275,000 $ 350,000 $ 300,000 Plumbing Permit 84,515 102,968 90,000 150,000 110,000 HVAC Permit 56,270 52,825 55,000 75,000 70,000 Fence and Sidewalk Permit 45,718 66,616 50,000 65,000 65,000 Electrical Permit 59,461 78,174 60,000 130,000 100,000 Tree Disposition Fee 32,800 30,750 30,000 30,000 30,000 Low Impact Inspection Fee 18,500 58,192 20,000 40,000 40,000 Alarm Permit 49,320 50,130 50,000 50,000 50,000 Drainage Permit 6,635 10,655 7,000 20,000 10,000 Tree Removal Permit 350 500 500 500 500 Fire Sprinkler Permits 1,909 1,140 2,000 4,000 2,000 Pet Licenses 1,580 1,670 1,000 1,200 1,000 Alcoholic Beverage Permit 6,520 3,875 5,000 7,000 - Contractor Permit 48,775 62,475 50,000 50,000 50,000 Row Work Permit 13 - - - - Row Use Permit - 7,694 - 15,000 5,000 PERMITS, LICENSES AND FEES 648,153$ 829,650$ 695,500$ 987,700$ 833,500$ Plan Checking Fee $ 105,774 $ 139,327 $ 125,000 $ 225,000 $ 150,000 ZPC & ZBA Fees 6,150 6,540 4,400 8,000 6,000 Building Standards Fee 600 300 300 1,500 1,500 Re-Inspection Fee 300 200 - - - Plat Review Fee 950 1,370 1,200 1,000 800 Premature Work Fee 101,174 125,390 115,000 120,000 120,000 Ambulance Service - SSP - - - 10,000 10,000 Ambulance Service 187,137 197,190 150,000 140,000 150,000 Child Safety 16,638 18,391 18,000 18,000 18,000 Alarm Monitoring 701,335 707,288 745,000 718,000 725,000 Other Fees and Permits 21,240 20,185 20,000 22,000 20,000 Senior Services Classes 30,855 70,262 55,000 64,000 70,000 Senior Services Community Relations - 402 2,000 3,145 3,000 Rentals - Community Building 21,809 22,941 34,000 34,000 34,000 Memberships - Recreation Center 123,649 166,283 175,200 180,650 174,000 Day Pass - Recreation Center 23,606 24,964 21,100 24,850 22,400 Aquatic Class Fees - Recreation Center 368,829 758,107 672,000 821,800 740,000 47 GENERAL FUND DETAIL STATEMENT OF REVENUES Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Special Permit Fees - Recreation Center 15,542 30,994 36,000 47,500 43,000 Rentals - Recreation Center 6 - 1,500 1,500 1,400 Pool Rental - Recreation Center - - 1,500 - - Recreation Center - Special Events - 170 6,000 5,500 4,900 Judson Deck Rental - - 500 240 220 Memberships - Colonial Park 49,432 143,253 150,700 183,300 190,000 Day Pass - Colonial Park 30,975 58,674 43,200 55,200 49,700 Colonial Park - Special Events 800 2,610 500 1,950 1,760 Pool Rental - Colonial Park 240 42,372 40,200 67,300 55,000 Pavilion Rental - Colonial Park 3,900 18,895 12,200 19,300 17,400 Concessions - Colonial Park 1,796 790 2,000 4,400 3,960 Special Permit Fees - Colonial Park (2,521) 31,461 8,500 8,700 7,900 Miscellaneous - Cultural & Recreational 143,186 447,282 447,500 465,500 419,000 CHARGES FOR SERVICES 1,953,402$ 3,035,642$ 2,888,500$ 3,252,335$ 3,038,940$ Municipal Court Fines $ 103,363 $ 104,806 $ 125,000 $ 204,000 $ 200,000 Local Traffic Fines 2,142 4,297 3,000 6,500 4,000 Child Safety Fine 425 1,825 2,000 1,800 1,500 False Alarm Fee 4,350 1,450 1,000 1,500 1,000 Pet Impoundment 300 1,370 1,000 1,000 1,000 FINES AND FORFEITURES 110,579$ 113,748$ 132,000$ 214,800$ 207,500$ Earnings on Investments $ 114,412 $ 7,338 $ 12,000 $ 97,800 $ 144,300 Gain/Loss on Investment (11,755) (656) - - - EARNINGS ON INVESTMENTS 102,657$ 6,682$ 12,000$ 97,800$ 144,300$ Federal Grant $ 914,121 $ 17,693 $ 20,000 $ 20,000 $ 20,000 FEMA Reimbursement 23,975 104,348 - - - Southside Place 272,017 270,555 270,000 413,000 389,400 SETRAC - 8,490 - - - Sale of City Property-Non-Capitalized 585 - - - - Research & Copies 306 515 500 500 500 Auto Decals 140 188 200 175 200 Donations - - - - 20,000 NSF Checks 360 105 - - - Cash Over/Short 20 (7,705) - - - Miscellaneous 22,005 26,477 15,000 25,000 20,000 Cyclone Cycles 57,821 6,382 - - - Goode Company 27,824 87,055 88,500 88,500 59,040 Rental Property Income 21,170 98,456 60,000 105,000 70,800 OTHER REVENUE 1,340,343$ 612,558$ 454,200$ 652,175$ 579,940$ Transfer from Transportation Improvement Fund $ 100,000 $ - $ - $ - $ - Transfer from Water & Sewer Fund 1,250,000 1,250,000 1,250,000 1,250,000 1,250,000 Transfer from Solid Waste Fund 310,000 310,000 310,000 310,000 310,000 Transfer from Human Resource Svcs Fund 80,691 167,202 177,400 88,200 176,800 TRANSFERS IN 1,740,691$ 1,727,202$ 1,737,400$ 1,648,200$ 1,736,800$ TOTAL REVENUE 20,478,492$ 21,687,382$ 21,675,600$ 22,768,810$ 22,922,083$ 48 ADMINISTRATION DEPARTMENT The Administration Department is responsible to the City Council for the efficient delivery of city services. The City Manager serves as chief administrative officer and has day-to-day responsibility for the conduct of all City activities. The City Secretary is responsible to the City Council for recording and maintaining ordinances, resolutions, meeting minutes and legally required publications. The City Attorney provides City Council with general legal counsel, litigation, contract review, and ordinance review. City Secretary Work Load Indicators Indicators 2020 Actual 2021 Actual 2022 Estimated 2023 Projected Number of City Council Agenda Packets Processed 35 40 32 35 Number of Legal Notices Posted 36 42 40 40 Number of Ordinances Codified 10 6 8 10 Number of Elections 0 1 0 1 Number of Public Information Requests 150 185 125 150 Number of Board Commission Applications N/A 96 N/A 100 Sets of Meeting Minutes transcribed and approved 33 40 32 35 Human Resources Work Load Indicators Indicators 2020 Actual 2021 Actual 2022 Estimated 2023 Projected Applications Received 400 1108 850 750 Employee Biometric Attendance 106 100 100 100 % of employees participating in Wellness Program 99% 99% 99% 99% Full-Time Recruitments 19 27 25 20 Part-time Recruitments/Seasonal 10 13 18 16 Personnel Action Forms Processed 356 342 475 450 Worker's Compensation Claims 5 5 4 4 Total Number of FTEs 128 130 131 131 ADMINISTRATION DEPARTMENT DIVISIONS Administration – The City Manager, City Secretary, Communications, and Human Resources Director together with their support staff, are all compensated in the Administration Division’s budget. The cost of printing the West University Place City Currents is also funded in this budget. (2023 Budget $1,510,800) City Council – Costs directly associated with the City Council; including council salaries, legal fees and election expenditures. (2023 Budget $384,550) 49 ADMINISTRATION DEPARTMENT 2023 GOALS City Secretary • Decrease records inventory stored at SafeSite. Communications • Hire a full-time communication specialist • Begin planning the City’s Centennial Celebration • Continue to enhance the City’s communication and community engagement efforts Human Resources • Work with departments to assist in filling vacant areas. • Implement and continue an employee satisfaction survey • Maintain the City’s health and benefit programs for employees. • Continued improvement of the City employee recognition and appreciation program. • Continue to provide employee training including training on organizational policies and procedures, safety, and customer service skills. • Continue to maintain and improve employee engagement at all levels. • Revise the city-wide certification compensation structure. ADMINISTRATION DEPARTMENT BUDGET HIGHLIGHTS • Authorized full-time employees – 8 (2022 authorized full-time employees – 7) • Community Relations – $92,000 (2022 budget – $123,200) • Total Budget – $1,895,350 (2022 Total Budget – $1,820,250) 50 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Administration Personnel 834,228$ 984,421$ 1,005,500$ 1,001,900$ 1,106,500$ Operating 242,818 276,000 517,700 488,100 404,300 Capital - - 2,000 - - Total 1,077,046$ 1,260,421$ 1,525,200$ 1,490,000$ 1,510,800$ Council Personnel 2,529$ 10,307$ 15,550$ 15,550$ 15,550$ Operating 198,873 283,042 279,500 231,500 369,000 Total 201,403$ 293,349$ 295,050$ 247,050$ 384,550$ Total Department 1,278,449$ 1,553,770$ 1,820,250$ 1,737,050$ 1,895,350$ Administration Department Staffing Schedule 2022 2023 POSITION GRADE BUDGET BUDGET MINIMUM MAXIMUM Administration City Manager Unclassified 1 1 HR Director 12 1 1 118,450$ 183,598$ City Secretary 12 1 1 118,450$ 183,598$ Assistant to the City Manager 7 1 1 61,069$ 88,550$ Communications Coordinator 7 1 1 61,069$ 88,550$ Communications Specialist*5 0 1 50,470$ 73,182$ Executive Assistant 5 1 1 50,470$ 73,182$ HR Generalist 5 1 1 50,470$ 73,182$ Total Administration Department 7 8 * Budgeted to fill the position at mid-year. ADMINISTRATION DEPARTMENT SALARY RANGE Determined by Council 51 Administration Division Line Item Budget Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Regular Wages $ 611,369 $ 724,430 $ 733,500 $ 731,700 $ 805,900 Part-Time Wages - 6,743 15,000 12,000 15,000 Overtime 2,913 1,259 2,500 1,500 3,900 Longevity 2,605 3,050 3,500 3,500 3,500 Health & Dental 43,700 52,515 59,400 58,000 73,600 TMRS 83,436 98,176 100,100 99,900 107,500 FICA 43,259 52,441 55,200 58,400 60,000 Workers Compensation 1,643 1,043 1,000 1,000 1,000 Allowances 20,455 21,830 22,200 22,200 22,200 Other Benefits 2,002 3,092 3,200 3,200 3,300 HSA Contribution 9,450 6,800 8,500 8,500 8,500 Employee Relations 13,397 13,043 1,400 2,000 2,100 PERSONNEL 834,228$ 984,421$ 1,005,500$ 1,001,900$ 1,106,500$ Office Supplies $ 8,021 $ 9,376 $ 13,300 $ 13,000 $ 13,000 Postage & Shipping 31,325 28,078 18,000 18,000 20,000 Software Licenses - - 6,000 5,000 - Legal 2,485 - - - - Equipment Lease/Rental 4,528 5,318 7,100 6,000 5,900 Professional Dues 4,487 4,542 7,000 7,000 8,200 Publications 1,007 1,209 1,000 1,500 1,000 Professional Development 20,366 20,908 27,000 23,000 30,700 Other Contracted Services 30,352 24,101 31,500 31,000 22,000 Community Relations 464 38,169 123,200 100,000 92,000 Transfer to Technology Management Fund 137,300 144,300 238,600 238,600 166,500 Contingency 2,482 - 45,000 45,000 45,000 OPERATING 242,818$ 276,000$ 517,700$ 488,100$ 404,300$ Furniture & Equip <$5000 - - 2,000 - - CAPITAL -$ -$ 2,000$ -$ -$ ADMINISTRATION DIVISION TOTAL 1,077,046$ 1,260,421$ 1,525,200$ 1,490,000$ 1,510,800$ ADMINISTRATION DEPARTMENT 52 City Council Division Line Item Budget Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Part-Time Wages $ 2,345 $ 9,563 $ 14,400 $ 14,400 $ 14,400 FICA 179 732 1,100 1,100 1,100 Workers Compensation 5 13 50 50 50 PERSONNEL 2,529$ 10,307$ 15,550$ 15,550$ 15,550$ Office Supplies $ - $ 61 $ 1,000 $ 1,000 $ 1,000 Consultants 25,620 33,571 - - - Legal 158,016 168,445 211,000 200,000 205,000 Professional Dues 6,552 4,380 7,000 7,000 7,000 Publications 5,672 4,561 15,000 10,000 12,000 Professional Development 40 3,160 11,000 9,000 11,000 Lobbyist - 21,386 - - - Community Relations 2,974 7,462 4,500 4,500 93,000 Election Expense - 40,016 30,000 - 40,000 OPERATING 198,873$ 283,042$ 279,500$ 231,500$ 369,000$ CITY COUNCIL DIVISION TOTAL 201,403$ 293,349$ 295,050$ 247,050$ 384,550$ ADMINISTRATION DEPARTMENT 53 FINANCE DEPARTMENT The Finance Department provides a wide range of financial and administrative services to citizens and to other City Departments including: purchasing, budgeting, cash management, payroll, accounts payable and financial reporting. In addition, the Finance Department directs the administration of the City’s Municipal Court. Finally, expenditures and transfers that cannot be allocated to other departments in a reasonable way are included in the Finance Department budget. Finance Work Load Indicators Indicators 2020 Actual 2021 Actual 2022 Estimated 2023 Projected Number of accounts payable invoices 5,651 5377 5700 5700 Number of purchase orders issued 313 285 285 290 % of EFT payments processed for accounts 56% 48% 50% 55% Number of bond issuances managed 5 6 6 7 Value of bond issuances managed $50.0M $49.1M $43.5M $85.7M Court Work Load Indicators Indicators 2020 Actual 2021 Actual 2022 Estimated 2023 Projected Number of citations filed 1,257 2121 4500 4600 Number of tickets disposed 1,548 898 3497 3750 Number of warrants issued 287 508 281 1000 Number of warrants cleared 345 189 245 350 FINANCE DEPARTMENT DIVISIONS Finance – Provides the traditional accounting, accounts payable, payroll, cash management, and financial reporting functions. (2023 Budget – $1,156,700) Municipal Court – Administers the city’s municipal court. (2023 Budget – $380,850) City-Wide – Provides for expenditures, such as insurance and utilities, which cannot be allocated to other departments in a reasonable way. (2023 Budget – $545,800) FINANCE DEPARTMENT 2023 GOALS • Continue to ensure the City is financially sound while providing superior service • Continue to review and update the City’s financial policies • Implement new city-wide ERP system • Review and update, as necessary, all financial processes such as financial reporting and auditing, bank reconciliations, accounts payable, payroll, utility billing, and municipal court • Continue to receive the GFOA Distinguished Budget Presentation and Certificate of Achievement for Excellence in Financial Reporting awards. FINANCE DEPARTMENT BUDGET HIGHLIGHTS • Authorized full-time employees – 6 (2022 authorized full-time employees – 6) • Total Budget – $2,083,350 (2022 Total Budget – $1,889,900) 54 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Finance Personnel 432,357$ 462,774$ 539,800$ 492,675$ 586,600$ Operating 431,204 488,323 523,950 537,850 570,100 Total 865,434$ 951,097$ 1,063,750$ 1,030,525$ 1,156,700$ Municipal Court Personnel 257,596$ 267,727$ 286,300$ 278,500$ 366,200$ Operating 8,482 9,020 12,850 10,200 14,650 Total 266,078$ 276,747$ 299,150$ 288,700$ 380,850$ City-Wide Charges Operating 468,771$ 495,432$ 527,000$ 533,850$ 545,800$ Total 468,771$ 495,432$ 527,000$ 533,850$ 545,800$ Total Department 1,600,284$ 1,723,276$ 1,889,900$ 1,853,075$ 2,083,350$ Finance Department Staffing Schedule 2022 2023 POSITION GRADE BUDGET BUDGET MINIMUM MAXIMUM Finance Accounting Finance Director 12 1 1 118,450$ 183,598$ Finance Manager 10 1 1 93,730$ 135,909$ Fiscal Services Officer 7 1 1 61,069$ 88,550$ Financial Analyst 7 1 0 61,069$ 88,550$ Sr. Accountant 6 0 1 55,517$ 80,500$ Municipal Court Municipal Court Clerk 6 1 1 55,517$ 80,500$ Deputy Court Clerk/ Accounting Specialist 5 0 1 50,470$ 73,182$ Accounting Specialist-AP 4 1 0 43,870$ 63,611$ Total Finance Department 6 6 FINANCE DEPARTMENT SALARY RANGE 55 Finance Division Line Item Budget Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Regular Wages $ 302,762 $ 336,002 $ 380,700 $ 365,400 $ 419,100 Part-Time Wages 21,949 9,699 19,500 - 19,500 Overtime 208 - - - - Longevity 520 588 900 375 700 Health & Dental 35,455 33,405 42,300 39,100 46,800 TMRS 40,277 44,687 50,900 48,800 54,800 FICA 24,260 25,916 30,200 27,000 31,800 Workers Compensation 937 491 500 500 500 Allowances 3,619 5,311 5,600 4,900 5,600 Other Benefits 1,011 1,348 1,700 1,600 1,800 HSA Contribution 1,050 2,450 4,000 2,500 2,500 Employee Relations 309 2,878 3,500 2,500 3,500 PERSONNEL 432,357$ 462,774$ 539,800$ 492,675$ 586,600$ Office Supplies $ 8,238 $ 6,519 $ 6,000 $ 7,000 $ 6,000 Operating Supplies - 809 - - - Equipment Maintenance - 210 500 200 500 Postage & Shipping 1,043 2,320 1,300 1,200 1,300 Consultants - 28,563 - 13,700 - Equipment Lease/Rental 4,887 2,120 2,500 2,750 3,100 Professional Dues 1,910 1,631 1,900 1,200 1,300 Publications 2,081 1,692 2,500 2,500 3,700 Professional Development 3,489 4,017 8,750 8,800 15,200 Other Contracted Services 266,256 291,442 340,000 340,000 352,000 Transfer to Technology Management Fund 143,300 149,000 160,500 160,500 187,000 OPERATING 431,204$ 488,323$ 523,950$ 537,850$ 570,100$ Furniture & Fixtures $ 1,873 $ - $ - $ - $ - CAPITAL 1,873$ -$ -$ -$ -$ FINANCE DIVISION TOTAL 865,434$ 951,097$ 1,063,750$ 1,030,525$ 1,156,700$ FINANCE DEPARTMENT 56 Municipal Court Division Line Item Budget Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Regular Wages $ 133,573 $ 134,347 $ 137,900 $ 135,000 $ 204,900 Part-Time Wages 58,901 66,426 74,100 69,100 74,200 Overtime 4,498 5,596 8,000 8,900 8,000 Longevity 3,040 3,160 3,300 3,300 1,900 Health & Dental 17,717 19,442 22,000 21,500 24,700 TMRS 18,561 18,717 19,600 19,300 27,800 FICA 14,649 15,110 16,400 15,400 21,200 Workers Compensation 516 286 300 300 300 Other Benefits 516 645 700 700 700 HSA Contribution 5,625 4,000 4,000 5,000 2,500 PERSONNEL 257,596$ 267,727$ 286,300$ 278,500$ 366,200$ Office Supplies $ 2,089 $ 2,572 $ 2,000 $ 2,100 $ 2,100 Postage & Shipping 844 559 1,000 1,000 1,000 Professional Dues 505 1,112 750 600 750 Publications - 401 600 - 800 Professional Development 1,370 1,000 4,000 3,000 6,000 Credit Card Fees 382 284 500 - - Other Contracted Services 3,292 3,092 4,000 3,500 4,000 OPERATING 8,482$ 9,020$ 12,850$ 10,200$ 14,650$ MUNICIPAL COURT DIVISION TOTAL 266,078$ 276,747$ 299,150$ 288,700$ 380,850$ FINANCE DEPARTMENT 57 City-Wide Division Budget Detail by Line Item Budget Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Retiree Benefits $ 94,400 $ 98,300 $ 98,800 $ 98,800 $ 84,500 Other Benefits - - - - - HSA Contribution 6,625 5,250 6,000 5,750 7,000 Buildings & Grounds Maintenance - 1,375 - - - Electric Service 91,770 100,484 100,000 106,000 106,000 Electric Service - Street Lighting 53,246 74,324 75,000 75,000 65,000 Natural Gas Service 2,305 2,289 3,000 2,500 3,000 Electric Services - Cameras - - - - 11,000 Other Contracted Services 11,855 6,163 - - - General Liability Insurance 8,976 9,327 10,100 10,000 10,300 Errors & Omissions 16,496 18,301 22,200 22,000 23,000 Crime Coverage Fidelity 3,124 3,124 3,200 3,200 3,300 Auto Liability 39,808 38,557 46,200 46,000 49,000 Auto Physical Damage 33,144 27,187 30,000 29,600 31,500 Underground Storage Liability 500 500 800 500 800 Real & Personal Property 104,910 110,125 121,500 124,300 141,200 Deductible (290) (815) 10,000 10,000 10,000 Property Taxes 1,758 - - - - Bad Debt Expense 145 939 200 200 200 CITY-WIDE DIVISION TOTAL 468,771$ 495,432$ 527,000$ 533,850$ 545,800$ FINANCE DEPARTMENT 58 POLICE DEPARTMENT The Police Department is established and shall be maintained to preserve order and to protect citizens from violence and their property from damage and loss. Police Work Load Indicators Indicators 2020 Actual 2021 Actual 2022 Estimated 2023 Projected Response Times On Scene 4:16 3:58 4:19 4:19 Complete 18:31 21:59 19:26 19:26 Incident/Supplement Reports 707 641 621 656 House Watches 550 959 863 790 Phone Calls 49,390 56,495 46,934 50,850 Incoming/Outgoing 911 18,915 16,978 9,970 15,288 Non-Emergency Incoming 19,598 22,481 20,223 20,767 Non-Emergency Outgoing 10,877 17,036 16,471 14,795 Number of Direct Link Subscribers 199 136 123 153 Number of Enhanced Sign-ups 41 37 1 0 Property Evidence and Submissions Cases with Submission 190 155 292 212 Tagged Items 684 650 967 767 Animal Control Number of Barking Dog Complaints 4 39 36 26 Number of Dog at Large Reports 27 147 148 107 POLICE DEPARTMENT DIVISIONS Patrol – Provides patrol, enforcement and investigative services. (2023 Budget – $5,004,800) Support Services – Provides emergency dispatch for both Police and Fire departments and monitors alarm systems that are serviced by the City’s Direct Link alarm monitoring service. Additionally, provides the administration of the City’s Direct Link alarm monitoring program. (2023 Budget – $1,031,300) POLICE DEPARTMENT 2023 GOALS • The department will continue to advocate for City interests working with the Texas Police Chiefs Association and the International Association of Chiefs of Police. • Full police staffing for Officers and Dispatchers. POLICE DEPARTMENT BUDGET HIGHLIGHTS • Authorized full-time employees – 39 (2022 authorized full-time employees – 39) • Total Budget – $6,036,100 (2022 Total Budget – $5,560,750) 59 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Patrol Personnel 3,130,692$ 3,161,026$ 3,459,200$ 3,654,700$ 3,725,300$ Operating 867,311 954,092 1,098,000 1,117,600 1,279,500 Capital 27,716 2,880 - - - Total 4,025,719$ 4,117,998$ 4,557,200$ 4,772,300$ 5,004,800$ Support Services Personnel 711,784$ 862,059$ 998,050$ 978,300$ 1,011,700$ Operating 58 891 5,500 3,000 19,600 Total 711,842$ 862,950$ 1,003,550$ 981,300$ 1,031,300$ Total Department 4,737,561$ 4,980,948$ 5,560,750$ 5,753,600$ 6,036,100$ Police Department Staffing Schedule 2022 2023 POSITION GRADE BUDGET BUDGET MINIMUM MAXIMUM Police Department Patrol Police Chief 13 1 1 136,218$ 211,137$ Police Lieutenant P3 2 2 100,443$ 131,061$ Police Sergeant P2 5 5 83,429$ 108,846$ Police Officer P1 18 18 69,514$ 90,709$ Community Resource Officer P1 1 1 69,514$ 90,709$ Support Services Animal Control & Parking Enforcement Officer 4 1 1 43,870$ 63,611$ Administrative Assistant-PD 4 1 1 43,870$ 63,611$ Emergency Telecommunications Operator 4 9 9 43,870$ 63,611$ Direct Link Coordinator 2 1 1 36,256$ 52,530$ Total Police Department 39 39 POLICE DEPARTMENT SALARY RANGE 60 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Regular Wages $ 2,016,890 $ 2,095,244 $ 2,306,400 $ 2,382,500 $ 2,496,200 Overtime 303,448 272,473 250,000 337,300 270,000 Longevity 11,996 12,123 13,600 13,500 13,500 Health & Dental 231,779 228,241 283,700 287,400 296,800 TMRS 306,516 312,177 339,500 360,000 359,900 FICA 171,262 174,316 189,500 202,000 204,400 Workers Compensation 54,607 31,303 34,300 35,600 42,900 Allowances 7,488 6,817 8,600 6,800 6,800 Other Benefits 9,503 12,507 14,100 13,700 14,800 HSA Contribution 15,900 13,350 16,000 12,500 14,000 Employee Relations 1,302 2,434 3,500 3,400 6,000 Recruiting & Hiring - 41 - - - PERSONNEL 3,130,692$ 3,161,026$ 3,459,200$ 3,654,700$ 3,725,300$ Office Supplies $ 10,373 $ 6,806 $ 8,600 $ 8,600 $ 8,600 Apprehension & Jailing 861 791 1,400 1,400 1,400 Operating Supplies 60,327 49,813 45,000 45,000 42,000 Fuel 23,027 38,759 40,000 49,000 52,000 Equipment Maintenance 1,128 99 2,300 13,800 13,800 Vehicle Maintenance 29,499 26,861 25,000 35,000 30,000 Postage & Shipping 894 954 10,000 2,000 10,000 Consultants 6,411 6,091 - - - Equipment Lease/Rental 6,560 4,289 4,700 5,000 4,600 Professional Dues 2,222 1,671 3,500 3,500 2,400 Publications 3,863 7,190 - - - Professional Development 7,372 23,973 36,500 45,000 47,500 Other Contracted Services 1,903 17,596 75,500 75,000 56,800 Law Enforcement Liability 14,433 17,355 23,000 21,800 21,000 Community Relations 7,937 29,344 40,000 30,000 40,000 Transfer to Asset Replacement Fund - 10,500 10,500 10,500 10,500 Transfer to Vehicle Replacement Fund 108,500 121,000 118,000 118,000 129,000 Transfer to Technology Management Fund 582,000 591,000 654,000 654,000 809,900 OPERATING 867,311$ 954,092$ 1,098,000$ 1,117,600$ 1,279,500$ Other Equipment $ 27,716 $ 2,880 $ - $ - $ - CAPITAL 27,716$ 2,880$ -$ -$ -$ PATROL DIVISION TOTAL 4,025,719$ 4,117,998$ 4,557,200$ 4,772,300$ 5,004,800$ POLICE DEPARTMENT Patrol Division Line Item Budget 61 Support Services Division Line Item Budget Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Regular Wages $ 449,871 $ 557,673 $ 642,300 $ 639,500 $ 658,600 Overtime 88,576 93,828 85,000 96,200 85,000 Longevity 4,670 5,281 6,000 5,800 5,800 Health & Dental 53,659 64,917 104,200 76,600 102,000 TMRS 71,209 85,955 96,400 97,400 96,500 FICA 40,862 49,431 54,700 56,000 55,900 Workers Compensation 1,360 866 1,000 1,000 900 Allowances - - 900 - 900 Other Benefits 1,578 2,608 3,050 2,800 3,100 HSA Contribution - 1,500 4,500 3,000 3,000 PERSONNEL 711,784$ 862,059$ 998,050$ 978,300$ 1,011,700$ Professional Dues $ - $ - $ - $ - $ 100 Professional Development 58 891 3,000 3,000 6,800 Operating Supplies - - 2,500 - 8,500 Other Contracted Services - - - - 4,200 OPERATING 58$ 891$ 5,500$ 3,000$ 19,600$ SUPPORT SERVICES DIVISION TOTAL 711,842$ 862,950$ 1,003,550$ 981,300$ 1,031,300$ POLICE DEPARTMENT 62 FIRE DEPARTMENT The Fire Department is responsible for providing Fire/Rescue Operations, Emergency Medical Services, Fire Inspections/Investigation, Public Safety Education and Emergency Management services to the community. Fire Work Load Indicators Indicators 2020 Actual 2021 Actual 2022 Estimated 2023 Projected Total Responses 1,171 1475 1,400 1,400 Medic Calls 706 804 750 750 Engine Calls 701 931 850 800 Response Time Average - Emergency & Non-Emergency Response (WU, SSP, B) 5:01 5:75 5:32 5:30 Turn-Out Time Average - - Emergency & Non-Emergency Response (WU, SSP, B) 1:33 1:47 1:44 1:30 Fire Code Inspections performed 63 146 120 75 Mutual Aid provided to Bellaire 106 215 200 180 Mutual Aid received from Bellaire 13 49 30 30 Total EMS Transports 344 395 350 350 Southside Place 911 EMS Calls 93 88 85 85 Average Annual Required Training Hours 128 128 128 128 FIRE DEPARTMENT DIVISIONS Fire/Rescue – Provides fire inspections, fire prevention, fire suppression, public education, emergency medical service, and emergency management coordination. FIRE DEPARTMENT 2023 GOALS • Provide the highest possible level of public safety by delivering services that meet or exceed our community’s expectations and are fiscally responsible. • Provide the highest quality of emergency services by acquiring and maintaining the apparatus and equipment necessary to meet our community’s needs, keep our members safe, and be fiscally responsible. • Provide excellent customer service to the community and to other departments within the City. • Continue striving for service excellence by ensuring members receive superior Fire & EMS training. • Continue strategic and succession planning through employee development by providing management and leadership training to prepare future leaders. • Maintain fire and life safety inspection efforts to ensure commercial occupancies are properly maintained through the enforcement of adopted codes and ordinances. FIRE DEPARTMENT BUDGET HIGHLIGHTS • Authorized full-time employees – 23 (2022 authorized full-time employees – 23) • Total Budget – $4,128,600 (2022 Total Budget – $3,952,300) 63 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Fire Personnel 3,041,823$ 3,078,400$ 3,218,400$ 3,123,700$ 3,317,200$ Operating 614,796 625,556 701,600 703,400 798,400 Capital 53,818 16,746 32,300 32,000 13,000 Total 3,710,437$ 3,720,701$ 3,952,300$ 3,859,100$ 4,128,600$ Total Department 3,710,437$ 3,720,701$ 3,952,300$ 3,859,100$ 4,128,600$ Fire Department Staffing Schedule 2022 2023 POSITION GRADE BUDGET BUDGET MINIMUM MAXIMUM Fire Department Fire Chief 13 1 1 136,218$ 211,137$ Fire Marshal / Assistant Chief 11 1 1 107,790$ 156,295$ Fire Captain F4 3 3 95,275$ 124,296$ Fire Lieutenant F3 3 3 80,475$ 105,004$ Firefighter / Paramedic F2 15 15 61,790$ 80,613$ Total Fire Department 23 23 FIRE DEPARTMENT SALARY RANGE 64 Fire Division Line Item Budget Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Regular Wages $ 2,028,076 $ 2,077,968 $ 2,143,500 $ 2,035,300 $ 2,223,200 Overtime 178,549 210,761 220,000 259,100 195,000 Longevity 12,488 12,618 13,500 12,500 12,400 Health & Dental 249,389 223,857 256,700 254,300 280,200 TMRS 291,750 302,153 313,300 302,300 322,700 FICA 162,885 169,857 176,900 167,800 185,300 Workers Compensation 55,180 32,202 29,900 32,200 37,900 Allowances 8,658 8,732 8,900 8,000 7,700 Other Benefits 9,036 11,550 12,200 11,500 12,800 HSA Contribution 45,150 25,600 40,000 37,000 36,500 Employee Relations 662 3,101 3,500 3,500 3,500 Recruiting & Hiring - - - 200 - PERSONNEL 3,041,823$ 3,078,400$ 3,218,400$ 3,123,700$ 3,317,200$ Office Supplies $ 2,196 $ 2,911 $ 3,000 $ 3,000 $ 3,000 Operating Supplies 61,639 30,214 33,000 33,000 36,700 EMS Supplies - 32,882 30,000 30,000 35,000 Fuel 5,041 10,019 10,000 12,000 14,000 Emergency Management - - - - 5,000 Equipment Maintenance 11,216 17,230 28,200 28,000 31,100 Vehicle Maintenance 40,931 31,082 45,000 45,000 45,000 Postage & Shipping 320 288 500 500 500 Professional Dues 4,876 4,885 6,500 6,500 6,600 Publications 1,521 1,395 2,000 2,000 1,500 Professional Development 28,825 39,597 44,500 44,500 50,500 Other Contracted Services 28,832 33,319 43,100 43,100 43,200 Community Relations 3,500 4,233 5,000 5,000 7,000 Transfer to Vehicle Replacement Fund 167,000 145,000 144,000 144,000 143,000 Transfer to Technology Management Fund 231,400 239,600 263,300 263,300 289,300 Transfer to Asset Replacement Fund 27,500 32,900 43,500 43,500 87,000 OPERATING 614,796$ 625,556$ 701,600$ 703,400$ 798,400$ Furniture & Equip <$5000 $ 673 $ 3,150 $ - $ - $ - Other Equipment 43,245 5,393 32,300 32,000 13,000 Other Construction Costs 9,900 8,203 - - - CAPITAL 53,818$ 16,746$ 32,300$ 32,000$ 13,000$ FIRE DIVISION TOTAL 3,710,437$ 3,720,701$ 3,952,300$ 3,859,100$ 4,128,600$ FIRE DEPARTMENT 65 PUBLIC WORKS DEPARTMENT The Public Works Department is a diverse department and is responsible for the following services: • Permits • Inspections • ROW Management • Code Enforcement • Planning & Land Use • Storm Water Drainage • Traffic Control • Fleet Maintenance • Facility Maintenance • Engineering • Capital Improvement Projects • Streets & Sidewalks • Contract Administration • Project Management PUBLIC WORKS DEPARTMENT DIVISIONS Administration – Provides management and leadership for the entire Department and is responsible for customer service, emergency management, contract administration, personnel management, public education and managing the City’s Capital Improvement Program. (2023 Budget – $719,400) Public Works Administration Work Load Indicators Indicators 2020 Actual 2021 Actual 2022 Estimated 2023 Projected Number of Community Improvement Projects (CIP) Managed 21 30 20 20 Value of Community Improvement Projects (CIP) Managed $35 million $30 million $33 million $33 million Community Development – Provides plan review, permits and inspection services to ensure that all residential and commercial buildings comply with the City’s adopted building, plumbing and electrical codes, as well as being responsible for code. (2023 Budget – $870,100) Public Works Community Development Work Load Indicators Indicators 2020 Actual 2021 Actual 2022 Estimated 2023 Projected Number of Inspections performed 7,258 7,834 7,800 8,100 Number of Inspections-Southside Place 460 507 500 500 Number of Permits issued 3,137 3,843 8,800 3,900 66 Streets & Drainage – Maintains the City’s streets, sidewalks, and storm water drainage systems. (2023 Budget – $569,500) Public Works Streets and Drainage Work Load Indicators Indicators 2020 Actual 2021 Actual 2022 Estimated 2023 Projected Storm Sewer Video Inspection performed (linear feet) 30,067' 20,000’ 20,000’ 30,000’ Facilities Management – Maintains and oversees the City’s buildings and related equipment. (2023 Budget – $1,086,100) Public Works Facilities Work Load Indicators Indicators 2020 Actual 2021 Actual 2022 Estimated 2023 Projected City Building inspections performed 790 800 800 900 Number of Facility Work Orders completed 1,074 2,120 2,000 2,000 City Facility Square Foot Maintained 123,000 123,000 123,000 123,000 General Services – Provide the maintenance to all the City’s vehicles and equipment, as well as ensure the proper installation and maintenance of all traffic signals, street signs, and pavement markings. (2023 Budget – $625,500) Public Works General Services Work Load Indicators Indicators 2020 Actual 2021 Actual 2022 Estimated 2023 Projected Number of Traffic Signals Maintained (traffic and pedestrian signals) 94 94 94 94 Number of Fleet Maintained (vehicles, equip, trailers) 90 90 90 90 Number of Fleet Work Orders completed 519 400 450 450 Number of Street Signs Maintained 2,656 2,600 2,700 2,700 PUBLIC WORKS DEPARTMENT 2023 GOALS Administration • Complete construction of Buffalo Speedway. • Continue to explore regional and alternative detention options for future drainage projects. • Continue to actively pursue alternate funding sources and programs for future infrastructure projects. 67 Community Development • Continue to work with City Boards and Commissions to evaluate and make the necessary revisions to the City’s Code of Ordinances per Council and/or staff direction. • Review internal processes and procedures for attaining permits and work on expediting the process and providing a “flow-chart” to contractors and general public. • Attain an average 10-15 day turn around period for new residential construction plan review. • Work with consultant and maintain a rating of 7 in the Community Rating System (CRS). • Continue proactive Code Enforcement and maintain a 90th percentile compliance record. Street & Drainage • Begin construction of the Eastside Paving and Drainage Improvement Project. • Complete the preliminary engineering of the West area as outlined in the Citywide Drainage Modeling Study and move towards construction design. • Continue proactive repairs to street ponding locations around the City. • Pursue a completion rate of 25% of identified sidewalks in the second year of sidewalk maintenance program. • Continue proactive cleaning measures of the City’s storm sewer system and attain at least 30% completion in the second year of the maintenance program. • Continue to actively pursue alternate funding sources and programs for future infrastructure projects. Facilities Management • Pursing alternative funding sources and programs that assist in the reduction of water and energy uses in all City facilities. • Maintain a 1-2 day average completion rate for work orders received. • Maintain a 95% completion rate of all preventative maintenance of mechanical equipment. • Continue employee development through technical, management and leadership training. General Services • Continue to be recognized as a top performing Fleet Maintenance program amongst other national programs. • Promote sustainable efforts by exploring electric and hybrid vehicles. • Continue to exceed compliance with the Manual on Uniform Traffic Control Devices (MUTCD) standards for all road and street pavement markings in the City through continual inspections and use of high quality materials. • Continue employee development through technical, management and leadership training. PUBLIC WORKS DEPARTMENT BUDGET HIGHLIGHTS • Authorized full-time employees – 20 (2022 authorized full-time employees – 20) • Total Budget – $3,870,600 (2022 Total Budget – $3,663,800) 68 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Public Works Administration Personnel 159,965$ 385,026$ 400,200$ 377,900$ 426,400$ Operating 169,288 196,032 205,700 241,100 293,000 Total 329,253$ 581,058$ 605,900$ 619,000$ 719,400$ Community Development Personnel 618,575$ 636,326$ 656,600$ 611,700$ 671,600$ Operating 125,167 163,352 249,300 194,200 198,500 Capital - - - 30,000 - Total 743,742$ 799,677$ 905,900$ 835,900$ 870,100$ Streets & Drainage Personnel 79,387$ 126,763$ 135,100$ 135,100$ 143,300$ Operating 416,974 451,962 386,200 386,200 426,200 Capital - - - - - Total 496,360$ 578,725$ 521,300$ 521,300$ 569,500$ Facilities Maintenance Personnel 247,501$ 256,264$ 258,600$ 250,900$ 294,000$ Operating 666,667 648,973 716,000 707,900 749,100 Capital 145,478 50,141 94,200 75,000 43,000 Total 1,059,646$ 955,378$ 1,068,800$ 1,033,800$ 1,086,100$ General Services Personnel 454,438$ 344,386$ 341,300$ 355,900$ 369,300$ Operating 185,956 198,795 215,600 218,800 237,200 Capital 8,272 7,751 5,000 5,000 19,000 Total 648,666$ 550,931$ 561,900$ 579,700$ 625,500$ Total Department 3,277,667$ 3,465,769$ 3,663,800$ 3,589,700$ 3,870,600$ PUBLIC WORKS DEPARTMENT 69 Public Works Staffing Schedule (General Fund) 2022 2023 POSITION GRADE BUDGET BUDGET MINIMUM MAXIMUM Public Works Public Works Administration Public Works Director 12 1 1 118,450$ 183,598$ Assistant Director of Public Works 11 1 1 107,790$ 156,295$ Capital Projects Manager 8 1 1 67,176$ 97,405$ Administrative Specialist 5 1 1 50,470$ 73,182$ Community Development Chief Building Official 10 1 1 93,730$ 135,909$ Administrative Coordinator (PW)6 1 1 55,517$ 80,500$ Building Inspector 5 2 2 50,470$ 73,182$ Code Enforcement Officer 4 1 1 43,870$ 63,611$ Permit Technician 2 2 2 36,256$ 52,530$ Operations Maintenance Worker III 4 1 1 43,870$ 63,611$ Maintenance Worker I 1 1 1 32,960$ 47,792$ Facilities Maintenance Facilities Maintenance Manager 9 1 1 73,893$ 107,145$ Facilities Maintenance Technician 4 2 2 43,870$ 63,611$ General Services Lead Mechanic 6 1 1 55,517$ 80,500$ Lead Traffic Technician 5 1 1 50,470$ 73,182$ Mechanic 4 1 1 43,870$ 63,611$ Traffic Technician 2 1 1 36,256$ 52,530$ Total Public Works Department 20 20 SALARY RANGE PUBLIC WORKS DEPARTMENT 70 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Regular Wages $ 117,481 $ 284,119 $ 288,700 $ 275,700 $ 310,000 Longevity 1,115 1,595 1,800 1,900 1,800 Health & Dental 6,677 26,998 30,700 27,100 33,500 TMRS 16,390 38,389 39,200 37,600 41,200 FICA 9,518 21,566 22,100 20,900 23,700 Workers Compensation 319 255 400 200 400 Allowances 6,669 7,566 7,700 7,500 7,700 Other Benefits 355 1,250 1,300 1,500 1,300 HSA Contribution - - 1,500 - - Employee Relations 1,441 3,040 5,800 5,000 5,800 PERSONNEL 159,965$ 385,026$ 400,200$ 377,900$ 426,400$ Office Supplies $ 3,737 $ 3,799 $ 4,500 $ 4,500 $ 4,500 Operating Supplies 2,298 2,474 2,500 4,500 2,500 Postage & Shipping 250 90 1,000 1,000 1,000 Electric Service 3,868 4,166 6,000 4,800 5,000 Consultants 22,004 23,722 35,000 35,000 35,000 Equipment Lease/Rental 6,338 3,572 3,000 4,000 4,000 Professional Dues 1,546 2,340 3,000 2,600 3,000 Professional Development 999 5,354 10,000 8,500 5,300 Credit Card Fees 13,916 19,701 - 36,000 40,000 Other Contracted Services 35,434 48,722 54,000 54,000 84,000 Community Relations - 91 8,500 8,000 8,500 Transfer to Technology Management Fund 78,900 82,000 78,200 78,200 100,200 OPERATING 169,288$ 196,032$ 205,700$ 241,100$ 293,000$ PUBLIC WORKS ADMINISTRATION DIVISION TOTAL 329,253$ 581,058$ 605,900$ 619,000$ 719,400$ Public Works Administration Division Line Item Budget PUBLIC WORKS DEPARTMENT 71 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Regular Wages $ 436,787 $ 456,725 $ 460,200 $ 414,200 $ 469,200 Overtime 8,981 9,322 7,000 15,700 8,000 Longevity 4,035 3,745 4,900 2,800 2,700 Health & Dental 68,345 64,627 76,100 84,200 89,500 TMRS 59,297 61,624 62,200 56,900 62,200 FICA 32,666 34,041 34,700 31,200 34,800 Workers Compensation 1,721 929 800 700 700 Allowances 1,989 1,366 2,100 300 900 Other Benefits 1,722 1,946 2,100 1,700 2,100 HSA Contribution 3,000 2,000 6,500 4,000 1,500 Employee Relations 32 - - - - PERSONNEL 618,575$ 636,326$ 656,600$ 611,700$ 671,600$ Office Supplies $ 1,955 $ (1,403) $ - $ - $ - Operating Supplies 4,276 2,656 6,800 6,800 6,000 Fuel 2,457 2,789 3,000 4,000 4,000 Vehicle Maintenance 3,230 1,901 2,500 2,000 2,500 Postage & Shipping 1,101 1,901 3,500 3,000 3,000 Equipment Lease/Rental 1,418 1,306 1,500 1,200 1,400 Professional Dues 1,205 596 1,200 1,000 1,200 Publications 301 1,553 500 1,800 500 Professional Development 4,389 3,830 8,100 5,400 9,600 Credit Card Fees - - 20,000 - - Other Contracted Services 92,835 133,067 181,700 152,000 153,300 Community Relations - 3,157 8,500 5,000 5,000 Transfer to Vehicle Replacement Fund 5,000 12,000 12,000 12,000 12,000 Transfer to Asset Replacement Fund 7,000 - - - - OPERATING 125,167$ 163,352$ 249,300$ 194,200$ 198,500$ Automobiles $ - $ - $ - $ 30,000 $ - CAPITAL -$ -$ -$ 30,000$ -$ COMMUNITY DEVELOPMENT DIVISION TOTAL 743,742$ 799,677$ 905,900$ 835,900$ 870,100$ Community Development Division Line Item Budget PUBLIC WORKS DEPARTMENT 72 Streets & Drainage Division Line Item Budget Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Regular Wages $ 49,358 $ 77,716 $ 77,500 $ 77,700 $ 81,600 On Call 1,710 1,170 3,000 3,400 3,000 Overtime 2,033 5,428 8,000 6,600 8,000 Longevity 500 670 800 800 800 Health & Dental 10,724 21,770 24,700 23,000 25,700 TMRS 7,366 11,121 11,700 11,600 12,000 FICA 3,952 6,003 6,300 6,300 6,600 Workers Compensation 1,774 1,282 1,200 1,300 1,200 Other Benefits 170 404 400 400 400 HSA Contribution 1,800 1,200 1,500 4,000 4,000 PERSONNEL 79,387$ 126,763$ 135,100$ 135,100$ 143,300$ Operating Supplies $ 1,548 $ 987 $ 2,200 $ 2,200 $ 2,200 Fuel 2,201 2,430 4,000 4,000 5,000 Equipment Maintenance 54 - 1,000 1,000 1,000 Drainage Maintenance 46,576 42,002 146,000 146,000 151,000 Street Maintenance 179,489 230,623 155,000 155,000 155,000 Traffic Control Maintenance - - 1,000 1,000 1,000 Other Contracted Services 32,305 43,020 45,000 45,000 45,000 Transfer to Vehicle Replacement Fund 8,000 8,000 8,000 8,000 8,000 Transfer to Asset Replacement Fund 146,800 124,900 24,000 24,000 58,000 OPERATING 416,974$ 451,962$ 386,200$ 386,200$ 426,200$ Other Equipment $ - $ - $ - $ - $ - CAPITAL -$ -$ -$ -$ -$ STREETS & DRAINAGE DIVISION TOTAL 496,360$ 578,725$ 521,300$ 521,300$ 569,500$ PUBLIC WORKS DEPARTMENT 73 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Regular Wages $ 162,446 $ 174,721 $ 175,300 $ 165,100 $ 192,400 On Call 4,884 5,301 5,500 5,500 5,500 Overtime 3,567 3,776 3,000 5,900 5,500 Longevity 465 695 900 700 700 Health & Dental 27,204 24,133 25,300 27,300 39,600 TMRS 22,561 24,325 24,300 23,400 26,400 FICA 12,714 13,824 13,900 13,200 14,800 Workers Compensation 5,598 3,428 3,200 2,800 3,300 Allowances 819 826 900 800 900 Other Benefits 642 836 800 700 900 HSA Contribution 6,600 4,400 5,500 5,500 4,000 PERSONNEL 247,501$ 256,264$ 258,600$ 250,900$ 294,000$ Operating Supplies $ 2,955 $ 3,821 $ 5,500 $ 5,500 $ 5,700 Fuel 790 1,212 1,500 1,500 1,500 Emergency Generator Fuel 4,401 22,929 5,000 5,000 5,000 Equipment Maintenance 67,819 76,189 86,800 86,800 99,600 Vehicle Maintenance 6,593 2,406 6,000 6,000 6,000 Building & Grounds Maintenance 47,267 51,679 61,700 61,700 61,700 Professional Dues 563 175 1,200 1,200 1,200 Professional Development 866 2,472 8,500 8,000 8,500 Other Contracted Services 298,659 283,490 327,600 320,000 339,000 Transfer to Vehicle Replacement Fund 31,855 12,000 13,000 13,000 14,000 Transfer to Technology Management Fund 26,100 27,100 25,200 25,200 27,300 Transfer to Asset Replacement Fund 178,800 165,500 174,000 174,000 179,600 OPERATING 666,667$ 648,973$ 716,000$ 707,900$ 749,100$ Other Equipment $ 84,484 $ 1,905 $ 28,000 $ 28,000 $ - Other Construction Costs 60,995 48,235 66,200 47,000 43,000 CAPITAL 145,478$ 50,141$ 94,200$ 75,000$ 43,000$ FACILITY MAINTENANCE DIVISION TOTAL 1,059,646$ 955,378$ 1,068,800$ 1,033,800$ 1,086,100$ PUBLIC WORKS DEPARTMENT Facility Maintenance Division Line Item Budget 74 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Regular Wages $ 296,661 $ 214,742 $ 216,300 $ 216,900 $ 234,000 On Call 10,563 10,842 11,000 10,200 11,000 Overtime 14,748 18,849 10,000 22,200 12,000 Longevity 2,890 2,770 3,000 3,000 3,000 Health & Dental 48,807 38,183 43,400 43,200 48,200 TMRS 42,656 32,358 31,600 33,100 33,600 FICA 23,786 18,057 17,500 18,200 18,900 Workers Compensation 8,946 5,155 4,500 5,000 4,500 Allowances 749 (14) - - - Other Benefits 1,032 1,043 1,000 1,100 1,100 HSA Contribution 3,600 2,400 3,000 3,000 3,000 PERSONNEL 454,438$ 344,386$ 341,300$ 355,900$ 369,300$ Operating Supplies $ 13,641 $ 12,143 $ 13,600 $ 13,600 $ 14,500 Fuel 4,048 6,404 7,000 12,000 10,000 Equipment Maintenance - 2,210 5,000 3,500 4,000 Vehicle Maintenance 15,992 19,085 12,000 12,000 15,000 Traffic Control Maintenance 18,393 20,249 23,000 23,000 23,000 Electric Service 3,099 3,525 5,000 4,500 5,000 Natural Gas Service 787 972 1,000 1,200 1,200 Equipment Lease/Rental 266 710 700 700 700 Professional Dues 560 360 1,900 1,900 1,900 Publications 950 1,150 1,000 1,000 1,000 Professional Development 603 3,357 9,000 9,000 10,500 Other Contracted Services 18,252 17,105 30,000 30,000 32,000 Community Relations (373) 1,225 - - - Transfer to Vehicle Replacement Fund 28,000 28,000 29,000 29,000 31,000 Transfer to Technology Management Fund 30,200 31,300 26,400 26,400 33,600 Transfer To Asset Replacement Fund 51,500 51,000 51,000 51,000 53,800 OPERATING 185,956$ 198,795$ 215,600$ 218,800$ 237,200$ Other Equipment $ 8,272 $ - $ - $ - $ - Construction Costs - 7,751 5,000 5,000 19,000 CAPITAL 8,272$ 7,751$ 5,000$ 5,000$ 19,000$ GENERAL SERVICES DIVISION TOTAL 648,666$ 550,931$ 561,900$ 579,700$ 625,500$ General Services Division Line Item Budget PUBLIC WORKS DEPARTMENT 75 PARKS AND RECREATION DEPARTMENT The Parks and Recreation Department is responsible for operating and maintaining the West University Place Recreation Center, the Colonial Park/Pool, the Community Building/Senior Center, the Scout House and nine (9) municipal parks and playgrounds. The department also is responsible for planning, implementing and evaluating a variety of recreational/leisure activities and special events for all ages. PARKS AND RECREATION DEPARTMENT DIVISIONS Administration – Provides management and leadership for the department’s divisions; includes Friends of West University Place Parks Fund Executive Director. (2023 Budget – $617,300) Parks Administration Work Load Indicators Indicators 2020 Actual 2021 Actual 2022 Estimated 2023 Projected Total numbers of social media posts 160 140 160 220 Senior Services – Provides transportation, leisure and social services for the senior citizens of West University Place. (2023 Budget – $504,768) Senior Services Work Load Indicators Indicators 2020 Actual 2021 Actual 2022 Estimated 2023 Projected Senior Classes, Trips, Lectures, and Misc. Activities Participant Numbers 3,616 5563 7500 7500 Recreation Center – Operation of the pool and recreation facilities at the West University Place Recreation Center and special events. (2023 Budget – $2,191,050) Recreation Center Work Load Indicators Indicators 2020 Actual 2021 Actual 2022 Estimated 2023 Projected Recreation Classes and Camps Participation Numbers 7,501 5300 6000 6100 Recreation Center Membership Totals 1,896 2600 2700 2500 Community Building and Scout House Rentals 61 109 173 155 Pavilion Rentals 25 124 130 130 Special Events Offered 2 11 15 15 76 Parks Maintenance – Maintains the City’s parks and landscaping. (2023 Budget – $752,120) Parks Maintenance Work Load Indicators Indicators 2020 Actual 2021 Actual 2022 Estimated 2023 Projected Park and ROW Acreage Maintained 29.14 29.14 29.14 29.14 Colonial Park Pool – Operation of the pool at Colonial Park. (2023 Budget – $541,000) Colonial Park Pool Work Load Indicators Indicators 2020 Actual 2021 Actual 2022 Estimated 2023 Projected Colonial Park Pool Membership Totals 1,611 2700 3800 3700 Colonial Park Pool Rentals 0 76 130 140 PARKS AND RECREATION DEPARTMENT 2023 GOALS • Complete planning phase for improvements at Wier Park. • Incorporate Smart Irrigation systems in all parks and city facilities. • Continue to recuperate memberships and programming lost during pandemic. • Continue to recuperate Community Building rentals lost during pandemic • Create incentive program to help with seasonal staff retention issues. • Redesign leisure activity guide, “West U at Your Leisure” for centennial role out. PARKS AND RECREATION DEPARTMENT BUDGET HIGHLIGHTS • Authorized full-time employees – 12 (2022 authorized full-time employees – 12) • Total Budget – $4,606,238 (2020 Total Budget – $4,334,000) 77 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 P&R Administration Personnel 384,043$ 389,405$ 399,900$ 389,700$ 407,000$ Operating 55,827 100,600 176,400 179,700 210,300 Capital - 157 - - - Total 439,870$ 490,162$ 576,300$ 569,400$ 617,300$ Senior Services Personnel 212,799$ 222,499$ 265,800$ 259,400$ 282,268$ Operating 116,654 159,714 190,000 170,650 222,500 Capital 1,078 - - - - Total 330,532$ 382,213$ 455,800$ 430,050$ 504,768$ Recreation Center Personnel 674,638$ 709,347$ 863,600$ 807,100$ 896,450$ Operating 654,297 1,041,724 1,239,800 1,234,200 1,284,600 Capital 8,275 - 29,000 37,000 10,000 Total 1,337,210$ 1,751,071$ 2,132,400$ 2,078,300$ 2,191,050$ Parks Maintenance Personnel 218,406$ 210,293$ 230,400$ 173,115$ 266,520$ Operating 341,750 415,980 418,700 426,200 477,600 Capital - 101,033 40,000 29,400 8,000 Total 560,156$ 727,306$ 689,100$ 628,715$ 752,120$ Colonial Park Personnel 159,153$ 178,573$ 223,800$ 206,520$ 252,300$ Operating 214,301 230,689 251,600 246,700 288,700 Capital - - 5,000 5,700 - Total 373,454$ 409,262$ 480,400$ 458,920$ 541,000$ Total Department 3,041,222$ 3,760,014$ 4,334,000$ 4,165,385$ 4,606,238$ PARKS & RECREATION DEPARTMENT 78 Parks and Recreation Department Staffing Schedule 2022 2023 POSITION GRADE BUDGET BUDGET MINIMUM MAXIMUM Parks and Recreation Administration Parks and Recreation Director 12 1 1 118,450$ 183,598$ Administrative Manager 9 1 0 73,893$ 107,145$ Executive Director FWUP 7 1 1 61,069$ 88,550$ Administrative Coordinator 6 0 1 55,517$ 80,500$ Senior Services Senior Services Manager 8 1 1 67,176$ 97,405$ Program Specialist-Sr. Services 4 1 1 43,870$ 63,611$ Recreation Center Recreation Manager 9 1 1 73,893$ 107,145$ Recreation Operations Supervisor 7 1 1 61,069$ 88,550$ Program Specialist-Aquatics & Recreation 6 2 2 55,517$ 80,500$ Parks Maintenance Park Operations Manager 9 1 1 73,893$ 107,145$ Park Maintenance Crew Leader 4 0 1 43,870$ 63,611$ Park Technician II 2 0 1 36,256$ 52,530$ Park Technician 1 2 0 32,960$ 47,792$ Total Parks and Recreation Department 12 12 SALARY RANGE 79 Parks and Recreation Administration Division Line Item Budget Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Regular Wages $ 271,916 $ 278,064 $ 281,500 $ 274,800 $ 286,400 Longevity 3,385 3,565 3,800 2,900 2,900 Health & Dental 36,232 35,780 40,500 41,200 45,500 TMRS 37,247 37,977 38,600 37,700 38,600 FICA 20,326 20,675 21,400 20,300 21,600 Workers Compensation 724 400 400 300 400 Allowances 8,658 8,732 8,900 8,300 7,700 Other Benefits 948 1,240 1,300 1,200 1,300 HSA Contribution 3,625 2,000 2,500 2,000 - Employee Relations 983 971 1,000 1,000 1,000 PERSONNEL 384,043$ 389,405$ 399,900$ 389,700$ 407,000$ Office Supplies $ 97 $ 357 $ 1,000 $ 600 $ 600 Operating Supplies 2,117 2,354 3,000 3,000 3,000 Treatment Chemicals 383 (481) - - - Postage & Shipping 16,591 22,388 5,000 5,000 5,500 Electric Service - - - - - Natural Gas Service 203 317 300 - - Equipment Lease/Rental 2,944 1,460 2,100 2,100 2,400 Professional Dues 2,466 1,465 2,600 2,600 2,600 Professional Development 1,029 5,022 7,500 7,500 7,500 Youth Sports - 32,500 100,000 104,000 126,500 Community Relations 2,897 6,919 31,700 31,700 35,000 Transfer to Technology Management Fund 27,100 28,300 23,200 23,200 27,200 OPERATING 55,827$ 100,600$ 176,400$ 179,700$ 210,300$ Furniture & Equip <$5000 $ - $ 157 $ - $ - $ - CAPITAL $ - $ 157 $ - $ - $ - PARKS AND RECREATION ADMINISTRATION DIVISION TOTAL 439,870$ 490,162$ 576,300$ 569,400$ 617,300$ PARKS AND RECREATION DEPARTMENT 80 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Regular Wages $ 144,171 $ 147,284 $ 150,700 $ 149,100 $ 157,200 Part-Time Wages 16,298 23,522 53,500 51,600 60,045 Overtime 402 335 1,400 700 1,523 Longevity 1,535 1,655 1,800 1,800 1,800 Health & Dental 13,627 13,498 15,200 14,700 16,500 TMRS 19,131 19,529 23,000 21,700 23,600 FICA 12,235 12,976 15,700 15,200 16,800 Workers Compensation 901 608 800 900 1,100 Other Benefits 525 691 700 700 700 HSA Contribution 3,975 2,400 3,000 3,000 3,000 PERSONNEL 212,799$ 222,499$ 265,800$ 259,400$ 282,268$ Office Supplies $ 728 $ 790 $ 800 $ 800 $ 800 Operating Supplies 1,609 3,933 5,500 5,500 7,500 Fuel 385 1,047 1,500 1,500 1,500 Equipment Maintenance 80 - - - - Vehicle Maintenance 1,341 425 2,500 1,500 2,000 Postage & Shipping 11,842 17,476 4,000 4,000 4,000 Electric Service 5,412 6,512 10,000 9,700 10,000 Natural Gas Service 795 564 900 1,100 1,100 Equipment Lease/Rental 1,016 1,339 800 600 800 Professional Dues 289 172 300 350 500 Professional Development 278 665 900 900 900 Credit Card Fees 1,834 2,522 4,000 3,000 4,000 Instructor Fees 19,330 45,469 55,000 55,000 68,600 Community Relations 4,877 11,477 29,600 12,500 32,100 Boards and Committees 5,039 4,023 5,000 5,000 5,000 Transfer to Vehicle Replacement Fund 9,000 9,000 12,000 12,000 16,000 Transfer to Technology Management Fund 50,000 51,500 54,400 54,400 64,900 Transfer to Asset Replacement Fund 2,800 2,800 2,800 2,800 2,800 OPERATING 116,654$ 159,714$ 190,000$ 170,650$ 222,500$ Furniture & Equip <$5000 $ 1,078 $ - $ - $ - $ - Other Equipment - - - - - CAPITAL 1,078$ $ - $ - $ - $ - SENIOR SERVICES DIVISION TOTAL 330,532$ 382,213$ 455,800$ 430,050$ 504,768$ Senior Services Division Line Item Budget PARKS AND RECREATION DEPARTMENT 81 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Regular Wages $ 275,595 $ 265,582 $ 296,700 $ 285,800 $ 305,400 Part-Time Wages 258,708 308,230 392,000 370,500 420,150 On Call 855 1,245 3,200 2,400 2,800 Overtime 3,072 5,060 6,300 5,300 8,300 Longevity 1,795 1,765 1,900 1,900 1,900 Health & Dental 26,137 21,440 37,700 21,200 23,700 TMRS 50,741 50,333 53,700 54,800 58,500 FICA 41,310 44,454 53,200 50,300 57,400 Workers Compensation 6,824 4,706 8,000 5,400 8,200 Allowances 2,808 2,482 2,900 2,900 2,900 Other Benefits 1,018 1,201 1,300 1,400 1,400 HSA Contribution 5,775 2,850 4,500 3,000 3,000 Employee Relations - - 2,200 2,200 2,800 PERSONNEL 674,638$ 709,347$ 863,600$ 807,100$ 896,450$ Office Supplies $ 894 $ 2,463 $ 2,300 $ 2,300 $ 2,400 Operating Supplies 29,204 65,386 29,400 29,400 28,600 Treatment Chemicals 7,236 10,976 16,300 16,300 18,200 Equipment Maintenance 5,002 6,752 10,000 10,000 10,400 Swimming Pool Maintenance 11,137 10,332 14,700 14,700 18,900 Postage & Shipping 1,115 3,982 - - - Electric Service 77,189 76,389 90,000 86,700 90,000 Natural Gas Service 11,847 15,130 25,000 18,000 22,000 Equipment Lease/Rental 2,557 2,517 2,400 2,400 2,700 Professional Dues 425 623 1,100 1,000 2,900 Professional Development 3,465 3,305 10,300 10,300 11,200 Credit Card Fees 21,310 32,231 39,200 49,000 49,000 Instructor Fees 320,116 654,785 785,000 780,000 811,200 Community Relations - 53 48,700 48,700 53,500 Transfer to Technology Management Fund 102,600 106,600 118,400 118,400 119,500 Transfer To Asset Replacement Fund 60,200 50,200 47,000 47,000 44,100 OPERATING 654,297$ 1,041,724$ 1,239,800$ 1,234,200$ 1,284,600$ Furniture & Equip <$5000 $ - $ - $ - $ 8,000 $ - Other Equipment 8,275 - 18,000 18,000 - Other Construction Costs - - 11,000 11,000 10,000 CAPITAL $ 8,275 $ - $ 29,000 $ 37,000 $ 10,000 RECREATION CENTER DIVISION TOTAL 1,337,210$ 1,751,071$ 2,132,400$ 2,078,300$ 2,191,050$ Recreation Center Division Line Item Budget PARKS AND RECREATION DEPARTMENT 82 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Regular Wages $ 144,376 $ 146,605 $ 150,000 $ 117,600 $ 167,500 Part-Time Wages 5,999 - 6,800 - 14,820 On Call 1,467 1,098 1,800 1,215 1,800 Overtime 637 1,537 1,900 500 1,900 Longevity 645 735 1,000 1,600 1,600 Health & Dental 29,921 26,427 33,400 24,500 36,000 TMRS 19,394 19,724 20,400 16,000 22,500 FICA 11,146 10,931 11,700 8,700 15,400 Workers Compensation 3,419 1,822 1,800 1,500 2,100 Allowances 819 721 900 900 2,100 Other Benefits 582 692 700 600 800 PERSONNEL 218,406$ 210,293$ 230,400$ 173,115$ 266,520$ Office Supplies $ 199 $ - $ - $ - $ - Operating Supplies 4,049 4,018 4,400 4,400 4,400 Fuel 2,677 3,909 4,000 5,000 5,000 Equipment Maintenance 659 120 1,800 1,800 2,100 Vehicle Maintenance 1,592 6,679 8,500 8,500 8,500 Building & Grounds Maintenance 18,408 25,000 27,000 27,000 32,900 Electric Service 6,882 9,514 12,000 11,600 12,000 Professional Development 944 1,215 3,100 3,100 4,800 Other Contracted Services 215,841 273,926 271,000 277,900 307,900 Transfer to Vehicle Replacement Fund 8,000 8,000 14,000 14,000 14,000 Transfer to Technology Management Fund 24,600 25,600 23,900 23,900 28,100 Transfer To Asset Replacement Fund 57,900 58,000 49,000 49,000 57,900 OPERATING 341,750$ 415,980$ 418,700$ 426,200$ 477,600$ Other Equipment $ - $ - $ 32,000 $ 29,400 $ - Other Construction Costs - 101,033 8,000 - 8,000 CAPITAL $ - $ 101,033 $ 40,000 $ 29,400 $ 8,000 PARKS MAINTENANCE DIVISION TOTAL 560,156$ 727,306$ 689,100$ 628,715$ 752,120$ Parks Maintenance Division Line Item Budget PARKS AND RECREATION DEPARTMENT 83 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Regular Wages $ - $ - $ - $ - $ - Part-Time Wages 145,580 164,304 205,700 190,600 230,300 Overtime 78 6 - 120 - TMRS 70 210 - - - FICA 11,147 12,572 15,700 14,600 18,300 Workers Compensation 2,279 1,482 2,400 1,200 2,700 Employee Relations - - - - 1,000 PERSONNEL 159,153$ 178,573$ 223,800$ 206,520$ 252,300$ Office Supplies $ 271 $ - $ - $ - $ - Operating Supplies 11,338 26,123 16,200 16,200 17,400 Treatment Chemicals 10,272 16,531 23,300 23,300 25,700 Swimming Pool Maintenance 54,517 42,330 43,800 43,800 57,100 Postage & Shipping 812 617 - - - Electric Service 29,080 32,251 40,000 33,600 40,000 Natural Gas Service 536 1,077 1,000 1,100 1,100 Equipment Lease/Rental 380 655 700 700 700 Credit Card Fees 596 2,385 3,100 4,500 4,500 Community Relations - 319 14,000 14,000 16,300 Transfer to Technology Management Fund 62,900 64,900 68,000 68,000 73,800 Transfer To Asset Replacement Fund 43,600 43,500 41,500 41,500 52,100 OPERATING 214,301$ 230,689$ 251,600$ 246,700$ 288,700$ Other Equipment $ - $ - $ 5,000 $ 5,000 $ - CAPITAL $ - $ - $ 5,000 $ 5,700 $ - COLONIAL PARK DIVISION TOTAL 373,454$ 409,262$ 480,400$ 458,920$ 541,000$ PARKS AND RECREATION DEPARTMENT Colonial Park Division Line Item Budget 84 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Transfer to Capital Project Fund $ - $ 300,000 $ - $ - $ - Transfer to Capital Reserve Fund - 4,500,000 - 4,200,000 - Transfer to Technology Management Fund - 220,000 - - - Transfer to Employee Benefit Fund 33,700 35,000 35,000 35,000 60,000 Transfer to Human Resource Svcs Fund 249,900 252,000 250,000 250,000 230,000 TRANSFERS OUT 283,600$ 5,307,000$ 285,000$ 4,485,000$ 290,000$ TRANSFERS 85 THIS PAGE INTENTIONALLY BLANK 86 DEBT SERVICE FUND The Debt Service Fund is established by ordinances authorizing the issuance of general obligation bonds. These same ordinances call for levying an ad valorem (property) tax to provide the funds to pay the principal and interest due on the city’s general obligation bonds and certificates of obligation. In simpler terms, the fund accounts for the repayment of borrowed money and the payment of interest that lenders charge the City to borrow. The City of West University Place uses debt financing to fund large capital investments. Streets, drainage, water and wastewater systems are all constructed with borrowed funds. The Debt Service Fund does not finance all of the City’s bonded debt service. The Water and Sewer Fund also provides funds to repay debt. Funding the 2023 debt service payments requires an ad valorem tax rate of $0.084733 per $100 of assessed value in tax year 2022, an increase of 0.01% or $0.00009 per $100. In 2023, the Debt Service Fund will pay $8,781,336 of debt service, issuance costs and fiscal agent fees, an increase of $2,476,386 from the 2022 adopted budget. The City Charter limits the City’s bonded debt to no more than 5% of the assessed property values. Since the projected assessed value for the City for tax year 2022 is estimated to be $7.809 billion, the current debt limit under this provision is $390.5 million. As of December 31, 2022, the City will owe a total of $85.715 million to bondholders for all existing outstanding principal. Of this total, the Debt Service Fund, using property taxes, will provide $63.495 million. The funding for the remaining $22.22 million in debt is generated from user fees in the Water and Sewer Fund. The most recent Standard and Poor’s Investor Services bond rating for West University Place’s General Obligation Bonds was the agency’s highest rating, AAA. The relative stability in assessed values, political stability of the community, and the City’s financial stability have kept the bond rating high. FUTURE ACTIVITY Annual debt service on the current outstanding bonds will reach a maximum of $8.06 million in 2024 and will decrease in the subsequent years. During the recent period of historically low interest rates, the City continued to refund all bonds that are available for refunding, significantly reducing interest that the City had to pay, including a partial refund of the 2017 bond issuance in early 2021. Currently, most outstanding bonds are at interest rates close to the current market rates. 87 DEBT SERVICE FUND STATEMENT OF REVENUES AND EXPENDITURES Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 REVENUES: Current Year Property Taxes 7,667,034$ 6,772,312$ 5,876,000$ 5,876,000$ 6,159,239$ Prior Year Property Taxes 56,848 42,640 50,000 50,000 50,000 Penalty and Interest 31,427 36,471 32,000 35,000 32,000 Collection Fees 10,332 902 2,000 9,800 14,400 Transfer from 2019 Cert Of Obligation Fund 688,079 - - - - Transfer from Water & Sewer Fund 1,184,183 388,020 367,637 367,700 665,000 General Obligation Bond Proceeds 11,376,128 - - - - Certificates of Obligation Proceeds - - - 1,928,780 - TOTAL REVENUES 21,014,031$ 7,240,345$ 6,327,637$ 8,267,280$ 6,920,639$ EXPENDITURES: Bond Principal 8,060,000 6,496,435 4,885,000 4,885,000 5,475,000 Interest on Bonds 930,783 1,364,103 1,411,700 1,411,629 3,207,475 Fiscal Agent Fees 2,250 3,300 3,250 3,300 3,300 Issuance Costs 111,602 3,500 5,000 3,500 95,561 Payment to Refunded Bond Escrow 11,264,456 - - - - TOTAL EXPENDITURES 20,369,091$ 7,867,338$ 6,304,950$ 6,303,429$ 8,781,336$ NET REVENUES 644,940$ (626,993)$ 22,687$ 1,963,851$ (1,860,697)$ BEGINNING BALANCE 916,421$ 1,561,361$ 929,090$ 934,368$ 2,898,219$ ENDING BALANCE 1,561,361$ 934,368$ 951,777$ 2,898,219$ 1,037,522$ 88 Principal Principal Amount Outstanding Outstanding Series Obligation of Issue December 31, 2022 Principal Interest Total December 31, 2023 2011 Certificates of Obligation 910,000 250,000 250,000 2,813 252,813 - 2017 General Obligation Refunding (1)9,965,000 6,605,000 - 132,761 132,761 6,605,000 2019 Certificates of Obligation 4,040,000 3,830,000 105,000 151,100 256,100 3,725,000 2020 General Obligation Refunding 10,780,000 5,360,000 2,220,000 126,831 2,346,831 3,140,000 2020 Certificates of Obligation 23,190,000 22,605,000 250,000 860,750 1,110,750 22,355,000 2022 Certificates of Obligation (2)47,065,000 47,065,000 - 1,754,421 1,754,421 47,065,000 85,715,000$ 2,825,000$ 3,028,675$ 5,853,675$ 82,890,000$ (1) Includes Cash Defeasance of Series 2017 Bonds on March 1, 2023. (2) Includes portion to be paid by water sewer user fees. CITY OF WEST UNIVERSITY PLACE GENERAL LONG TERM DEBT SCHEDULE OF FISCAL YEAR REQUIREMENTS Principal & Interest Requirements for 2023 89 Fiscal Year Principal Interest Due 2/1 Interest Due 8/1 Total Interest Total 2023 2,825,000 1,274,517 1,754,158 3,028,675 5,853,675 2024 4,635,000 1,754,158 1,666,856 3,421,014 8,056,014 2025 3,650,000 1,666,856 1,606,757 3,273,613 6,923,613 2026 3,770,000 1,606,757 1,544,728 3,151,485 6,921,485 2027 3,900,000 1,544,728 1,476,596 3,021,324 6,921,324 2028 4,040,000 1,476,596 1,405,738 2,882,334 6,922,334 2029 2,415,000 1,405,738 1,346,963 2,752,700 5,167,700 2030 2,535,000 1,346,963 1,285,238 2,632,200 5,167,200 2031 2,660,000 1,285,238 1,220,463 2,505,700 5,165,700 2032 2,790,000 1,220,463 1,156,263 2,376,725 5,166,725 2033 2,920,000 1,156,263 1,089,038 2,245,300 5,165,300 2034 3,055,000 1,089,038 1,022,713 2,111,750 5,166,750 2035 2,495,000 1,022,713 968,188 1,990,900 4,485,900 2036 2,610,000 968,188 911,038 1,879,225 4,489,225 2037 2,725,000 911,038 851,263 1,762,300 4,487,300 2038 2,850,000 851,263 788,613 1,639,875 4,489,875 2039 2,970,000 788,613 731,031 1,519,644 4,489,644 2040 3,085,000 731,031 669,838 1,400,869 4,485,869 2041 3,220,000 669,838 599,750 1,269,588 4,489,588 2042 3,360,000 599,750 526,613 1,126,363 4,486,363 2043 3,510,000 526,613 450,200 976,813 4,486,813 2044 3,675,000 450,200 363,650 813,850 4,488,850 2045 3,850,000 363,650 272,950 636,600 4,486,600 2046 4,035,000 272,950 177,850 450,800 4,485,800 2047 4,230,000 177,850 78,100 255,950 4,485,950 2048 1,250,000 78,100 53,100 131,200 1,381,200 2049 1,300,000 53,100 27,100 80,200 1,380,200 2050 1,355,000 27,100 - 27,100 1,382,100 85,715,000$ 25,319,305$ 24,044,789$ 49,364,094$ 135,079,094$ Note - 2023 does not include the $2.65 million principal payment for partial defeasance of 2017 Bonds on March 1, 2023. CITY OF WEST UNIVERSITY PLACE GENERAL LONG TERM DEBT PRINCIPAL AND INTEREST REQUIREMENTS As of December 31, 2022 INCLUDES CASH DEFEASANCE OF SERIES 2017 BONDS $- $1,000,000 $2,000,000 $3,000,000 $4,000,000 $5,000,000 $6,000,000 $7,000,000 $8,000,000 $9,000,000 2023202420252026202720282029203020312032203320342035203620372038203920402041204220432044204520462047204820492050Annual Debt Service Requirements Principal Total Interest 90 WATER AND SEWER FUND The Water and Sewer Fund (W&S Fund) is an enterprise fund, and like business enterprises in the private sector, is meant to be self-supporting. The W&S Fund accounts for the revenue, expenditures and transfers associated with the operation of the water and wastewater systems. User fees finance the systems and their services. The W&S Fund budget is similar to the General Fund budget in that it is prepared using the modified accrual basis of accounting. Revenues are recognized when they are earned, because they are considered measurable and available to finance current operations. Expenditures are recognized when they are incurred. Debt service is recognized when paid. In terms of revenue, the W&S Fund produces less than half the revenues generated in the General Fund. In spite of its smaller revenue base, the W&S Fund’s impact in the community may well exceed the impact of the General Fund. Often the initial operation of a City is its water utility and, in many cases, the reason for incorporating a City is the need for clean, safe drinking water and the sanitary disposal of wastewater. Water and sewer systems are capital-intensive and expensive to construct. Operating costs are insignificant when compared to expenditures made to acquire and repair other capital assets. In order for the W&S Fund to be self-supporting, the water and sewer service fees must reflect both the cost of operations and the cost of capital, or else the system will deteriorate. Typically, the cost of capital is reflected in the water and sewer rates by charging a rate sufficient to cover the operating costs plus the debt service costs associated with major capital maintenance. FUND FINANCIAL ACTIVITY 2022 Forecast – W&S Fund gross revenues are expected to be $8.22 million, which is a decrease of $7,900 compared to the budgeted amount of $8.23 million. Operating expenditures in 2022 are expected to be approximately $4.76 million, which is below 2022 Budget appropriations of $5.08 million. Debt service, administrative cost and a transfer to the Water & Sewer Capital Project Fund adds $2.52 million more to the total expenditures. Altogether, W&S Fund 2022 expenditures are expected to total approximately $7.28 million which is above the 2022 Budget of $7.62 million. 2023 Budget – The 2023 Budget anticipates total Water and Sewer Utility Fund revenues of approximately $8.84 million, which is $615,400 more than the 2022 estimated revenues. The City continually monitors and evaluates the need to adjust water and sewer rates in order to ensure the fund is self-supporting, the infrastructure rehabilitation is adequate, and all bond covenants are in compliance. A 6% water rate increase and 3% sewer rate increase is necessary to maintain a healthy water and sewer fund. System operations, including the Utility Billing division, are appropriated at $6.39 million, including $1.25 million transferred to the General Fund for the administrative cost allocation. The 91 WATER AND SEWER FUND (Cont.) transfer to the Water & Sewer Capital Project Fund is $900,000. Debt service of $670 thousand in 2023 is for the 2022 certificates of obligation capitalized interest debt service payment. For the Future – The W&S Fund is the most difficult of all of the City’s funds to predict. Water usage can vary dramatically with the weather. All projections and budgets are based on averages and likely to differ considerably from actual results. Most costs also vary as revenues fluctuate, but are generally expected to increase an average of 3% per year. While much of the system’s delivery and collection infrastructure is new, some key components are aging dramatically: Lift stations, elevated towers and water wells will all need major overhauls in the foreseeable future. Anticipated rate increases from the City of Houston are budgeted at 5%, and increasing costs of service could require future rate increases to keep pace with the City of Houston’s rate increase for treated water and other operational costs of providing service. 92 WATER AND SEWER FUND STATEMENT OF REVENUES AND EXPENDITURES Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 REVENUES: FEMA Reimbursement -$ 31,670$ -$ -$ -$ Water Service 5,205,754 4,520,193 5,000,000 4,929,000 5,400,000 Sewer Service 3,288,263 2,935,835 3,100,000 3,140,000 3,300,000 Penalties 32,276 48,516 45,000 51,300 48,000 Connection Fee 68,650 84,700 80,000 87,600 80,000 Earnings on Investments 6,312 476 2,000 2,000 3,000 Recovered Bad Debt Writeoffs - - - - - Miscellaneous 1,244 7,320 1,500 10,700 5,000 Transfer from Human Resource Svcs Fund - 43,199 - - - TOTAL REVENUE 8,602,500$ 7,671,910$ 8,228,500$ 8,220,600$ 8,836,000$ EXPENDITURES BY DEPARTMENT: Debt Service 1,202,796$ 395,002$ 393,020$ 372,700$ 670,000$ Finance 191,455 259,624 311,700 300,600 312,600 Public Works 4,183,535 4,206,410 4,769,300 4,455,300 4,822,800 Transfer to Asset Replacement Fund - 105,755 - - - Transfer to General Fund 1,250,000 1,250,000 1,250,000 1,250,000 1,250,000 Transfer to Water & Sewer Capital Projects 900,000 2,700,000 900,000 900,000 900,000 TOTAL EXPENDITURES 7,727,786$ 8,916,792$ 7,624,020$ 7,278,600$ 7,955,400$ NET REVENUES (EXPENDITURES)874,714$ (1,244,882)$ 604,480$ 942,000$ 880,600$ BEGINNING WORKING CAPITAL 717,313$ 1,592,027$ 840,390$ 347,145$ 1,289,145$ ENDING WORKING CAPITAL 1,592,027$ 347,145$ 1,444,870$ 1,289,145$ 2,169,745$ Operations 60.6% Finance 3.9% Debt Service 8.5% Transfers 27.0% Water & Sewer Fund 2023 Expenditures 93 WATER AND SEWER FUND Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 REVENUES: FEMA Reimbursement $ - $ 31,670 $ - $ - $ - Water Service 5,205,754 4,520,193 5,000,000 4,929,000 5,400,000 Sewer Service 3,288,263 2,935,835 3,100,000 3,140,000 3,300,000 Penalties 32,276 48,516 45,000 51,300 48,000 Connection Fee 68,650 84,700 80,000 87,600 80,000 Earnings on Investments 6,312 476 2,000 2,000 3,000 Miscellaneous 1,244 7,320 1,500 10,700 5,000 Transfer from Human Resource Svcs Fund - 43,199 - - - TOTAL REVENUE 8,602,500$ 7,671,910$ 8,228,500$ 8,220,600$ 8,836,000$ EXPENDITURES: Regular Wages $ 687,353 $ 686,967 $ 745,600 $ 657,300 $ 783,500 On Call 13,647 9,693 14,500 12,800 14,500 Overtime 70,402 79,580 73,000 93,600 73,000 Longevity 6,254 4,813 4,900 4,500 4,300 Health & Dental 114,034 98,736 134,000 107,000 155,100 TMRS 101,995 102,603 110,300 101,000 105,200 FICA 56,769 57,478 60,900 56,300 59,400 Workers Compensation 17,418 9,403 11,000 8,800 9,900 Allowances 3,318 2,142 2,600 2,500 2,600 Other Benefits 2,655 3,060 3,600 3,100 3,600 HSA Contribution 13,250 4,000 17,500 4,500 4,000 Employee Relations 1,323 1,143 1,500 2,000 2,200 Accrued Vacation (6,887) (26,276) - - - Pension Expense (19,137) - - - - OPEB Expense (38,839) - - - - Office Supplies 1,192 1,808 1,600 2,300 2,800 Operating Supplies 26,137 30,238 30,000 30,000 33,000 Fuel 6,298 9,874 15,000 15,000 18,000 Treatment Chemicals 52,610 85,827 100,000 100,000 100,000 Equipment Maintenance 15,776 26,453 30,000 25,000 25,000 Vehicle Maintenance 17,388 28,330 20,000 20,000 23,000 Building & Grounds Maintenance 25,675 13,839 30,000 30,000 30,000 Water System Maintenance 169,806 150,025 200,000 200,000 241,000 Sewer System Maintenance 197,154 175,899 190,000 190,000 200,000 Postage & Shipping - 222 - 1,000 500 Electric Service 302,352 309,063 320,000 325,000 330,000 Surface Water 1,538,297 1,753,544 1,750,000 1,600,000 1,750,000 Natural Gas Service 321 385 400 500 500 Other Utilities 114 1,364 1,000 1,000 1,000 Equipment Lease/Rental 3,443 2,301 2,400 3,000 3,000 Professional Dues 1,431 2,160 2,800 2,800 2,500 Publications - 538 - - - Professional Development 5,888 12,383 12,000 12,400 14,100 Sludge Removal 67,868 47,408 95,000 65,000 80,000 Credit Card Fees 72,535 86,754 80,400 90,000 96,000 Other Contracted Services 352,536 359,274 516,000 496,000 418,000 Resident Reimbursement - 1,800 3,000 1,500 3,000 Community Relations 3,540 6,618 25,000 15,000 15,000 Other Equipment 3,725 1,686 60,000 60,000 60,000 Other Construction Costs 168,450 - - - - Bad Debt Expense 18,613 6,982 5,000 5,000 5,000 Transfer to Debt Service Fund 1,184,183 388,020 388,020 367,700 665,000 Transfer to General Fund 1,250,000 1,250,000 1,250,000 1,250,000 1,250,000 Transfer to Water & Sewer Capital Projects 900,000 2,700,000 900,000 900,000 900,000 Transfer to Vehicle Replacement Fund 92,000 93,000 102,000 102,000 125,000 Transfer to Technology Management Fund 140,000 139,000 145,000 145,000 135,100 STATEMENT OF REVENUES AND EXPENDITURES 94 WATER AND SEWER FUND Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 STATEMENT OF REVENUES AND EXPENDITURES Transfer to Asset Replacement Fund 86,900 92,900 170,000 170,000 211,600 TOTAL EXPENDITURES $ 7,727,786 $ 8,916,792 $ 7,624,020 $ 7,278,600 $ 7,955,400 NET REVENUES (EXPENDITURES)874,714$ (1,244,882)$ 604,480$ 942,000$ 880,600$ BEGINNING WORKING CAPITAL 717,313$ 1,592,027$ 840,390$ 347,145$ 1,289,145$ ENDING WORKING CAPITAL 1,592,027$ 347,145$ 1,444,870$ 1,289,145$ 2,169,745$ Personnel 15.3% Surface Water 22.0% Other Operating 11.7% Water System Maintenance 3.0%Sewer System Maintenance 2.5% Electric Service 4.1% Debt Service 8.4% Transfer to General Fund 15.7% Transfer to W&S Capital Fund 11.3% Other Transfers 5.9% Water & Sewer Fund 2023 Expenditures by Type 95 WATER AND SEWER FUND ACCOUNT LIST Actual Actual Budget Estimated Budget Account Description 2020 2021 2022 2022 2023 REVENUES FEMA Reimbursement -$ 31,670$ -$ -$ -$ Water Service 5,205,754 4,520,193 5,000,000 4,929,000 5,400,000 Sewer Service 3,288,263 2,935,835 3,100,000 3,140,000 3,300,000 Penalties 32,276 48,516 45,000 51,300 48,000 Connection Fee 68,650 84,700 80,000 87,600 80,000 Earnings on Investments 6,312 476 2,000 2,000 3,000 Recovered Bad Debt Writeoffs - - - - - Miscellaneous 1,244 7,320 1,500 10,700 5,000 Transfer from Human Resource Svcs Fund - 43,199 - - - TOTAL REVENUE 8,602,500$ 7,671,910$ 8,228,500$ 8,220,600$ 8,836,000$ EXPENDITURES Bad Debt Expense 18,613 6,982 5,000 5,000 5,000 Transfer to Debt Service Fund 1,184,183 388,020 388,020 367,700 665,000 TOTAL CITY WIDE 1,202,796$ 395,002$ 393,020$ 372,700$ 670,000$ Regular Wages 69,510 88,517 91,000 89,900 94,900 Overtime 7,709 2,158 3,000 2,200 3,000 Longevity - 195 300 300 300 Health & Dental 14,401 19,339 21,700 21,700 23,100 TMRS 9,801 11,964 12,400 12,100 12,600 FICA 5,520 6,408 6,600 6,400 6,900 Workers Compensation 196 125 100 100 100 Allowances - - - - - Other Benefits 257 445 500 500 500 HSA Contribution 4,125 2,000 2,500 2,500 2,500 Accrued Vacation (5,538) 2,289 - - - Pension Expense (13,120) - - - - OPEB Expense (12,797) - - - - Office Supplies 549 - - 700 1,000 Postage & Shipping - - - - - Equipment Lease/Rental 2,441 1,700 1,700 2,300 2,300 Publications - 538 - - - Professional Development - 75 1,500 1,900 1,400 Other Contracted Services 35,866 37,118 90,000 70,000 68,000 Credit Card Fees 72,535 86,754 80,400 90,000 96,000 Furniture & Equip <$5000 - - - - - TOTAL FINANCE 191,455$ 259,624$ 311,700$ 300,600$ 312,600$ Regular Wages 617,843 598,451 654,600 567,400 688,600 On Call 13,647 9,693 14,500 12,800 14,500 Overtime 62,693 77,423 70,000 91,400 70,000 Longevity 6,254 4,618 4,600 4,200 4,000 Health & Dental 99,632 79,397 112,300 85,300 132,000 TMRS 92,194 90,639 97,900 88,900 92,600 FICA 51,249 51,070 54,300 49,900 52,500 Workers Compensation 17,222 9,278 10,900 8,700 9,800 Allowances 3,318 2,142 2,600 2,500 2,600 Other Benefits 2,398 2,615 3,100 2,600 3,100 HSA Contribution 9,125 2,000 15,000 2,000 1,500 Employee Relations 1,323 1,143 1,500 2,000 2,200 Accrued Vacation (1,348) (28,565) - - - 96 WATER AND SEWER FUND ACCOUNT LIST Actual Actual Budget Estimated Budget Account Description 2020 2021 2022 2022 2023 Pension Expense (6,017) - - - - OPEB Expense (26,042) - - - - Office Supplies 643 1,808 1,600 1,600 1,800 Operating Supplies 26,137 30,238 30,000 30,000 33,000 Fuel 6,298 9,874 15,000 15,000 18,000 Treatment Chemicals 52,610 85,827 100,000 100,000 100,000 Equipment Maintenance 15,776 26,453 30,000 25,000 25,000 Vehicle Maintenance 17,388 28,330 20,000 20,000 23,000 Building & Grounds Maintenance 25,675 13,839 30,000 30,000 30,000 Water System Maintenance 169,806 150,025 200,000 200,000 241,000 Sewer System Maintenance 197,154 175,899 190,000 190,000 200,000 Postage & Shipping - 222 - 1,000 500 Electric Service 302,352 309,063 320,000 325,000 330,000 Surface Water 1,538,297 1,753,544 1,750,000 1,600,000 1,750,000 Natural Gas Service 321 385 400 500 500 Other Utilities 114 1,364 1,000 1,000 1,000 Equipment Lease/Rental 1,002 601 700 700 700 Professional Dues 1,431 2,160 2,800 2,800 2,500 Professional Development 5,888 12,308 10,500 10,500 12,700 Sludge Removal 67,868 47,408 95,000 65,000 80,000 Other Contracted Services 316,669 322,155 426,000 426,000 350,000 Resident Reimbursement - 1,800 3,000 1,500 3,000 Community Relations 3,540 6,618 25,000 15,000 15,000 Furniture & Equip <$5000 - - - - - Other Equipment 3,725 1,686 60,000 60,000 60,000 Other Construction Costs 168,450 - - - - Transfer to Vehicle Replacement Fund 92,000 93,000 102,000 102,000 125,000 Transfer to Technology Management Fund 140,000 139,000 145,000 145,000 135,100 Transfer to Asset Replacement Fund 86,900 92,900 170,000 170,000 211,600 TOTAL PUBLIC WORKS 4,183,535$ 4,206,410$ 4,769,300$ 4,455,300$ 4,822,800$ Transfer to Asset Replacement Fund - 105,755 - - - Transfer to General Fund 1,250,000 1,250,000 1,250,000 1,250,000 1,250,000 Transfer to Water & Sewer Capital Projects 900,000 2,700,000 900,000 900,000 900,000 TOTAL TRANSFERS 2,150,000$ 4,055,755$ 2,150,000$ 2,150,000$ 2,150,000$ TOTAL EXPENDITURES 7,727,786$ 8,916,792$ 7,624,020$ 7,278,600$ 7,955,400$ 97 FINANCE DEPARTMENT (W&S FUND) The Finance Department responsibilities include billing and collection of West University Place’s water, sewer, solid waste, Direct Link and other miscellaneous charges included on the customer’s utility bill. Finance Utility Billing Work Load Indicators Indicators 2020 Actual 2021 Actual 2022 Estimated 2023 Projected Number of Billing Help emails & number of customer service calls and/or in-person 3,174 5,000 5,000 6,000 Number of service orders created/processed 1,798 1,601 2,000 2,500 % of customers paying electronically 50% 80% 80% 85% % of customers receiving e-statements 53% 58% 60% 65% Number of bill adjustments processed 664 213 250 300 Number of single family accounts billed 5,450 5,526 5,600 5,650 Number of new single family connections 540 874 900 950 FINANCE DEPARTMENT DIVISION (W&S FUND) Utility Billing – Bills and collects fees associated with the City’s water and sewer systems, solid waste, and Direct Link. (2023 Budget $312,600) FINANCE DEPARTMENT (W&S FUND) 2023 GOALS • Continue utility customer service training for all Finance staff members • Implement new utility billing ERP system • Review and update, as necessary, all utility billing financial process to maximize efficiencies • Utilize the City’s website, social media, emails, and mailings to continue to strive for superior customer service FINANCE DEPARTMENT (W&S FUND) BUDGET HIGHLIGHTS • Authorized full-time employees – 2 (2022 authorized full-time employees – 2) • Decrease in Other Contracted Services – $22,000 • Increase in Credit Card Fees – $15,600 • Increase in Personnel Costs – $5,800 • Total Budget – $312,600 (2022 Total Budget – $311,700) 98 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Utility Billing & Customer Service Personnel 80,064$ 138,231$ 138,100$ 135,700$ 143,900$ Operating 111,391 126,186 173,600 164,900 168,700 Capital - - - - - Total 191,455$ 264,416$ 311,700$ 300,600$ 312,600$ Total Department 191,455$ 264,416$ 311,700$ 300,600$ 312,600$ Finance Department Staffing Schedule (W&S Fund) 2022 2023 POSITION GRADE BUDGET BUDGET MINIMUM MAXIMUM Finance - Utility Billing Sr. Customer Service Representative 5 1 1 50,470$ 73,182$ Fiscal Services Technician 2 1 1 36,256$ 52,530$ Total Finance (W&S Fund)2 2 FINANCE DEPARTMENT SALARY RANGE 99 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Regular Wages $ 69,510 $ 88,517 $ 91,000 $ 89,900 $ 94,900 Overtime 7,709 2,158 3,000 2,200 3,000 Longevity - 195 300 300 300 Health & Dental 14,401 19,339 21,700 21,700 23,100 TMRS 9,801 11,964 12,400 12,100 12,600 FICA 5,520 6,408 6,600 6,400 6,900 Workers Compensation 196 125 100 100 100 Other Benefits 257 445 500 500 500 HSA Contribution 4,125 2,000 2,500 2,500 2,500 Accrued Vacation (5,538) 2,289 - - - Pension Expense (13,120) 581 - - - OPEB Expense (12,797) 4,211 - - - PERSONNEL 80,064$ 138,231$ 138,100$ 135,700$ 143,900$ Office Supplies $ 549 $ - $ - $ 700 $ 1,000 Equipment Lease/Rental 2,441 1,700 1,700 2,300 2,300 Professional Development - 75 1,500 1,900 1,400 Credit Card Fees 72,535 86,754 80,400 90,000 96,000 Other Contracted Services 35,866 37,118 90,000 70,000 68,000 OPERATIONS 111,391$ 126,186$ 173,600$ 164,900$ 168,700$ FINANCE DIVISION TOTAL 191,455$ 264,416$ 311,700$ 300,600$ 312,600$ WATER AND SEWER FUND FINANCE DEPARTMENT Finance Division Line Item Budget 100 PUBLIC WORKS DEPARTMENT (W&S FUND) The Public Works Department is responsible for the operation and maintenance of the City’s water and sewer systems. Public Works Water and Sewer Operations Work Load Indicators Indicators 2020 Actual 2021 Actual 2022 Estimated 2023 Projected New Water Services Installed 32 24 25 30 Water Distributed (surface and groundwater in gallons) 787M 678M 626M 650M Wastewater Treated (gallons) 417M 387M 310M 300M Water Meter Read Accuracy (%) 99 99 99 99 Number of Meter Re-reads 90 65 80 85 PUBLIC WORKS DEPARTMENT DIVISION (W&S FUND) Operations – Operates and maintains the City’s water and sewer systems. (2023 Budget – $4,822,800) PUBLIC WORKS DEPARTMENT (W&S FUND) 2023 GOALS • Begin construction and treatment upgrades to the Wastewater Treatment Plant • Execute a final agreement with end user and complete design of Wastewater Reuse Project and plan for construction design • Continue to promote water conservation methods with the goal to maintain water loss to less than 15% of overall usage • Complete the assessment of all pre-1939 cast iron waterlines and plan for replacement in 2024 • Complete the installation of a new waterline at Law Street • Continue to identify excess inflow into the sanitary system and reduce the flow and processing at the treatment plant during rain events • Enhance the cross training program and provide more hands on training opportunities to supplement current staffing PUBLIC WORKS DEPARTMENT (W&S FUND) BUDGET HIGHLIGHTS • Authorized full-time employees – 11 (2022 authorized full-time employees – 11) • Purchase of Surface Water from the City of Houston – $1,750,000 (2022 Budget – $1,750,000) • Total Budget – $4,822,800 (2022 Total Budget – $4,769,300) 101 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 W&S Fund Operations Personnel 943,492$ 795,281$ 1,041,300$ 917,700$ 1,073,400$ Operating 3,067,868 3,304,821 3,668,000 3,477,600 3,689,400 Capital 172,175 1,686 60,000 60,000 60,000 Total 4,183,535$ 4,101,788$ 4,769,300$ 4,455,300$ 4,822,800$ Total Department 4,183,535$ 4,101,788$ 4,769,300$ 4,455,300$ 4,822,800$ Public Works Department Staffing Schedule (W&S Fund) 2022 2023 POSITION GRADE BUDGET BUDGET MINIMUM MAXIMUM Public Works - Operations Public Works Manager 10 1 1 93,730$ 135,909$ Field Services Supervisor 7 1 1 61,069$ 88,550$ Plant Supervisor 7 1 1 61,069$ 88,550$ Crew Leader 5 2 2 50,470$ 73,182$ Plant Operator, Sr.5 2 1 50,470$ 73,182$ Plant Operator 4 1 2 43,870$ 63,611$ Driver/Equipment Operator 2 1 1 36,256$ 52,530$ Maintenance Worker I 1 2 2 32,960$ 47,792$ Total Public Works (W&S Fund)11 11 PUBLIC WORKS DEPARTMENT SALARY RANGE 102 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Regular Wages $ 617,843 $ 598,451 $ 654,600 $ 567,400 $ 688,600 On Call 13,647 9,693 14,500 12,800 14,500 Overtime 62,693 77,423 70,000 91,400 70,000 Longevity 6,254 4,618 4,600 4,200 4,000 Health & Dental 99,632 79,397 112,300 85,300 132,000 TMRS 92,194 90,639 97,900 88,900 92,600 FICA 51,249 51,070 54,300 49,900 52,500 Workers Compensation 17,222 9,278 10,900 8,700 9,800 Allowances 3,318 2,142 2,600 2,500 2,600 Other Benefits 2,398 2,615 3,100 2,600 3,100 HSA Contribution 9,125 2,000 15,000 2,000 1,500 Employee Relations 1,323 1,143 1,500 2,000 2,200 Accrued Vacation (1,348) (28,565) - - - Pension Expense (6,017) (76,027) - - - OPEB Expense (26,042) (28,595) - - - PERSONNEL 943,492$ 795,281$ 1,041,300$ 917,700$ 1,073,400$ Office Supplies $ 643 $ 1,808 $ 1,600 $ 1,600 $ 1,800 Operating Supplies 26,137 30,238 30,000 30,000 33,000 Fuel 6,298 9,874 15,000 15,000 18,000 Treatment Chemicals 52,610 85,827 100,000 100,000 100,000 Equipment Maintenance 15,776 26,453 30,000 25,000 25,000 Vehicle Maintenance 17,388 28,330 20,000 20,000 23,000 Building & Grounds Maintenance 25,675 13,839 30,000 30,000 30,000 Water System Maintenance 169,806 150,025 200,000 200,000 241,000 Sewer System Maintenance 197,154 175,899 190,000 190,000 200,000 Postage & Shipping - 222 - 1,000 500 Electric Service 302,352 309,063 320,000 325,000 330,000 Surface Water 1,538,297 1,753,544 1,750,000 1,600,000 1,750,000 Natural Gas Service 321 385 400 500 500 Other Utilities 114 1,364 1,000 1,000 1,000 Equipment Lease/Rental 1,002 601 700 700 700 Professional Dues 1,431 2,160 2,800 2,800 2,500 Professional Development 5,888 12,308 10,500 10,500 12,700 Sludge Removal 67,868 47,408 95,000 65,000 80,000 Other Contracted Services 316,669 322,155 426,000 426,000 350,000 Resident Reimbursement - 1,800 3,000 1,500 3,000 Community Relations 3,540 6,618 25,000 15,000 15,000 Transfer to Vehicle Replacement Fund 92,000 93,000 102,000 102,000 125,000 Transfer to Technology Management Fund 140,000 139,000 145,000 145,000 135,100 Transfer to Asset Replacement Fund 86,900 92,900 170,000 170,000 211,600 OPERATING 3,067,868$ 3,304,821$ 3,668,000$ 3,477,600$ 3,689,400$ Other Equipment $ 3,725 $ 1,686 $ 60,000 $ 60,000 $ 60,000 Other Construction Costs 168,450 - - - - CAPITAL 172,175$ 1,686$ 60,000$ 60,000$ 60,000$ OPERATIONS DIVISION TOTAL 4,183,535$ 4,101,788$ 4,769,300$ 4,455,300$ 4,822,800$ WATER AND SEWER FUND PUBLIC WORKS DEPARTMENT Operations Division Line Item Budget 103 Principal Principal Amount Outstanding Outstanding Series Obligation of Issue January 1, 2023 Principal Interest Total December 31, 2023 2022 Certificates of Obligation*3,170,000 22,220,000 - 826,721 826,721 22,220,000 22,220,000$ -$ 826,721$ 826,721$ 22,220,000$ * Portion of debt transferred to General Debt Service Fund CITY OF WEST UNIVERSITY PLACE WATER & SEWER DEBT SERVICE SCHEDULE OF FISCAL YEAR REQUIREMENTS Principal & Interest Requirements for 2021 104 Fiscal Year Principal * Interest Due 2/1 * Interest Due 8/1 *Interest Total Total 2023 - 287,555 539,166 826,721 826,721 2024 495,000 539,166 526,791 1,065,956 1,560,956 2025 525,000 526,791 513,666 1,040,456 1,565,456 2026 550,000 513,666 499,916 1,013,581 1,563,581 2027 575,000 499,916 485,541 985,456 1,560,456 2028 605,000 485,541 470,416 955,956 1,560,956 2029 640,000 470,416 454,416 924,831 1,564,831 2030 670,000 454,416 437,666 892,081 1,562,081 2031 705,000 437,666 420,041 857,706 1,562,706 2032 740,000 420,041 401,541 821,581 1,561,581 2033 780,000 401,541 382,041 783,581 1,563,581 2034 820,000 382,041 361,541 743,581 1,563,581 2035 860,000 361,541 340,041 701,581 1,561,581 2036 905,000 340,041 317,416 657,456 1,562,456 2037 950,000 317,416 293,666 611,081 1,561,081 2038 1,000,000 293,666 268,666 562,331 1,562,331 2039 1,050,000 268,666 246,353 515,019 1,565,019 2040 1,095,000 246,353 222,400 468,753 1,563,753 2041 1,145,000 222,400 196,638 419,038 1,564,038 2042 1,195,000 196,638 169,750 366,388 1,561,388 2043 1,250,000 169,750 141,625 311,375 1,561,375 2044 1,310,000 141,625 108,875 250,500 1,560,500 2045 1,380,000 108,875 74,375 183,250 1,563,250 2046 1,450,000 74,375 38,125 112,500 1,562,500 2047 1,525,000 38,125 - 38,125 1,563,125 22,220,000$ 8,198,221$ 7,910,666$ 16,108,886$ 38,328,886$ CITY OF WEST UNIVERSITY PLACE WATER & SEWER DEBT SERVICE PRINCIPAL AND INTEREST REQUIREMENTS As of January 1, 2023 * Includes amount transferred to General Debt Service Fund for W&S portion of 2022 Certificates of Obligation Bonds. $- $200,000 $400,000 $600,000 $800,000 $1,000,000 $1,200,000 $1,400,000 $1,600,000 $1,800,000 202320242025202620272028202920302031203220332034203520362037203820392040204120422043204420452046ANNUAL DEBT SERVICE REQUIREMENTS Principal *Interest Total 105 THIS PAGE INTENTIONALLY BLANK 106 SOLID WASTE FUND The Solid Waste Fund is an enterprise fund and, as business enterprises in the private sector, is meant to be self-supporting. The Solid Waste Fund accounts for the revenue, expenditures and transfers associated with the collection and recycling or disposal of solid waste. 2022 Forecast – For 2022, the Solid Waste Fund is expected to have revenue totaling $1.85 million for solid waste services. The cost of providing solid waste services in 2022, excluding transfers, is expected to be $1.52 million. Direct costs include personnel, capital equipment, supplies and services directly related to the curbside collection of solid waste, recycling, trash disposal and street sweeping. The largest single service cost is the fee for the collection and disposal of solid waste. Administration, human resources, legal services, risk management, utility billing, finance and accounting are examples of indirect costs associated with providing solid waste services. The Solid Waste Fund reimburses the General Fund $310,000 for these indirect costs, bringing estimated 2022 total costs of service to $1.83 million. 2023 Budget – For 2023, the Solid Waste Fund is expected to have revenue of about $1.91 million for solid waste services. Rates for Solid Waste customers will increase by 3.5% for 2023. Total expenditures are expected to be $1.95 million. Working capital is anticipated to be healthy and in excess of the 10% reserve requirement. 107 SOLID WASTE FUND Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 REVENUES FEMA Reimbursement -$ 2,051$ -$ -$ -$ Solid Waste Collection 1,813,147 1,797,489 1,867,800 1,847,000 1,906,600 Solid Waste Special Collection 650 (50) 500 500 500 Sale of Recyclables - 10,384 - 10,000 - Earnings on Investments 5,252 294 1,000 4,500 6,600 Cash Over/Short - (997) - - - Miscellaneous 741 746 800 800 800 TOTAL REVENUE 1,819,790$ 1,809,917$ 1,870,100$ 1,862,800$ 1,914,500$ EXPENDITURES BY DIVISION City-Wide 2,902$ 1,911$ 500$ 500$ 500$ TOTAL CURBSIDE SOLID WASTE 898,445 900,767 1,015,500 1,051,100 1,113,600 TOTAL CURBSIDE RECYCLING 402,331 318,170 412,100 287,300 307,350 Total CURBSIDE GREEN WASTE RECYCLING 223,050 168,938 208,450 182,270 214,000 Transfer to General Fund 310,000 310,000 310,000 310,000 310,000 TOTAL EXPENDITURES 1,836,729$ 1,699,785$ 1,946,550$ 1,831,170$ 1,945,450$ NET REVENUES (EXPENDITURES)(16,938)$ 110,133$ (76,450)$ 31,630$ (30,950)$ BEGINNING WORKING CAPITAL 444,802$ 427,864$ 324,599$ 537,996$ 569,626$ ENDING WORKING CAPITAL 427,864$ 537,996$ 248,149$ 569,626$ 538,676$ STATEMENT OF REVENUES AND EXPENDITURES 108 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 REVENUES FEMA Reimbursement $ - $ 2,051 $ - $ - Solid Waste Collection 1,813,147 1,797,489 1,867,800 1,847,000 1,906,600 Solid Waste Special Collection 650 (50) 500 500 500 Sale of Recyclables - 10,384 - 10,000 - Earnings on Investments 5,252 294 1,000 4,500 6,600 Cash Over/Short - (997) - - - Miscellaneous 741 746 800 800 800 REVENUE 1,819,790$ 1,809,917$ 1,870,100$ 1,862,800$ 1,914,500$ EXPENDITURES Bad Debt Expense $ 2,902 $ 1,911 $ 500 $ 500 500$ TOTAL CITY-WIDE 2,902$ 1,911$ 500$ 500$ 500$ Regular Wages $ 215,288 $ 227,007 $ 249,800 $ 268,700 274,800$ Overtime 9,304 10,142 14,000 12,800 14,000 Longevity 2,303 1,910 2,000 1,900 2,000 Health & Dental 42,150 32,835 47,300 50,700 61,600 TMRS 29,478 31,269 34,900 38,200 37,400 FICA 16,340 17,423 19,100 21,300 20,800 Workers Compensation 11,651 6,431 6,700 7,200 6,900 Other Benefits 903 1,066 1,200 1,300 1,300 HSA Contribution 1,250 750 3,000 1,500 1,500 Employee Relations 293 339 1,700 1,500 1,700 Accrued Vacation 12,798 816 - - - Pension Expense (25,374) - - - - OPEB Expense (27,190) - - - - Office Supplies - 134 - - - Operating Supplies 8,795 8,815 12,000 12,000 12,500 Fuel 16,904 27,314 34,000 50,000 50,000 Equipment Maintenance 605 673 1,500 1,500 1,500 Vehicle Maintenance 90,024 52,960 50,000 50,000 55,000 Electric Service 382 396 700 600 700 Surface Water 908 734 2,000 2,000 2,000 Other Utilities - 50 - 300 300 Professional Dues 717 292 900 900 900 Professional Development - 3,723 1,500 1,500 3,500 Disposal Fee 195,459 194,425 202,000 202,000 205,000 Landfill Maintenance 9,450 10,325 12,000 12,000 12,000 Other Contracted Services 123,406 126,002 133,000 133,000 157,300 Community Relations 600 803 6,000 - - Construction Costs - - 3,000 3,000 - Transfer to General Fund 310,000 310,000 310,000 310,000 310,000 Transfer to Vehicle Replacement Fund 135,000 135,000 145,000 145,000 144,000 Transfer to Technology Management Fund 27,000 28,000 32,200 32,200 46,900 TOTAL CURBSIDE SOLID WASTE 1,208,445$ 1,229,635$ 1,325,500$ 1,361,100$ 1,423,600$ Regular Wages $ 52,210 $ 53,181 $ 53,700 $ 51,700 $ 53,700 Overtime 3,500 1,267 3,000 600 3,000 Longevity 1,010 1,070 1,100 1,100 1,100 Health & Dental 5,950 5,851 6,600 7,100 8,000 TMRS 7,431 7,262 7,600 7,000 7,400 FICA 4,194 4,094 4,200 3,900 4,200 Workers Compensation 2,900 1,503 1,400 1,400 1,400 Other Benefits 200 258 300 300 300 SOLID WASTE FUND STATEMENT OF REVENUES AND EXPENDITURES 109 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 SOLID WASTE FUND STATEMENT OF REVENUES AND EXPENDITURES Accrued Vacation 1,097 (2,625) - - - Pension Expense (330) - - - - OPEB Expense (1,992) - - - - Operating Supplies 1,374 8,421 1,200 1,200 1,250 Fuel 7,225 9,112 13,000 13,000 14,000 Equipment Maintenance 7 9,656 1,000 1,000 1,000 Vehicle Maintenance 47,212 60,689 35,000 35,000 35,000 Disposal Fee 133,373 22,573 120,000 - - Other Contracted Services 71,405 69,112 88,000 88,000 98,000 Community Relations 1,214 18,339 11,500 11,500 12,000 Other Equipment 7,254 - 8,000 8,000 8,000 Transfer to Vehicle Replacement Fund 40,000 40,000 40,000 40,000 40,000 Transfer to Technology Management Fund 17,100 17,800 16,500 16,500 19,000 TOTAL CURBSIDE RECYCLING 402,331$ 327,562$ 412,100$ 287,300$ 307,350$ Regular Wages $ 41,518 $ 42,284 $ 42,100 $ 31,200 $ 43,100 Overtime 2,707 1,010 2,000 1,000 2,000 Longevity 210 270 300 70 300 Health & Dental 6,787 6,691 7,600 5,500 8,100 TMRS 5,829 5,698 5,800 4,100 5,800 FICA 3,333 3,259 3,350 2,300 3,400 Workers Compensation 2,245 1,177 1,100 900 1,100 Other Benefits 166 216 200 200 200 Accrued Vacation 308 338 - - - Pension Expense 26,478 - - - - OPEB Expense 19,916 - - - - Fuel 2,123 4,576 7,000 5,000 5,000 Vehicle Maintenance 5,842 7,341 12,000 12,000 12,000 Disposal Fee 10,820 10,841 15,000 15,000 15,000 Other Contracted Services 54,767 52,527 72,000 65,000 78,000 Transfer to Vehicle Replacement Fund 40,000 40,000 40,000 40,000 40,000 Total CURBSIDE GREEN WASTE RECYCLING 223,050$ 176,227$ 208,450$ 182,270$ 214,000$ TOTAL EXPENDITURES 1,836,729$ 1,735,334$ 1,946,550$ 1,831,170$ 1,945,450$ 110 TOTAL CURBSIDE SOLID WASTE 57.3% TOTAL CURBSIDE RECYCLING 15.8% Curbside Green Waste Recycling 11.0% Transfer to General Fund 15.9% Solid Waste Fund -2023 Expenditures by Function Personnel 29.0% Solid Waste Disposal Fee 11.3%Landfill Maintenance 0.6% Other Contracted Services 17.1% Transfer To General Fund 15.9% Vehicle Maintenance 5.2% Vehicle Replacement 11.5% Technology Management 3.4%Community Relations 0.6% Other Operating 5.4% Solid Waste Fund -2023 Expenditures by Type 111 PUBLIC WORKS DEPARTMENT (SOLID WASTE FUND) The Public Works Department Solid Waste & Recycling Division is responsible to provide curbside solid waste, recycling, green waste collection and street sweeping. Residents receive manual curbside solid waste collection twice per week, manual recycling collection once per week, green waste collection once per week, and street sweeping services once per week. Public Works Solid Waste and Recycling Work Load Indicators Indicators 2020 Actual 2021 Actual 2022 Estimated 2023 Projected Solid Waste - Warnings Issued (early/late placement) 308 300 300 300 Tons of Solid Waste Disposed Solid Waste 5,000 5,000 4,500 4,500 Recycling 2,126 1,800 2,000 2,300 Yard Waste 700 825 750 850 PUBLIC WORKS DEPARTMENT DIVISIONS (SOLID WASTE FUND) Curbside Solid Waste – Collects and disposes of solid waste (2023 Budget – $1,423,600) Curbside Recycling – Collects and recycles recyclable waste (2023 Budget – $307,350) Curbside Green Waste Recycling – Collects and recycles yard waste (2023 Budget – $214,000) PUBLIC WORKS DEPARTMENT 2023 GOALS (SOLID WASTE FUND) • Implement a food waste collection program for residents through the selection of a preferred vendor. • Continue working with the Recycle Board to create ideas to encourage and engage residents to increase recycling efforts. • Continue to enforce the City’s proper placement requirements for curbside collection and attain at least 95% compliance. • Continue education efforts to maintain the recycling contamination rate below 10%. • Continue employee development through technical, management and leadership training. PUBLIC WORKS DEPARTMENT BUDGET HIGHLIGHTS (SOLID WASTE FUND) • Authorized full-time employees – 7 (2022 authorized full-time employees – 7) • Total Budget – $1,944,950 (2022 Total Budget – $1,946,050) 112 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Curbside Solid Waste Personnel 289,195$ 311,119$ 379,700$ 405,100$ 422,000$ Operating 919,250 899,647 942,800 953,000 1,001,600 Capital - - 3,000 3,000 - Total 1,208,445$ 1,210,767$ 1,325,500$ 1,361,100$ 1,423,600$ Curbside Recycling Personnel 76,169$ 62,467$ 77,900$ 73,100$ 79,100$ Operating 318,908 255,703 326,200 206,200 220,250 Capital 7,254 - 8,000 8,000 8,000 Total 402,331$ 318,170$ 412,100$ 287,300$ 307,350$ Curbside Green Waste Recycling Personnel 109,498$ 53,653$ 62,450$ 45,270$ 64,000$ Operating 113,553 115,284 146,000 137,000 150,000 Total 223,050$ 168,938$ 208,450$ 182,270$ 214,000$ Total Department 1,833,826$ 1,697,874$ 1,946,050$ 1,830,670$ 1,944,950$ Public Works Department Staffing Schedule (Solid Waste Fund) 2022 2023 POSITION GRADE BUDGET BUDGET MINIMUM MAXIMUM Public Works Curbside Solid Waste Crew Chief 6 1 1 55,517$ 80,500$ Crew Leader-Solid Waste 4 1 1 43,870$ 63,611$ Driver/Equipment Operator 2 3 3 36,256$ 52,530$ Curbside Recycling Driver/Equipment Operator 2 1 1 36,256$ 52,530$ Recycling Driver/Equipment Operator 2 1 1 36,256$ 52,530$ TOTAL SOLID WASTE FUND 7 7 PUBLIC WORKS SOLID WASTE SALARY RANGE 113 Curbside Solid Waste Line Item Budget Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Regular Wages $ 215,288 $ 227,007 $ 249,800 $ 268,700 $ 274,800 Overtime 9,304 10,142 14,000 12,800 14,000 Longevity 2,303 1,910 2,000 1,900 2,000 Health & Dental 42,150 32,835 47,300 50,700 61,600 TMRS 29,478 31,269 34,900 38,200 37,400 FICA 16,340 17,423 19,100 21,300 20,800 Workers Compensation 11,651 6,431 6,700 7,200 6,900 Other Benefits 903 1,066 1,200 1,300 1,300 HSA Contribution 1,250 750 3,000 1,500 1,500 Employee Relations 293 339 1,700 1,500 1,700 Accrued Vacation 12,798 816 - - - Pension Expense (25,374) (16,223) - - - OPEB Expense (27,190) (2,645) - - - PERSONNEL 289,195$ 311,119$ 379,700$ 405,100$ 422,000$ Office Supplies $ - $ 134 $ - $ - $ - Operating Supplies 8,795 8,815 12,000 12,000 12,500 Fuel 16,904 27,314 34,000 50,000 50,000 Equipment Maintenance 605 673 1,500 1,500 1,500 Vehicle Maintenance 90,024 52,960 50,000 50,000 55,000 Electric Service 382 396 700 600 700 Surface Water 908 734 2,000 2,000 2,000 Other Utilities - 50 - 300 300 Professional Dues 717 292 900 900 900 Professional Development - 3,723 1,500 1,500 3,500 Disposal Fee 195,459 194,425 202,000 202,000 205,000 Landfill Maintenance 9,450 10,325 12,000 12,000 12,000 Other Contracted Services 123,406 126,002 133,000 133,000 157,300 Community Relations 600 803 6,000 - - Transfer to General Fund 310,000 310,000 310,000 310,000 310,000 Transfer to Vehicle Replacement Fund 135,000 135,000 145,000 145,000 144,000 Transfer to Technology Management Fund 27,000 28,000 32,200 32,200 46,900 OPERATING 919,250$ 899,647$ 942,800$ 953,000$ 1,001,600$ Construction Costs $ - $ - $ 3,000 $ 3,000 $ - CAPITAL $ - $ - 3,000$ 3,000$ -$ CURBSIDE SOLID WASTE DIVISION TOTAL 1,208,445$ 1,210,767$ 1,325,500$ 1,361,100$ 1,423,600$ PUBLIC WORKS DEPARTMENT 114 Curbside Recycling Division Line Item Budget Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Regular Wages $ 52,210 $ 53,181 $ 53,700 $ 51,700 $ 53,700 Overtime 3,500 1,267 3,000 600 3,000 Longevity 1,010 1,070 1,100 1,100 1,100 Health & Dental 5,950 5,851 6,600 7,100 8,000 TMRS 7,431 7,262 7,600 7,000 7,400 FICA 4,194 4,094 4,200 3,900 4,200 Workers Compensation 2,900 1,503 1,400 1,400 1,400 Other Benefits 200 258 300 300 300 Accrued Vacation 1,097 (2,625) - - - Pension Expense (330) (6,627) - - - OPEB Expense (1,992) (2,765) - - - PERSONNEL 76,169$ 62,467$ 77,900$ 73,100$ 79,100$ Operating Supplies $ 1,374 $ 8,421 $ 1,200 $ 1,200 $ 1,250 Fuel 7,225 9,112 13,000 13,000 14,000 Equipment Maintenance 7 9,656 1,000 1,000 1,000 Vehicle Maintenance 47,212 60,689 35,000 35,000 35,000 Disposal Fee 133,373 22,573 120,000 - - Other Contracted Services 71,405 69,112 88,000 88,000 98,000 Community Relations 1,214 18,339 11,500 11,500 12,000 Transfer to Vehicle Replacement Fund 40,000 40,000 40,000 40,000 40,000 Transfer to Technology Management Fund 17,100 17,800 16,500 16,500 19,000 OPERATING 318,908$ 255,703$ 326,200$ 206,200$ 220,250$ Other Equipment $ 7,254 $ - $ 8,000 $ 8,000 $ 8,000 CAPITAL 7,254$ -$ 8,000$ 8,000$ 8,000$ CURBSIDE RECYCLING DIVISION TOTAL 402,331$ 318,170$ 412,100$ 287,300$ 307,350$ PUBLIC WORKS DEPARTMENT 115 Curbside Green Waste Recycling Division Line Item Budget Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Regular Wages $ 41,518 $ 42,284 $ 42,100 $ 31,200 $ 43,100 Overtime 2,707 1,010 2,000 1,000 2,000 Longevity 210 270 300 70 300 Health & Dental 6,787 6,691 7,600 5,500 8,100 TMRS 5,829 5,698 5,800 4,100 5,800 FICA 3,333 3,259 3,350 2,300 3,400 Workers Compensation 2,245 1,177 1,100 900 1,100 Other Benefits 166 216 200 200 200 Accrued Vacation 308 338 - - - Pension Expense 26,478 (5,154) - - - OPEB Expense 19,916 (2,135) - - - PERSONNEL 109,498$ 53,653$ 62,450$ 45,270$ 64,000$ Fuel $ 2,123 $ 4,576 $ 7,000 $ 5,000 $ 5,000 Vehicle Maintenance 5,842 7,341 12,000 12,000 12,000 Disposal Fee 10,820 10,841 15,000 15,000 15,000 Other Contracted Services 54,767 52,527 72,000 65,000 78,000 Transfer to Vehicle Replacement Fund 40,000 40,000 40,000 40,000 40,000 OPERATING 113,553$ 115,284$ 146,000$ 137,000$ 150,000$ CURBSIDE GREEN WASTE RECYCLING DIVISION TOTAL 223,050$ 168,938$ 208,450$ 182,270$ 214,000$ PUBLIC WORKS DEPARTMENT 116 INTERNAL SERVICE FUNDS Internal Service Funds provide accounting and budgetary control over expenditures that are common to all funds. Furthermore, they centralize the budget authority over costs that can vary significantly from year to year. The City of West University Place has established five Internal Service Funds: VEHICLE REPLACEMENT FUND The Vehicle Replacement Fund (VRF) finances the purchase of rolling stock routinely used in providing the City’s services. Trucks, automobiles, tractors, trailers, ambulances and vans are examples of the types of vehicles this fund finances for other funds. Each City department makes contributions to the VRF based on the estimated life and replacement cost of the vehicles it uses. The VRF makes purchases when a combination of age and repair cost indicates that the item has reached the end of its service life. TECHNOLOGY MANAGEMENT FUND The management and funding of the City’s technology is accounted for in the Technology Management Fund. Technology is integral to the City’s ability to provide efficient and necessary services to citizens. The cost of implementing new technology and maintaining the City’s existing computer hardware, software and networks has grown into a major expenditure. The Technology Management Fund was created to centralize those expenditures, consolidate the management of the resources needed to maintain existing information technology systems, and to deploy new solutions. ASSET REPLACEMENT FUND The Asset Replacement Fund (ARF) prior to 2020 was formerly known as the Equipment Replacement Fund (ERF). The ARF finances the purchase of assets routinely used in providing the City’s services. The ARF operates in the same manner as the VRF in that each City department makes contributions to the ARF based on the estimated life and replacement cost of the asset it uses. The ARF will purchase assets when a combination of age and repair cost indicates that the machine has reached the end of its service life. EMPLOYEE BENEFITS FUND The Employee Benefits Fund provides a systematic approach to accumulating the funds needed for employee insurance benefits. Each City operating fund contributes to the Employee Benefits Fund on the basis of the estimated cost of each employee’s insurance benefits. HUMAN RESOURCES SERVICES FUND The Human Resources Services Fund was created as part of the 2020 budget. The General Fund contributes to the fund. The Fund provides a mechanism to pay for non-insurance related human resource expenses and fund large retirement payouts as needed. 117 VEHICLE REPLACEMENT FUND The Vehicle Replacement Fund (VRF) facilitates the accounting and oversight for the purchase of rolling stock routinely used in providing City services. Each department makes contributions to the VRF based on the estimated life and replacement cost of the vehicles it uses. The VRF makes purchases when a combination of age and repair cost indicates that the item has reached the end of its service life. Currently there are 65 vehicles across various departments maintained by the City. • Public Works Department 38 • Police Department 15 • Fire Department 7 • Parks & Recreation Department 5 The City also maintains 11 equipment items such as a backhoe, excavators, etc. and 13 utility trailers. 2022 Forecast – Revenue in the VRF will be more than anticipated in the 2022 Budget due to an increase in earnings on investments. Expenditures in 2022 are expected to be $31,300 more than the $682,000 budgeted. 2023 Budget – Transfers from other funds in 2023 are expected to be $746,000. The budgeted expenditures in 2023 are $810,500, which refurbishes or replaces the following: • Police 2013 Chevy Caprice $41,500 • Police 2018 Ford Interceptor SUV 70,000 • Police 2018 Ford Interceptor SUV 70,000 • Public Works 2007 Chevy Impala 30,000 • Public Works New Addition 30,000 • Public Works 2016 Heated Pressure Washer Trailer 9,000 • Public Works 2002 F-450 w/service body 75,000 • Public Works 2002 F-450 w/service body 75,000 • Public Works 2002 F-450 w/service body 75,000 • Public Works 2007 F-250 Pick Up Truck 50,000 • Public Works 2013 Volvo HDR w/HEIL 2500 Durapack 25 yd 285,000 118 STATEMENT OF REVENUES AND EXPENDITURES Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 REVENUES Sale of City Property 22,703$ 25,051$ -$ 15,000$ 15,000$ Earnings on Investments 23,597 2,457 5,000 21,300 31,500 Transfer from General Fund 365,355 343,000 350,000 350,000 367,000 Transfer from Water & Sewer Fund 92,000 93,000 102,000 102,000 125,000 Transfer from Solid Waste Fund 215,000 215,000 225,000 225,000 224,000 Transfer from Technology Management Fund - - - - 30,000 TOTAL REVENUES 718,655$ 678,508$ 682,000$ 713,300$ 792,500$ EXPENDITURES Automobiles 160,025$ 61,130$ 30,000$ 106,000$ 211,500$ Light Trucks 57,891 121,260 144,000 47,000 275,000 Trucks 15,130 752,617 484,000 748,000 285,000 Other Equipment - - - - 39,000 TOTAL EXPENDITURES 233,046$ 935,007$ 658,000$ 901,000$ 810,500$ NET REVENUES (EXPENDITURES)485,609$ (256,499)$ 24,000$ (187,700)$ (18,000)$ BEGINNING NET POSITION*2,854,049$ 3,339,658$ 1,205,067$ 3,083,159$ 2,895,459$ ENDING NET POSITION 3,339,658$ 3,083,159$ 1,229,067$ 2,895,459$ 2,877,459$ * The beginning net position has been adjusted to reflect working capital. VEHICLE REPLACEMENT FUND 119 VEHICLE DEPARTMENT ASSIGNED VEHICLE TYPE BEING PURCHASED ESTIMATED REPLACEMENT COST 2013 Chevy Caprice Police Unmarked Sedan 41,500 2018 Ford Interceptor SUV Police Patrol Unit 70,000 2018 Ford Interceptor SUV Police Patrol Unit 70,000 2007 Chevy Impala Public Works Sedan or SUV*30,000 New Addition Public Works Sedan or SUV 30,000 2016 Heated Pressure Washer Trailer Public Works Heated Pressure Washer Trailer 9,000 2002 F-450 w/service body Public Works 1 ½ Ton Service Body Truck 75,000 2002 F-450 w/service body Public Works 1 ½ Ton Service Body Truck 75,000 2002 F-450 w/service body Public Works 1 ½ Ton Service Body Truck 75,000 2007 F-250 Pick Up Truck Public Works ¾ Ton Pickup Truck 50,000 2013 Volvo HDR w/HEIL 2500 Durapack 25 yd Public Works Solid Waste Truck 285,000 2023 Vehicle & Equipment Replacement Cost 810,500$ VEHICLE REPLACEMENT FUND 2023 Replacement Schedule 120 UNIT #VEHICLE DESCRIPTION DEPARTMENT ASSIGNED SCHEDULED REPLACEMENT YEAR ESTIMATED REPLACEMENT COST 001 2013 Ford Escape Public Works 2024 34,000 101 2009 F-150 Unmarked Truck Police 2024 50,000 102 2012 Toyota Sienna Mini-Van Police 2024 41,000 136 2019 Ford Interceptor Patrol - SUV Police 2024 55,000 137 2019 Ford Interceptor Patrol - SUV Police 2024 55,000 218 2012 Surburban 4x2 - Command Vehicle Fire 2024 74,000 550 2012 F-450 Dump Truck Public Works 2024 91,000 645 2009 F-750 XLT w/Davis 5/6 Yd Dump Body Public Works 2024 117,000 671 2014 Volvo VHD w/Heil 2500 Durapack 25 yd body Public Works 2024 328,000 735 2009 F-750 XLT Dump Truck Public Works 2024 115,000 745 2009 Case Backhoe Public Works 2024 111,000 900 2006 Ford F-250 Diesel Ext. Cab PU 4x2 / Mateco Utility Bed Public Works 2024 51,000 913 2002 Freightliner FL70 w/ Altec 42' Bucket Public Works 2024 115,000 1,237,000 140 2020 Ford Interceptor Patrol - SUV Police 2025 62,000 141 2021 Ford Interceptor Patrol - SUV Police 2025 62,000 411 2010 F-250 XL Ext. Cab with Tommy Lift Parks 2025 51,000 412 2010 Ford F-250 Ext. Cab w/ Service Body Parks 2025 56,000 548 2000 Ameritrail w/ Miller WEL w/ Doors Public Works 2025 12,000 642 2010 JD 410J Backhoe Public Works 2025 161,000 672 2015 Volvo HDR w/ Heil 2500 Durapack 25 yd body Public Works 2025 334,000 903 2013 Ford Explorer - 4x2 Public Works 2025 45,000 783,000 142 2021 Ford Interceptor Patrol - SUV Police 2026 67,000 143 2022 Ford Interceptor Patrol - SUV Police 2026 67,000 401 2016 Ford Escape Parks 2026 31,000 653 2006 Ameritrail 8x16 Trailer (long trailer)Public Works 2026 5,000 779 2011 Godwin Dri Prime Pump Public Works 2026 60,000 823 2011 Kubota Trackhow Kv41-VR1T4 (small kubota)Public Works 2026 42,000 272,000 818 2007 TCM Forklift - Model FD25 T7 Public Works 2027 35,000 826 2007 6' x 10' Utility Trailer Public Works 2027 5,000 40,000 2027 Vehicle & Equipment Replacement Cost VEHICLE REPLACEMENT SCHEDULE 2024 Vehicle & Equipment Replacement Cost 2025 Vehicle & Equipment Replacement Cost 2026 Vehicle & Equipment Replacement Cost FIVE YEAR REPLACEMENT SCHEDULE 2024 - 2028 121 UNIT #VEHICLE DESCRIPTION DEPARTMENT ASSIGNED SCHEDULED REPLACEMENT YEAR ESTIMATED REPLACEMENT COST VEHICLE REPLACEMENT SCHEDULE FIVE YEAR REPLACEMENT SCHEDULE 2024 - 2028 220 2012 Ambulance - Dodge Chassis / 14 'Frazer Body Fire 2028 303,000 144 2023 Ford Interceptor SUV Police 2028 84,000 145 2023 Ford Interceptor SUV Police 2028 84,000 413 2016 Ford Interceptor SUV Parks 2028 30,000 871 2013 Godwin Dri Prime 4" Pump Public Works 2028 39,000 540,000 2028 Vehicle & Equipment Replacement Cost * The replacement schedule is shown for informational purposes only. Depending on various factors, vehicles may get replaced before or after stated years shown. 122 TECHNOLOGY MANAGEMENT FUND Technology plays a major role in the efficient, cost effective delivery of all City services. The Technology Management Fund was created to centralize costs and standardize the City’s technology infrastructure. Technology Management Work Load Indicators Indicators 2020 Actual 2021 Actual 2022 Estimated 2023 Projected Desktop/Laptops/Virtual PCs Maintained 168 170 170 172 Physical Servers Maintained 25 26 26 26 Virtual Servers Maintained 46 47 45 45 Contracts Managed 106 113 106 105 Help Desk Calls 720 835 750 750 2022 Forecast – In 2022, transfers from other funds are expected to be $1,927,800. Total Expenditures expected to total $1,870,150. 2023 Budget – The 2023 budget projects transfers from other funds amounting to $2,128,300 Expenditures for operations are budgeted to be $2,128,300 TECHNOLOGY MANAGEMENT FUND 2023 GOALS • Complete phase 2 of the planned network infrastructure replacement for City sites including updating wireless access points and replacing outdated hardware with modern equivalents • Complete phase 2 of 4 of radio replacements for fire and police • CCTV camera replacement for multiple city facilities • Deployment of new body cameras for police • Enhanced security monitoring and blocking software/hardware • Microsoft 365 deployment and migration • Ipad replacements • Access control pad refresh • Multifactor logins for select users TECHNOLOGY MANAGEMENT FUND BUDGET HIGHLIGHTS • Authorized full-time employees – 4 (2022 authorized full-time employees – 4) • Total Budget - $2,128,300 (2022 Total Budget - $1,938,500) 123 TECHNOLOGY MANAGEMENT STATEMENT OF REVENUES AND EXPENDITURES Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 REVENUES Transfer from General Fund 1,496,400$ 1,761,200$ 1,734,100$ 1,734,100$ 1,927,300$ Transfer from Water & Sewer Fund 140,000 139,000 145,000 145,000 135,100 Transfer from Solid Waste Fund 44,100 45,800 48,700 48,700 65,900 FEMA Reimbursement - 123 - - - Earnings on Investments 3,403 387 1,000 3,900 5,800 TOTAL REVENUES 1,683,903$ 1,946,510$ 1,928,800$ 1,931,700$ 2,134,100$ EXPENDITURES Regular Wages 275,759$ 391,762$ 401,800$ 399,700$ 434,900$ Part-Time Wages 47,888 - - - - On Call 3,327 2,763 2,800 2,700 - Overtime 16,793 6,771 8,500 3,600 - Longevity 1,203 1,165 1,500 1,500 1,500 Health & Dental 40,476 33,189 37,600 32,400 36,200 TMRS 39,739 53,825 55,700 54,800 57,400 FICA 25,628 30,390 31,700 30,800 33,600 Workers Compensation 1,718 954 700 900 700 Allowances 6,596 9,204 9,400 9,400 9,400 Other Benefits 1,153 1,787 1,800 1,800 1,800 HSA Contribution 4,050 2,700 5,500 3,000 3,000 Accrued Vacation (3,481) 18,320 - - - Pension Expense (77,343) 23,087 - - - OPEB Expense (71,242) 28,309 - - - PERSONNEL 312,263$ 604,228$ 557,000$ 540,600$ 578,500$ Office Supplies 729$ 240$ 1,000$ 1,000$ 1,000$ Operating Supplies 20,551 9,794 10,500 10,500 10,500 Equipment Maintenance 15,826 7,220 10,000 10,000 10,000 Hardware & Software Maintenance Contracts 532,422 571,510 704,200 668,000 832,900 Tele-Communications & Data & Radio 212,180 266,967 280,500 270,000 274,000 Consultants 28,990 14,152 15,000 15,000 15,000 Professional Dues - 175 2,800 2,550 2,700 Professional Development 892 995 9,400 9,400 14,900 Other Contracted Services 146,064 96,625 90,000 85,000 80,000 High Technology Replacements 127,943 228,523 150,000 150,000 131,900 Transfer to Vehicle Replacement Fund - - - - 30,000 Transfer to Asset Replacement Fund 20,000 20,700 108,100 108,100 146,900 OPERATIONS 1,105,598$ 1,216,901$ 1,381,500$ 1,329,550$ 1,549,800$ TOTAL EXPENDITURES 1,417,861$ 1,821,128$ 1,938,500$ 1,870,150$ 2,128,300$ NET REVENUES (EXPENDITURES)266,042$ 125,382$ (9,700)$ 61,550$ 5,800$ BEGINNING NET POSITION 106,600$ 372,642$ 625,876$ 498,024$ 559,574$ ENDING NET POSITION 372,642$ 498,024$ 616,176$ 559,574$ 565,374$ 124 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Technology Management Personnel 312,263$ 604,228$ 557,000$ 540,600$ 578,500$ Operating 1,105,598 1,216,901 1,381,500 1,329,550 1,549,800 Total Department 1,417,861$ 1,821,128$ 1,938,500$ 1,870,150$ 2,128,300$ Technology Management Fund 2022 2023 POSITION GRADE BUDGET BUDGET MINIMUM MAXIMUM Technology Management IT Director 12 1 1 118,450$ 183,598$ IT Operations Manager 10 1 1 93,730$ 135,909$ IT Analyst 8 0 1 67,176$ 97,405$ Network Administrator 8 1 1 67,176$ 97,405$ IT Technician 6 1 0 55,517$ 80,500$ Total Technology Management Fund 4 4 TECHNOLOGY MANAGEMENT FUND SALARY RANGE ADMINISTRATION DEPARTMENT 125 ASSET REPLACEMENT FUND The Asset Replacement Fund (ARF), formerly known as the Equipment Replacement Fund prior to the 2020 Budget, began in 2011. The General Fund transferred excess reserves in 2012 and 2013 as seed funding for future asset replacements. The ARF is used to finance the purchase of assets routinely used in providing the City’s services. The ARF operates in the same manner as the Vehicle Replacement Fund (VRF) in that each department makes contributions to the ARF based on the estimated life and replacement cost of the assets it uses. The ARF purchases assets when a combination of age and repair cost indicates that the asset has reached the end of its service life. The ARF is made up of various assets including equipment, furniture, and infrastructure improvements with a cost of greater than $5,000. 2022 Forecast – In 2022, transfers from other funds are expected to be $721,400 and total revenues are projected to be $744,800. Total expenditures are expected to be $458,800. 2023 Budget – Transfers from other funds in 2023 are expected to be $904,300 and total revenues are projected to be $938,900. The budgeted expenditures for 2023 are $768,000, which is for the following purchases and a transfer to the Transportation Improvement Fund totaling $545,000 to partially finance a capital project. Fire LifePack15 (Command 3) Cardiac Monitor $48,000 Fire Stryker Power Pro Patient Cot $30,000 PARD-Park Maintenance Smart Irrigation Meters $145,000 The planned expenditures for the next five year period are also listed following the Statement of Revenues and Expenditures. 126 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 REVENUES Earnings on Investments 19,258$ 2,455$ 5,000$ 23,400$ 34,600$ Donations - 41,160 - - - Miscellaneous 2,270 - 10,000 - - Transfer from General Fund 576,100 539,300 443,300 443,300 545,800 Transfer from Water & Sewer Fund 86,900 92,900 170,000 170,000 211,600 Transfer from Technology Management Fund 20,000 20,700 108,100 108,100 146,900 TOTAL REVENUES 704,528$ 696,515$ 736,400$ 744,800$ 938,900$ EXPENDITURES Other Equipment 166,723$ 276,860$ 113,800$ 113,800$ 223,000$ Transfer to Transportation Improvement Fund - - 345,000 345,000 545,000 TOTAL EXPENDITURES 166,723$ 276,860$ 458,800$ 458,800$ 768,000$ NET REVENUES (EXPENDITURES)537,805$ 419,655$ 277,600$ 286,000$ 170,900$ BEGINNING NET POSITION 2,563,619$ 3,101,424$ 3,570,725$ 3,521,079$ 3,807,079$ ENDING NET POSITION 3,101,424$ 3,521,079$ 3,848,325$ 3,807,079$ 3,977,979$ Note: Prior to 2020, the Asset Replacement Fund was called the Equipment Replacement Fund. ASSET REPLACEMENT FUND STATEMENT OF REVENUES AND EXPENDITURES 127 SCHEDULED ESTIMATED DESCRIPTION DEPARTMENT ASSIGNED REPLACEMENT YEAR REPLACEMENT COST LifePack15 (Command 3) Cardiac Monitor Fire 2023 48,000 Stryker Power Pro Patient Cot Fire 2023 30,000 Smart Irrigation Meters PARD- Park Maintenance 2023 145,000 2023 Equipment Replacement Cost 223,000$ ASSET REPLACEMENT FUND 2023 Replacement Schedule 128 DESCRIPTION DEPARTMENT ASSIGNED SCHEDULED REPLACEMENT YEAR ESTIMATED REPLACEMENT COST Bunker Gear Replacement - mandated by Texas Commission on Fire Protection (TCFP)Fire 2024 125,000 Signal Indication/Illumination (signal heads-LED)Traffic 2024 18,700 Signal Indication/Illumination (signal heads-LED)Traffic 2024 18,700 Signal Indication/Illumination (signal heads-LED)Traffic 2024 18,700 Signal Indication/Illumination (signal heads-LED)Traffic 2024 18,700 Signal Indication/Illumination (signal heads-LED)Traffic 2024 18,700 Air Handler #1 - CH Facilities 2024 25,400 Air Handler #2 - CH Facilities 2024 29,800 Air Handler #3 - CH Facilities 2024 28,700 Air Handler #4 - CH Facilities 2024 28,900 Pool heater Facilities 2024 42,100 Non-Potable Water Booster Pump 2 PW Operations 2024 11,400 Submersible Pumps General Svcs 2024 11,200 Precor 835 Recumbent Bike (1)PARD- Recreation Center 2024 6,300 Precor 833 EFX - Elliptical (fixed arms)PARD- Recreation Center 2024 7,000 Precor 835 EFX - Elliptical (moving arms) (2)PARD- Recreation Center 2024 17,500 Precor 833 TRM Treadmill (2-1)PARD- Recreation Center 2024 18,800 Precor 835 AMT (2)PARD- Recreation Center 2024 18,600 Precor 833 TRM Treadmill (2)PARD- Recreation Center 2024 19,000 RayPak Pool Heater PARD- Recreation Center 2024 23,400 UV System-6030 PARD- Recreation Center 2024 37,400 Feature Pads (2)-1 PARD- Colonial Park Pool 2024 5,000 Feature Pads (2)-2 PARD- Colonial Park Pool 2024 5,000 Lady Alligator PARD- Colonial Park Pool 2024 7,200 Fabric for all structures PARD- Colonial Park Pool 2024 22,500 Lily Pad Entry Pads PARD- Colonial Park Pool 2024 24,100 UV System-6050 PARD- Colonial Park Pool 2024 62,300 UPS Technology 2024 102,800 2024 Replacement Cost 772,900$ Refrigerated Automatic Water Sampler PW Operations 2025 9,100 Water Pump #1 - CH Facilities 2025 8,100 Water Pump #2 - CH Facilities 2025 8,100 Large Grinder General Svcs 2025 10,200 Striper/Driver System General Svcs 2025 21,700 Precor 835 Recumbent Bike (2)PARD- Recreation Center 2025 5,400 Tables-6030 PARD- Recreation Center 2025 8,200 Precor 833 TRM Treadmill (2-2)PARD- Recreation Center 2025 18,600 Furniture replacement PARD- Recreation Center 2025 58,200 Defender (SP-41-48-1038)PARD- Recreation Center 2025 132,500 1M Dirafirm Diving Stand PARD- Colonial Park Pool 2025 14,500 4020 Marina Chaise Lounge (70)PARD- Colonial Park Pool 2025 17,700 Defender (SP-55-48-2076)PARD- Colonial Park Pool 2025 191,700 2025 Replacement Cost 504,000$ ASSET REPLACEMENT SCHEDULE FIVE YEAR REPLACEMENT SCHEDULE 2024 - 2028 129 DESCRIPTION DEPARTMENT ASSIGNED SCHEDULED REPLACEMENT YEAR ESTIMATED REPLACEMENT COST ASSET REPLACEMENT SCHEDULE FIVE YEAR REPLACEMENT SCHEDULE 2024 - 2028 LifePack 15 cardiac monitor - Engine 1 Fire 2026 51,100 Chairs-replacement (200)$6860 purchased in 2011 PARD- Senior Services 2026 10,700 Hallway Furniture Replacement $7321 purchased 2011 PARD- Senior Services 2026 11,500 2026 Replacement Cost 73,300$ Ballistic Rifle Plates Police 2027 67,900 BoilerFD Facilities 2027 11,200 Refrigerated Automatic Water Sampler PW Operations 2027 9,700 VeederRoot General Svcs 2027 15,200 Fuel Master AIM II General Svcs 2027 59,900 Storage Area Network Technology 2027 262,700 2027 Replacement Cost 426,600$ PWPACK Facilities 2028 7,800 IceFD Facilities 2028 8,200 Griswold Pump PARD- Recreation Center 2028 10,000 Prominent chemical controller PARD- Recreation Center 2028 10,700 UV Chamber-RC PARD- Recreation Center 2028 24,200 ABB VFD (ACH550-VCR-072A-4) 50Hp, 460v PARD- Colonial Park Pool 2028 9,100 Council Chambers A/V System Technology 2028 135,300 Network Firewall Replacement (2028)Technology 2028 71,700 2028 Replacement Cost 277,000$ 130 EMPLOYEE BENEFIT FUND The Employee Benefit Fund facilitates accounting and oversight for the cost of health and dental insurance, life and disability plans, and worker’s compensation. 2022 Forecast – The City’s Employee Benefit Fund revenue is anticipated to be at $2.03 million to fund employee benefits and the administrative costs of providing those benefits. Charges to the operating funds are expected to be $1.64 million and the balance of $385 thousand comes from employee/retiree contributions and other miscellaneous earnings. Expenditures are expected to be $2.03 million, approximating to appropriations. 2023 Budget – Charges to operating funds in the amount of $1.83 million plus $530.3 thousand from employee/retiree contributions and other miscellaneous earnings are budgeted. Expenditures are expected to be $2.36 million, which is a 6.3% decrease from the 2022 budgeted expenditures. During the 2020 Budget process it was decided that certain items in this fund such as other employee benefits, HRA costs, accumulated sick and vacation leave, recruiting and hiring, events, awards, tuition and software licenses needed to be placed in a separate fund and not the Employee Benefit Fund. Due to this, the Human Resources Services Fund was created. 131 EMPLOYEE BENEFITS FUND STATEMENT OF REVENUES AND EXPENDITURES Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 REVENUES CHARGES TO OPERATING FUNDS: ER - Health $ 1,175,995 1,099,311$ 1,393,100$ 1,306,600$ 1,461,200$ ER - Dental 56,874 60,942 65,800 72,100 82,100 ER - Life 25,875 26,935 31,050 31,300 27,400 ER - Disability 25,848 36,343 37,500 38,100 39,400 ER - Workers Compensation 182,686 105,911 110,800 99,700 128,100 ER - Retirees 101,025 103,550 104,800 96,300 91,500 EMPLOYEE CONTRIBUTIONS: EE - Health 289,322 276,108 344,600 297,800 379,400 EE - Dental 13,871 13,684 15,000 14,700 19,800 EE - Vision 11,284 11,211 11,300 12,100 11,300 Cobra Contributions 46,182 37,922 69,200 17,900 48,000 Earnings on Investments 7,693 996 2,000 7,500 11,800 Transfer from General Fund 33,700 35,000 35,000 35,000 60,000 TOTAL REVENUES 1,970,354$ 1,815,823$ 2,220,150$ 2,029,100$ 2,360,000$ EXPENDITURES Medical Premiums - Active $ 1,439,588 $ 1,452,803 $ 1,738,100 $ 1,603,100 $ 1,840,700 Medical Premiums - Retired 112,432 90,459 116,500 99,100 115,500 Medical Premiums - Cobra 31,474 32,201 53,300 20,200 22,500 Dental Premiums - Active 77,763 81,394 84,600 77,400 102,900 Vision Premiums - Active 12,145 12,019 11,800 13,000 11,600 Workers Compensation 95,112 94,265 107,000 107,000 128,100 Life & AD&D, Disability 64,297 60,415 68,550 59,700 66,800 Other Adminstrative Cost 11,370 8,285 12,500 4,800 9,800 Wellness Program 4,041 6,276 10,000 10,000 12,100 Events 1,691 - - - - Awards - (4,900) - - - Consultants 33,810 35,342 40,000 45,000 45,000 Transfer to Human Resource Svcs Fund - 427,366 - - - TOTAL EXPENDITURES 1,883,722$ 2,295,926$ 2,242,350$ 2,039,300$ 2,355,000$ NET REVENUES (EXPENDITURES)86,632$ (480,103)$ (22,200)$ (10,200)$ 5,000$ BEGINNING NET POSITION 1,631,469$ 1,718,101$ 1,272,436$ 1,237,999$ 1,227,799$ ENDING NET POSITION 1,718,101$ 1,237,999$ 1,250,236$ 1,227,799$ 1,232,799$ 132 HUMAN RESOURCES SERVICES FUND Human Resources Services Fund was created during the 2020 Budget process for items such as other employee benefits, HRA costs, accumulated sick and vacation leave, recruiting and hiring, events, awards, tuition and software licenses. These items prior to 2020 were accounted for in the Employee Benefit Fund. 2022 Forecast – The City’s Human Resources Services Fund revenue is anticipated to be $253,100 to fund employee benefits and the administrative costs of providing those benefits. Charges to the operating funds are expected to be $250,000 and the balance of $3,100 comes from earnings on investments. Expenditures are expected to be $185,200, approximating to appropriations. 2023 Budget – Charges to operating funds in the amount of $230,000 plus $4,600 from earnings on investments are budgeted. Expenditures are expected to be $304,350. 133 HUMAN RESOURCES SERVICES FUND STATEMENT OF REVENUES AND EXPENDITURES Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 Earnings on Investments $ 2,540 $ 145 $ 100 $ 3,100 $ 4,600 Transfer from General Fund 249,900 252,000 250,000 250,000 230,000 Transfer from Employee Benefit Fund - 427,366 - - - TOTAL REVENUES 252,440$ 679,511$ 250,100$ 253,100$ 234,600$ EXPENDITURES Employee Relations $ - $ - $ 24,100 $ 20,000 $ 24,000 Unemployment Claims 13,049 - 10,000 - 5,000 Other Adminstrative Cost 10,469 12,089 13,000 8,000 13,650 Recruiting & Hiring 20,663 15,214 23,000 22,000 23,600 Events 14,166 15,840 14,000 20,000 21,500 Awards 6,978 6,522 7,500 7,000 7,800 Tuition 25,090 20,555 37,500 20,000 32,000 Transfer to General Fund 80,691 167,202 177,400 88,200 176,800 Transfer to Water & Sewer Fund - 43,199 - - - TOTAL EXPENDITURES 171,106$ 280,621$ 306,500$ 185,200$ 304,350$ NET REVENUES (EXPENDITURES)81,334$ 398,890$ (56,400)$ 67,900$ (69,750)$ BEGINNING NET POSITION -$ 81,334$ 464,550$ 480,224$ 548,124$ ENDING NET POSITION 81,334$ 480,224$ 408,150$ 548,124$ 478,374$ 134 SPECIAL REVENUE FUNDS Special Revenue Funds are created to account for proceeds from specific revenue sources that are restricted for specific purposes. A description of the individual Special Revenue Funds follows, and the budget schedules can be found following this document. PARKS DONATION FUND – This fund accounts for donations made by citizens for West University Place parks. FRIENDS OF WEST UNIVERSITY PARKS FUND – This fund accounts for donations and expenditures funded by the Friends of West University Parks. TRUANCY PREVENTION FUND – This fund accounts for a portion of traffic fines set aside for expenditures related to juvenile case management. MUNICIPAL JURY FUND – This fund accounts for a portion of traffic fines set aside for juror reimbursements and otherwise finance jury services. COURT TECHNOLOGY FUND – This fund accounts for a portion of traffic fines set aside for technology used to support the City’s Municipal Court. TREE REPLACEMENT FUND – This fund accounts for funds paid by builders in lieu of planting replacement trees damaged, destroyed, or removed during construction. COURT SECURITY FUND – This fund accounts for a portion of traffic fines set aside for security of the building housing the Court. METRO FUND – An inter-local agreement, through 2025, between Metropolitan Transit Authority of Harris County (METRO) and West University Place provides a 50/50 split of sales tax METRO receives to be used for eligible transportation projects. POLICE STATE FORFEITED PROPERTY FUND – State forfeiture funds generated from the sale of real property or proceeds used in the commission of crimes or criminal activity for the use of the Police Department. POLICE FEDERAL FORFEITED PROPERTY FUND – Federal forfeiture funds generated from the sale of real property or proceeds used in the commission of crimes or criminal activity for the use of the Police Department. POLICE TRAINING FUND – Accounts for grants, donations and other funds set aside for training police officers. FIRE TRAINING FUND – Accounts for grants, donations and other funds set aside for training firefighters. GOOD NEIGHBOR FUND – The City receives donations to fund the activities of the Good Neighbor Team, specifically “Handy Man” home repairs for resident senior citizens. 135 PARKS DONATION FUND Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 REVENUES Friends of West U Parks $ 7,130 $ 9,936 $ 5,000 $ 5,000 5,000$ Earnings on Investments 469 51 100 700 900 Donations - 53,820 30,000 30,000 35,000 TOTAL REVENUES 7,599$ 63,806$ 35,100$ 35,700$ 40,900$ EXPENDITURES Operating Supplies $ 25,112 $ 30,119 $ 17,000 $ 17,000 20,000$ Furniture & Equip <$5000 9,775 - - - - Other Equipment - - 23,000 23,200 - TOTAL EXPENDITURES 34,887$ 30,119$ 40,000$ 40,200$ 20,000$ NET REVENUES (EXPENDITURES)(27,288)$ 33,688$ (4,900)$ (4,500)$ 20,900$ BEGINNING BALANCE 98,947$ 71,659$ 82,712$ 105,347$ 100,847$ ENDING BALANCE 71,659$ 105,347$ 77,812$ 100,847$ 121,747$ STATEMENT OF REVENUES AND EXPENDITURES 136 FRIENDS OF WEST UNIVERSITY PARKS FUND Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 REVENUES Friends of West U Parks $ 579,730 $ 214,781 $ 187,500 $ 200,660 440,000$ Earnings on Investments - 220 - - - TOTAL REVENUES 579,730$ 215,001$ 187,500$ 200,660$ 440,000$ EXPENDITURES Construction Costs $ 579,730 $ 217,967 $ 187,500 $ 187,500 440,000$ TOTAL EXPENDITURES 579,730$ 217,967$ 187,500$ 187,500$ 440,000$ NET REVENUES (EXPENDITURES)0$ (2,966)$ -$ 13,160$ -$ BEGINNING BALANCE (7,663)$ (7,663)$ 7,568$ (10,629)$ 2,531$ ENDING BALANCE (7,663)$ (10,629)$ 7,568$ 2,531$ 2,531$ STATEMENT OF REVENUES AND EXPENDITURES 137 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 REVENUES Local Truancy Prevention and Diversion Fund $ 2,389 $ 4,450 $ 3,100 $ 6,000 6,500$ Earnings on Investments - 2 - 100 100 TOTAL REVENUES 2,389$ 4,453$ 3,100$ 6,100$ 6,600$ EXPENDITURES TOTAL EXPENDITURES -$ -$ -$ -$ -$ NET REVENUES (EXPENDITURES)2,389$ 4,453$ 3,100$ 6,100$ 6,600$ BEGINNING BALANCE -$ 2,389$ 5,194$ 6,841$ 12,941$ ENDING BALANCE 2,389$ 6,841$ 8,294$ 12,941$ 19,541$ TRUANCY PREVENTION FUND STATEMENT OF REVENUES AND EXPENDITURES 138 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 REVENUES Municipal Jury Fund $ 48 $ 91 $ 100 $ 325 400$ TOTAL REVENUES 48$ 91$ 100$ 325$ 400$ EXPENDITURES TOTAL EXPENDITURES -$ -$ -$ -$ -$ NET REVENUES (EXPENDITURES)48$ 91$ 100$ 325$ 400$ BEGINNING BALANCE -$ 48$ 123$ 138$ 463$ ENDING BALANCE 48$ 138$ 223$ 463$ 863$ MUNICIPAL JURY FUND STATEMENT OF REVENUES AND EXPENDITURES 139 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 REVENUES Municipal Court Fines $ 3,639 $ 4,123 $ 5,000 $ 9,000 10,000$ Earnings on Investments - 14 - 100 200 TOTAL REVENUES 3,639$ 4,136$ 5,000$ 9,100$ 10,200$ EXPENDITURES Other Contracted Services $ 2,500 $ - $ - $ - -$ Furniture & Equip <$5000 3,930 1,254 4,500 3,100 4,500 TOTAL EXPENDITURES 6,430$ 1,254$ 4,500$ 3,100$ 4,500$ NET REVENUES (EXPENDITURES)(2,791)$ 2,883$ 500$ 6,000$ 5,700$ BEGINNING BALANCE 22,586$ 19,795$ 21,305$ 22,677$ 28,677$ ENDING BALANCE 19,795$ 22,677$ 21,805$ 28,677$ 34,377$ COURT TECHNOLOGY FUND STATEMENT OF REVENUES AND EXPENDITURES 140 Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 REVENUES Other Fees and Permits $ 44,750 $ 45,838 $ 50,000 $ 30,000 40,000$ Earnings on Investments 2,342 207 500 2,300 3,300 TOTAL REVENUES 47,092$ 46,045$ 50,500$ 32,300$ 43,300$ EXPENDITURES Tree Replacement Operating Expenditures -$ -$ -$ 50,000$ 50,000$ TOTAL EXPENDITURES -$ -$ -$ 50,000$ 50,000$ NET REVENUES (EXPENDITURES)47,092$ 46,045$ 50,500$ (17,700)$ (6,700)$ BEGINNING BALANCE 259,958$ 307,050$ 339,521$ 353,095$ 335,395$ ENDING BALANCE 307,050$ 353,095$ 390,021$ 335,395$ 328,695$ TREE REPLACEMENT FUND STATEMENT OF REVENUES AND EXPENDITURES 141 COURT SECURITY FUND Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 REVENUES Municipal Court Fines $ 3,646 $ 4,823 $ 4,000 $ 9,200 10,000$ Earnings on Investments 345 30 100 400 500 TOTAL REVENUES 3,991$ 4,854$ 4,100$ 9,600$ 10,500 EXPENDITURES Regular Wages $ 5,620 $ - $ 5,000 400$ 5,000$ Professional Development - - 3,000 1,000 3,000 Furniture & Equip <$5000 168 - 1,500 500 1,500 TOTAL EXPENDITURES 5,788$ $ - 9,500$ 1,900$ 9,500$ NET REVENUES (EXPENDITURES)(1,796)$ 4,854$ (5,400)$ 7,700$ 1,000$ BEGINNING BALANCE 46,620$ 44,824$ 44,223$ 49,677$ 57,377$ ENDING BALANCE 44,824$ 49,677$ 38,823$ 57,377$ 58,377$ STATEMENT OF REVENUES AND EXPENDITURES 142 METRO FUND Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 REVENUES METRO $ 679,118 $ 734,023 $ 675,000 730,000$ 700,000$ Earnings on Investments 99 159 100 1,600 2,500 TOTAL REVENUES 679,217$ 734,182$ 675,100$ 731,600$ 702,500$ EXPENDITURES Transfer to Transportation Improvement Fund 550,000$ 575,000$ 925,000$ 925,000$ 815,000$ TOTAL EXPENDITURES 550,000$ 575,000$ 925,000$ 925,000$ 815,000$ NET REVENUES (EXPENDITURES)129,217$ 159,182$ (249,900)$ (193,400)$ (112,500)$ BEGINNING BALANCE 171,747$ 300,964$ 401,063$ 460,146$ 266,746$ ENDING BALANCE 300,964$ 460,146$ 151,163$ 266,746$ 154,246$ STATEMENT OF REVENUES AND EXPENDITURES 143 POLICE STATE FORFEITED PROPERTY FUND Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 REVENUES Forfeited Property 4,036$ 2,120$ $ - $ - $ - Earnings on Investments 247 27 100 200 300 TOTAL REVENUES 4,282$ 2,147$ 100$ 200$ 300$ EXPENDITURES TOTAL EXPENDITURES $ - $ - $ - $ - $ - NET REVENUES (EXPENDITURES)4,282$ 2,147$ 100$ 200$ 300$ BEGINNING BALANCE 28,039$ 32,321$ 47,872$ 34,468$ 34,668$ ENDING BALANCE 32,321$ 34,468$ 47,972$ 34,668$ 34,968$ STATEMENT OF REVENUES AND EXPENDITURES 144 POLICE FEDERAL FORFEITED PROPERTY FUND Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 REVENUES Forfeited Property $ - $ 15,314 $ - $ 8,300 $ - Earnings on Investments - - - 100 200 TOTAL REVENUES $ - $ 15,314 $ - $ 8,400 $ 200 EXPENDITURES Other Equipment -$ -$ -$ 13,000$ -$ TOTAL EXPENDITURES -$ -$ -$ 13,000$ -$ NET REVENUES (EXPENDITURES)-$ 15,314$ -$ (4,600)$ 200$ BEGINNING BALANCE -$ -$ -$ 15,314$ 10,714$ ENDING BALANCE -$ 15,314$ -$ 10,714$ 10,914$ STATEMENT OF REVENUES AND EXPENDITURES 145 POLICE TRAINING FUND Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 REVENUES State Grant $ 2,573 $ 2,367 $ 2,500 2,500$ 2,500$ Earnings on Investments 247 20 50 300 300 TOTAL REVENUES 2,820$ 2,387$ 2,550$ 2,800$ 2,800$ EXPENDITURES TOTAL EXPENDITURES -$ -$ -$ -$ -$ NET REVENUES (EXPENDITURES)2,820$ 2,387$ 2,550$ 2,800$ 2,800$ BEGINNING BALANCE 26,385$ 29,205$ 31,734$ 31,592$ 34,392$ ENDING BALANCE 29,205$ 31,592$ 34,284$ 34,392$ 37,192$ STATEMENT OF REVENUES AND EXPENDITURES 146 FIRE TRAINING FUND Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 REVENUES Earnings on Investments $ (0) $ 10 $ - $ 100 $ 300 Donations 158 150 - 13,220 - TOTAL REVENUES 158$ 160$ $ - 13,320$ 300$ EXPENDITURES Professional Development $ 2,220 $ 1,328 $ - $ - $ - Other Contracted Services - - - 12,604 - TOTAL EXPENDITURES 2,220$ 1,328$ $ - 12,604$ $ - NET REVENUES (EXPENDITURES)(2,062)$ (1,168)$ $ - 716$ 300$ BEGINNING BALANCE 18,350$ 16,288$ 16,327$ 15,120$ 15,836$ ENDING BALANCE 16,288$ 15,120$ 16,327$ 15,836$ 16,136$ STATEMENT OF REVENUES AND EXPENDITURES 147 GOOD NEIGHBOR FUND Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 REVENUES Earnings on Investments -$ 3$ -$ -$ -$ TOTAL REVENUES -$ 3$ -$ -$ -$ EXPENDITURES Community Relations -$ 1,003$ 2,500$ -$ 2,500$ TOTAL EXPENDITURES -$ 1,003$ 2,500$ -$ 2,500$ NET REVENUES (EXPENDITURES)-$ (1,001)$ (2,500)$ -$ (2,500)$ BEGINNING BALANCE 4,148$ 4,148$ 4,152$ 3,147$ 3,147$ ENDING BALANCE 4,148$ 3,147$ 1,652$ 3,147$ 647$ STATEMENT OF REVENUES AND EXPENDITURES 148 CAPITAL PROJECTS FUNDS Capital Project Funds are used to account for the purchase or construction of equipment, property and buildings. Capital projects accounted for in these funds are characterized by their cost (normally exceeding $50,000), relatively long operational life of each asset and their impact on a department’s operating budget. These funds are usually created to account for a single project or a related group of projects and are closed when the projects are completed. For 2022, West University Place has seven active capital project funds. CAPITAL PROJECT FUND The Capital Project Fund is used to account for projects associated with the City’s Capital Improvement Program. Funding for projects financed in this fund comes from transfers from the General Fund and bond proceeds. 2022 GENERAL CERTIFICATES OF OBLIGATION FUND The 2022 General Certificate of Obligation (CO) Fund accounts for CO funds purchased in 2022 to be used for the purpose of the planning and construction of a public works facility, improvements and repairs to City’s street, road, and stormwater drainage system, including Buffalo Speedway. CAPITAL RESERVE FUND The Capital Reserve Fund serves as a pass-through fund and accounts for funds set aside by the City Council to help finance future capital projects. The City transfers excess reserves in its General Fund to the Capital Reserve Fund. TRANSPORTATION IMPROVEMENT FUND The Transportation Improvement Fund accounts for capital projects to improve roads and the associated drainage issues. 2019 CERTIFICATE OF OBLIGATION (CO) FUND The 2019 Certificate of Obligation (CO) Fund accounts for CO funds purchased in 2019 to be used for the purpose of purchasing, constructing and installing a traffic surveillance and security system within the City. WATER AND SEWER CAPITAL FUND The Water and Sewer Capital Fund accounts for funds set aside to be used for Capital Projects related to the Water and Sewer Utility System. 2022 WATER/SEWER CERTIFICATES OF OBLIGATION FUND The 2022 Water/Sewer Certificate of Obligation (CO) Fund accounts for CO funds purchased in 2022 to be used for improvements and repairs to the City’s water, sanitary sewer and wastewater system, including repairs and improvements to the City’s wastewater treatment plant. 149 CAPITAL PROJECT FUND Actual Actual Budget Estimated Carryover to Budget 2020 2021 2022 2022 2023 2023 REVENUES Earnings on Investments $ 3,822 $ 322 $ 300 $ 5,000 $ - $ 7,300 Transfer from General Fund - 300,000 - - - - Transfer from Capital Reserve Fund 6,969 - 710,000 710,000 - 3,240,383 Transfer from 2019 Cert of Obligation Fund - - - - - - Certificates of Obligation Proceeds - - - - - - TOTAL REVENUES 10,791$ 300,322$ 710,300$ 715,000$ $ - 3,247,683$ EXPENDITURES City Wide Engineering Traffic Study/Implementation $ 19,430 $ 89,398 $ - $ 41,172 $ - $ - Bridge Management Program 65,550 - - - - - Storm Water Management Program 101,112 100,123 - - - - Citywide Facilities Condition & Security Assessment - Implementation 33,600 14,400 - - - - City Hall Audio/Video Upgrades 110,000 - - - - - Facilities Master Plan - - 50,000 75,000 - - Emergency Storage Room1 - - 75,000 - 75,000 - Hvac Replacement Program1 - 7,500 - - 242,500 - Fire Apparatus Bay Roof Replacement1 - - 150,000 - 150,000 - Enterprise Resource Planning Software Replacement - - 100,000 100,000 - 1,790,000 Network Firewall Security Improvements - - 60,000 60,000 - - Network Switch Infrastructure Replacement - - 190,000 190,000 - - Emergency Operations Center Improvements - - 120,000 - 120,000 - Radio Replacements - - 90,000 90,000 - - Library/Community Building/Senior Center - - - - - 1,150,383 Network Switch Infrastructure Replacement - - - - - 150,000 Radio Replacements - - - - - 100,000 City Gateway Signage - - - - - 50,000 TOTAL EXPENDITURES 329,692$ 211,421$ 835,000$ 556,172$ 587,500$ 3,240,383$ BEGINNING BALANCE 809,400$ 413,999$ 300,704$ 502,900$ 661,728$ ENDING BALANCE 490,499$ 502,900$ 176,004$ 661,728$ 81,528$ 1 Project pending City Hall Master Plan STATEMENT OF REVENUES AND EXPENDITURES 150 Actual Actual Budget Estimated Carryover to Budget 2020 2021 2022 2022 2023 2023 REVENUES Federal Grant $ - $ - $ - $ - $ - $ 5,380,000 Earnings on Investments - - - - - - Certificates of Obligation Proceeds - - - 25,120,000 - - TOTAL REVENUES $ - $ - $ - 25,120,000$ $ - 5,380,000$ EXPENDITURES Public Works Maintenance Facility $ - $ - $ - $ 250,000 $ 533,000 $ 11,647,000 City Wide Street & Drainage Improvements East - - - - - 15,770,000 Buffalo Speedway - 664,240 1,635,760 - TOTAL EXPENDITURES $ - $ - $ - 914,240$ 2,168,760$ 27,417,000$ BEGINNING BALANCE $ - $ - $ - $ - 24,205,760$ ENDING BALANCE $ - $ - $ - 24,205,760$ $ - 2022 GENERAL CERTIFICATES OF OBLIGATION FUND STATEMENT OF REVENUES AND EXPENDITURES 151 CAPITAL RESERVE FUND Actual Actual Budget Estimated Budget 2020 2021 2022 2022 2023 REVENUES Federal Grant $ - $ 1,930,000 $ 1,933,816 $ - Earnings on Investments - 2,532 3,000 58,900 87,000 Transfer from General Fund - 4,500,000 - 4,200,000 - TOTAL REVENUES $ - 4,502,532$ 1,933,000$ 6,192,716$ 87,000$ EXPENDITURES Transfer to Capital Projects Fund $ 6,968 $ - $ 710,000 $ 710,000 $ 3,240,383 TOTAL EXPENDITURES 6,968$ $ - 710,000$ 710,000$ 3,240,383$ BEGINNING BALANCE 6,969$ 1$ 8,932,000$ 4,502,533$ 9,985,249$ ENDING BALANCE 1$ 4,502,533$ 10,155,000$ 9,985,249$ 6,831,866$ STATEMENT OF REVENUES AND EXPENDITURES 152 Actual Actual Budget Estimated Carryover to Budget 2020 2021 2022 2022 2023 2023 REVENUES Earnings on Investments $ 16,471 $ 5,443 $ 10,000 $ 56,200 $ - $ 83,000 Federal Grant 634,237 - - - - Transfer from Asset Replacement Fund - - 345,000 345,000 - 545,000 Transfer from METRO Grant Fund 550,000 575,000 925,000 925,000 - 815,000 Certificates of Obligation Proceeds 24,070,000 - - - - - Premium on Bonds 3,871,053 - - - - - TOTAL REVENUES 29,141,762$ 580,443$ 1,280,000$ 1,326,200$ $ - 1,443,000$ PROJECT EXPENDITURES City Wide Drainage Study $ 180,000 $ 8,630 $ - $ - $ - $ - Buffalo Speedway 1,059,209 18,761,425 3,061,799 335,760 - - City Wide Street & Drainage Improvements East - 1,264,056 1,500,000 750,000 1,385,944 - Drainage Improvements West Phase I - - 4,200,000 - 3,200,000 - Alt Stormwater Detention Options Feasibility Study 28,500 1,500 - - - - Street Maintenance (Ponding) - 125,000 - - - - 2022 Sidewalk Replacement - 9,600 339,000 300,000 - - Pavement Condition Assessment - 94,110 20,000 - - - Weslayan Traffic Signal Replacements - - 475,000 74,000 401,000 - Edloe Street Pathway - 25,462 468,000 75,000 430,538 - Roadway Pavement Improvements - - - - - 440,000 2023 Sidewalk Replacement - - - - - 375,000 TOTAL EXPENDITURES 1,267,709$ 20,289,783$ 10,063,799$ 1,534,760$ 5,417,482$ 815,000$ TRANSFERS TO OTHER FUNDS 1,038,591 BEGINNING BALANCE 1,357,752$ 28,193,214$ 14,341,866$ 8,483,874$ 8,275,314$ ENDING BALANCE 28,193,214$ 8,483,874$ 5,558,067$ 8,275,314$ 3,485,832$ TRANSPORTATION IMPROVEMENT FUND STATEMENT OF REVENUES AND EXPENDITURES 153 2019 CERTIFICATE OF OBLIGATION FUND Actual Actual Budget Estimated Carryover to Budget 2020 2021 2022 2022 2023 2023 REVENUES Earnings on Investments $ 19,036 $ 1,358 $ - $ 2,700 $ - $ 3,900 TOTAL REVENUES 19,036$ 1,358$ $ - 2,700$ $ - 3,900$ PROJECT EXPENDITURES Virtual Gate Phase I $ 1,606,761 $ 436,354 $ - $ 30,455 $ - $ - Virtual Gate Phase II - 1,755,445 - 176,664 - - TOTAL EXPENDITURES 1,606,761$ 2,191,798$ $ - 207,119$ $ - $ - BEGINNING BALANCE 4,232,297$ 2,644,571$ 429,213$ 454,132$ 249,713$ ENDING BALANCE 2,644,571$ 454,132$ 429,213$ 249,713$ 253,613$ STATEMENT OF REVENUES AND EXPENDITURES 154 Actual Actual Budget Estimated Carryover to Budget 2020 2021 2022 2022 2023 2023 REVENUES Earnings on Investments 10,701$ 1,666$ 3,000$ 22,600$ $ - 33,500$ Transfer from Water & Sewer Fund 900,000 2,700,000 900,000 900,000 - 900,000 Certificates of Obligation Proceeds - - 20,750,000 - - - TOTAL REVENUES 910,701$ 2,701,666$ 21,653,000$ 922,600$ $ - 933,500$ PROJECT EXPENDITURES Bissonnet Water Line Replacement 639,400$ $ - $ - $ - $ - $ - WWTP Weir Replacement - 596,023 - - - - Drinking Water Disinfection Upgrades 241,722 - - - - - WWTP Clarifier Automation - 67,545 - - - - Liftstations 1-12 Lining Project 192,786 - - - - - Water Pumping & Storage Study 81,420 79,269 - 1,187 - - Water Line Replacement Program - 39,679 1,150,000 10,321 - - Scada Water System Replacement 91,487 2,235 - - - - Wastewater Reuse 42,700 106,500 680,000 - 3,500 - Flow Meter Replacement/ Installation 93,019 - - - - - Booster Pump Replacement - - 300,000 - 300,000 - WWTP Floodwater Protection Study 22,973 - - - - - WWTP Inflow and Infiltration Study 24,335 - - 65,665 - - Wakeforest Tank Pipe Repairs - 111,077 - 29,727 - - Law St. Water Line Installation - 29,745 200,000 75,000 145,255 - Bellaire Elevated Storage Tank Replacement - - 100,000 100,000 - 420,000 Milton Cast Iron Water Line Replacement - - 1,620,000 - - - Milton & Wakeforest Water Plant Valve Replacement - - 150,000 134,279 - - Wakeforest Water Plant Generator - - 200,000 - 200,000 - 2022 Sanitary Sewer Manhole Lining Project - - 250,000 250,000 - - 2022 Sanitary Sewer Improvements - - 100,000 100,000 - - Wastewater Treatment Plant Improvements - 280,100 19,000,000 1,120,000 680,000 - Lift Station Scada Replacement - - 430,000 287,550 142,450 - Mobile Generator - - 100,000 - 100,000 - Water Well No. 8 Inspection & Improvements - - - - - 150,000 2023 Sanitary Sewer Manhole Lining Project - - - - - 250,000 2023 Sanitary Sewer Improvements - - - - - 100,000 TOTAL EXPENDITURES 1,429,842$ 1,312,174$ 24,280,000$ 2,173,729$ 1,571,205$ 920,000$ BEGINNING BALANCE 2,497,033$ 1,977,892$ 3,382,430$ 3,367,385$ 2,116,256$ ENDING BALANCE 1,977,892$ 3,367,385$ 755,430$ 2,116,256$ 558,551$ STATEMENT OF REVENUES AND EXPENDITURES WATER AND SEWER CAPITAL PROJECTS FUND 155 Actual Actual Budget Estimated Carryover to Budget 2020 2021 2022 2022 2023 2023 REVENUES Earnings on Investments $ - $ - $ - $ - $ - $ - Certificates of Obligation Proceeds - - - 22,440,000 - - TOTAL REVENUES $ - $ - $ - 22,440,000$ $ - $ - EXPENDITURES Milton Cast Iron Water Line Replacement $ - $ - $ - $ 236,352 $ 1,183,648 $ 1,980,000 Wakeforest EST & GST Painting - - - - - 1,110,000 Law St. Water Line Installation - - - - 290,000 - Wastewater Treatment Plant Improvements - - - - 17,340,000 - Cast Iron Water Line - - - - 300,000 - TOTAL EXPENDITURES $ - $ - $ - 236,352$ 19,113,648$ 3,090,000$ BEGINNING BALANCE $ - $ - $ - $ - 22,203,648$ ENDING BALANCE $ - $ - $ - 22,203,648$ $ - 2022 W/S CERTIFICATES OF OBLIGATION FUND STATEMENT OF REVENUES AND EXPENDITURES 156 City of West University PlaceCity of West University PlaceCity of West University Place Capital Improvement PlanCapital Improvement PlanCapital Improvement Plan FY 2023 - 2027FY 2023 - 2027FY 2023 - 2027 157 0 Table of Contents Overview ............................................................................................................................................................. 159 Total Summary .................................................................................................................................................... 162 Drainage .............................................................................................................................................................. 163 Facilities & Technology ........................................................................................................................................ 167 Parks ................................................................................................................................................................... 175 Streets ................................................................................................................................................................. 180 Water ................................................................................................................................................................... 184 Wastewater. ......................................................................................................................................................... 194 158 OVERVIEW This Capital Improvement Plan (CIP) is a multi-year plan of capital projects which strives to reflect the goals and policies established by the City of West University Place by systematically planning, scheduling, managing, monitoring, and financing capital projects to ensure cost effectiveness and conformity with established policies. The CIP guides the funding and construction of all public improvements constructed by the City, including roads, drainage, wastewater treatment facilities and lines, water facilities and lines, city facilities, recreation facilities, and parks; as well as technology improvements. The City of West University Place has developed a CIP to identify the capital needs of the community over a five year period. Without adequate planning, public improvements may not be given the appropriate priorities, be properly located, or realized due to lack of available financial resources. Financial inefficiency and reduced public service will result. To avoid such consequences and to achieve the greatest possible economy and efficiency is the goal of the CIP. A capital improvement is a major, non-routine expenditure for new construction, improvements to existing buildings, facilities, land, streets, storm sewers, and expansion of the City's park system, to name a few. A capital improvement project has a relatively high monetary value, a long life expectancy, and results in the creation of an asset or extends the life of existing assets. The cost of the capital improvement includes design, legal fees, land, operating equipment, furniture, construction, etc. that is necessary to put the asset into service. A long-term CIP has many obvious benefits derived from its organized approach to planning projects. The plan can focus attention on community and City strategic priorities and needs, 159 allowing projects to be prioritized based on need. The CIP can be an effective tool for achieving goals set forth in the City's various master plans. Through proper planning, the need for funding can be foreseen, and action can be taken to fund the projects as identified. THE PROCESS The development of a CIP is a continual process and, consequently, should be viewed as a working document. Therefore, while the document covers a five-year planning perspective, it is revised every year in order to accommodate new projects, reflect changes in ongoing projects, and extend the plan an additional year. The first year of the plan is incorporated into the annual budget to appropriate funds. Improvements identified in subsequent years are approved only on a planning basis and do not receive E:xpenditure appropriation. Cost estimates for years two through five are also for planning purposes only, to be used in conjunction with the City's multi-year financial plan for operations. The City strives to complete all projects within schedule and cost constraints. The CIP uses up-to-date estimates of project costs and scheduling. The most current data is reflected in the various projects included in the plan. FUNDING The five-year CIP includes all capital projects, which are to be financed in whole or in part from funds subject to control or appropriation by the City. The FY 2023 -2027 CIP calls for an allocation of $192.1 million. Funding for CIP projects are derived from various sources including bonds, METRO funds, capital reserves, water/sewer revenue cash, grants, and other funding sources; as illustrated in the pie chart on the next page. 159 2023 -2027 CIP by Funding Source-$192.1 Million W/S Revenue -cash, 1.2% Grants, 4.8% Other Funding Sources , 0.5% These traditional sources continue to provide the majority of funding for capital facility and infrastructure investments. 160 Streets, 6.42,3% Parks, 0.87, 1% 2023 -2027 CIP by Project Type -192.1 Million The CIP uses of funding include the following categories: •Drainage ■ Streets •Facilities & Technology ■ Water •Parks ■ Wastewater 160 CIP PROCESS A CIP involves several steps from concept planning to the finished product. This annual CIP process ensures prompt and efficient preparation of the CIP and related capital budget. Council eJ Adopts CIP 1f City Manager Review Call for Projects \ Departments Enter Projects """-_.., . �� Finance 11((11"' Reviews Occasionally, new issues, changing cost, revenue realities, or shifts in City priorities will cause a project or number of projects to be either bumped forward or pushed back in the five-year schedule. Any changes of this nature would be reflected in future CIP documents. 161 IMPACT The City of West University Place CIP is focused on adding value and extending the life to City infrastructure with minimal increase in current operating costs. A positive impact to future operating costs is realized upon the completion of street, water, and wastewater improvements due to the upgrade or replacement of aged and sometimes malfunctioning infrastructure with newer more functional infrastructure. In fact, the upgrade and replacement of aging infrastructure lowers maintenance costs. Even so, windfall savings are not expected as infrastructure yet to be repaired or replaced continues to age, creating a balance between new maintenance requirements and new infrastructure requiring-little or no maintenance. In addition, all projects submitted for consideration in the CIP include an analysis of any estimated current or future impact on the annual operating budget. Anticipated revenues, expenditures ( or savings) for personnel costs, maintenance or repairs, or other operating costs are disclosed and quantified for evaluation. Recurring annual expenditures associated with capital projects are excluded from CIP funding and included in the operating budget, if necessary. Any additional operating expenditures or anticipated savings related to new capital projects are noted in the project detail. DETAILED CIP INFORMATION Each planned capital project listed in the five-year outlook has a CIP project sheet, which includes the expected costs, project description, timeline, justification, and anticipated methods of financing and additional operation and maintenance costs. The project sheets are accompanied by a map or picture to provide a visual representation of the project. The project detail page purpose is to provide City Council with enough information to approve the projects. 161 USE 2023 2024 2025 2026 2027 TOTAL DRAINAGE 15,770,000 22,000,000 19,800,000 36,115,000 3,100,000 96,785,000 FACILITIES & TECHNOLOGY 14,837,383 10,857,507 11,449,804 4,956,306 42,101,000 PARKS 440,000 357,500 71,500 869,000 STREETS 865,000 1,210,000 1,235,000 1,545,000 1,565,000 6,420,000 WATER 3,660,000 15,655,000 5,750,000 3,460,000 8,550,000 37,075,000 WASTEWATER 350,000 8,530,000 8,880,000 TOTAL 35,922,383$ 58,610,007$ 38,306,304$ 46,076,306$ 13,215,000$ 192,130,000$ SOURCE OF FUNDS 2023 2024 2025 2026 2027 TOTAL GO or CO debt 22,036,258 23,722,890 30,817,804 41,966,306 4,015,000 122,558,258 METRO 815,000 675,000 675,000 650,000 650,000 3,465,000 Capital Reserve 2,090,000 6,954,440 992,000 10,036,440 W/S Debt 3,090,000 23,535,000 5,600,000 2,910,000 8,550,000 43,685,000 W/S Revenue - Cash 920,000 650,000 150,000 550,000 2,270,000 Grants 6,531,125 2,715,177 9,246,302 Other Funding Sources 440,000 357,500 71,500 869,000 TOTAL 35,922,383$ 58,610,007$ 38,306,304$ 46,076,306$ 13,215,000$ 192,130,000$ CITY OF WEST UNIVERSITY PLACE 2023 - 2027 CAPITAL IMPROVEMENT PROGRAM TOTAL SUMMARY Enterprise Funds – Public Utilities 162 PROJECT NO.PROJECT NAME 2023 2024 2025 2026 2027 2023 - 2027 ALLOCATION PW20ST&DRAIN City Wide Street & Drainage Improvements East 15,770,000 15,770,000 DR2101 Drainage Improvements West 22,000,000 19,800,000 33,000,000 74,800,000 DR2301 Buffalo Speedway Cured in Place Pipe for Storm Sewer 3,115,000 3,100,000 6,215,000 TOTAL 15,770,000$ 22,000,000$ 19,800,000$ 36,115,000$ 3,100,000$ 96,785,000$ SOURCE OF FUNDS 2023 2024 2025 2026 2027 2023 - 2027 ALLOCATION GO or CO debt 10,389,258 22,000,000 19,800,000 36,115,000 3,100,000 91,404,258 METRO Capital Reserve W/S Debt W/S Revenue - Cash Grants 5,380,742 5,380,742 Other Funding Sources TOTAL 15,770,000$ 22,000,000$ 19,800,000$ 36,115,000$ 3,100,000$ 96,785,000$ 2023 - 2027 CAPITAL IMPROVEMENT PLAN CITY OF WEST UNIVERSITY PLACE DRAINAGE 163 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE $3,400,000 $3,400,000 $3,400,000 $14,270,000 $14,270,000 $14,270,000 Technology $1,500,000 $1,500,000 $1,500,000 $19,170,000 $3,400,000 $15,770,000 $0 $0 $0 $0 $19,170,000 $19,170,000 $3,400,000 $10,389,258 $13,789,258 METRO Capital Reserve W/S Debt $5,380,742 $5,380,742 $19,170,000 $3,400,000 $15,770,000 $0 $0 $0 $0 $19,170,000 2023 2024 2025 2026 2027 TOTAL TOTAL COSTS FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2024 IMPACT ON OPERATING BUDGET TOTAL SOURCES ¹Explain & Identify Type of Other Sources: Potential $5.4M FEMA Grant TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - 2023 2025 2026 2027 Contingency BUDGETED THRU 2022 2023 2024 2025 Equipment and Furniture PROJECT COSTS ALLOCATION Prelim. Engineering Report Land/Right of Way Design/Surveying Construction TOTAL BUDGET FY PROJECTED ALLOCATIONS 2026 2027 TOTAL PROJECT NAME Public Works - Drainage PROJECT DESCRIPTION Drainage improvements and street reconstruction for the East side of West University Place will require removal/replacement of curb inlets and upsizing of the storm sewer system. These improvements will meet a minimum 10-year storm event conveyance capacity and provides at least a 50-year level of service. PROJECT JUSTIFICATION Dependent on the final results of the PER and Design work, this project may be split into two separate construction phases. Construction work will start downstream at the trunk line outfalls and work north. The final design will outline the specifics of both phases. City Wide Street & Drainage Improvements East PW20ST&DRAIN 164 PROJECT #DEPARTMENT/DIVISION DR2101 PROJECT IMAGE $3,200,000 $3,200,000 $3,200,000 $68,000,000 $20,000,000 $18,000,000 $30,000,000 $68,000,000 Technology $6,800,000 $2,000,000 $1,800,000 $3,000,000 $6,800,000 $78,000,000 $3,200,000 $0 $22,000,000 $19,800,000 $33,000,000 $0 $78,000,000 $78,000,000 $3,200,000 $22,000,000 $19,800,000 $33,000,000 $78,000,000 METRO Capital Reserve W/S Debt $78,000,000 $3,200,000 $0 $22,000,000 $19,800,000 $33,000,000 $0 $78,000,000 2023 2024 2025 2026 2027 TOTALIMPACT ON OPERATING BUDGET TOTAL SOURCES ¹Explain & Identify Type of Other Sources: Does not include potential land acquisition. PROJECT TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - TOTAL COSTS FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2023 2024 2025 2026 2027 Contingency TOTAL BUDGET FY PROJECTED ALLOCATIONS BUDGETED THRU 2022 2023 2024 2025 2026 2027 PROJECT TOTAL PROJECT COSTS ALLOCATION Prelim. Engineering Report Land/Right of Way Design/Surveying Construction Equipment and Furniture PROJECT NAME Public Works - Drainage PROJECT DESCRIPTION Drainage improvements and street reconstruction for the West side of West University Place will require removal/replacement of curb inlets and upsizing of the storm sewer system. These improvements will meet a minimum 10- year storm event conveyance capacity and provides at least a 50-year level of service. Projects will likely be needed to split into phases due to the amount of work required. PROJECT JUSTIFICATION The City completed a Citywide Storm Sewer Modeling Study that identified upgrades to improve drainage in 4 of the 5 major drainage basins in the City. The improvements identified for the West side will meet a minimum 10-year storm event conveyance capacity and provides at least a 50-year level of service. Drainage Improvements West 165 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE $15,000 $15,000 $15,000 $7,800,000 $2,600,000 $2,600,000 $5,200,000 Technology $1,500,000 $500,000 $500,000 $1,000,000 $9,315,000 $0 $0 $0 $0 $3,115,000 $3,100,000 $6,215,000 $9,315,000 $3,115,000 $3,100,000 $6,215,000 METRO Capital Reserve W/S Debt $9,315,000 $0 $0 $0 $0 $3,115,000 $3,100,000 $6,215,000 2023 2024 2025 2026 2027 TOTALIMPACT ON OPERATING BUDGET DR2301 TOTAL SOURCES ¹Explain & Identify Type of Other Sources: Project to continue to 2028. PROJECT TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - TOTAL COSTS FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2023 2024 2025 2026 2027 Contingency PROJECT COSTS ALLOCATION TOTAL BUDGET FY PROJECTED ALLOCATIONS BUDGETED THRU 2022 2023 2024 2025 2026 2027 PROJECT TOTAL Prelim. Engineering Report Land/Right of Way Design/Surveying Construction Equipment and Furniture PROJECT NAME Buffalo Speedway Cured in Place Pipe - Bissonnet to Holcomb Public Works - Drainage PROJECT DESCRIPTION Rehabilitation of existing storm sewer on Buffalo Speedway by Cured in Place Pipe (CIPP) method from Bissonnet to north of Holcombe. The project includes CIPP for approximately 9600 LF of 66-inch storm sewer and approximately 710 LF of 72- inch storm sewer. PROJECT JUSTIFICATION To ensure the future structural integrity of the 1940s storm sewer pipes that will remain underground and utilized as underground detention for Buffalo Speedway. 166 PROJECT NO.PROJECT NAME 2023 2024 2025 2026 2027 2023 - 2027 ALLOCATION FA2202 Enterprise Resource Planning Software Replacement 1,790,000 892,000 2,682,000 FA2207 Public Works Maintenance Facility 11,647,000 11,647,000 FA2301 Library/Community Building/Senior Center 1,150,383 9,569,617 10,720,000 FA2303 Network Switch Infrastructure Replacement 150,000 150,000 FA2304 Radio Replacement 100,000 100,000 100,000 300,000 FA2402 Fire Station 1,187,890 9,882,110 11,070,000 FA2501 City Hall Renovation 575,694 4,956,306 5,532,000 TOTAL 14,837,383$ 10,857,507$ 11,449,804$ 4,956,306$ -$ 42,101,000$ SOURCE OF FUNDS 2023 2024 2025 2026 2027 2023 - 2027 ALLOCATION GO or CO debt 11,647,000 1,187,890 10,457,804 4,956,306 28,249,000 METRO Capital Reserve 2,040,000 6,954,440 992,000 9,986,440 W/S Debt W/S Revenue - Cash Grants 1,150,383 2,715,177 3,865,560 Other Funding Sources TOTAL 14,837,383$ 10,857,507$ 11,449,804$ 4,956,306$ -$ 42,101,000$ 2023 - 2027 CAPITAL IMPROVEMENT PLAN CITY OF WEST UNIVERSITY PLACE FACILITIES & TECHNOLOGY 167 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE Technology $3,631,000 $100,000 $1,790,000 $892,000 $2,782,000 $3,631,000 $100,000 $1,790,000 $0 $892,000 $0 $0 $2,782,000 METRO Capital Reserve $3,631,000 $100,000 $1,790,000 $892,000 $2,782,000 W/S Debt $3,631,000 $100,000 $1,790,000 $0 $892,000 $0 $0 $2,782,000 2023 2024 2025 2026 2027 O & M TOTAL TOTAL SOURCES ¹Explain & Identify Type of Other Sources: Project continues to 2028 TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - Equipment and Furniture TOTAL COSTS FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2023 2024 2025 2026 2027 FA2202 Prelim. Engineering Report Land/Right of Way Design/Surveying Construction PROJECT DESCRIPTION A multiyear project to evaluate and upgrade the City's ERP System, the integrated software managing many of the City's main business processes, including financials, budgeting and community development. PROJECT JUSTIFICATION The City's current financial system no longer suits all operational needs, with modules that do not integrate corrently, a lack of vendor support, and with the current system being phased out in the market. Upgrading the City's ERP sytem was approved as a high priority by City Council. In 2022, the City entered into a contract with Berry, Dunn, McNeil & Parker LLC (BerryDunn) to provide software consulting services to map out the City's current and future operational requirements, with the goal of consolidating software to improve data collection and operational efficiency. IMPACT ON OPERATING BUDGET PROJECT NAME Enterprise Resource Planning Software Replacement Contingency PROJECT COSTS ALLOCATION TOTAL BUDGET FY PROJECTED ALLOCATIONS BUDGETED THRU 2022 2023 2024 2025 2026 2027 TOTAL Administration 168 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE $783,000 $783,000 $783,000 $7,800,000 $9,897,000 $9,897,000 $400,000 $575,000 $575,000 Technology $3,447,000 $1,175,000 $1,175,000 $12,430,000 $783,000 $11,647,000 $0 $0 $0 $0 $12,430,000 $12,430,000 $783,000 $11,647,000 $12,430,000 METRO Capital Reserve W/S Debt $12,430,000 $783,000 $11,647,000 $0 $0 $0 $0 $12,430,000 2023 2024 2025 2026 2027 O & M TOTAL 153,648 158,257 163,005 167,895 642,806 Administration - Public Works PROJECT DESCRIPTION The project encompasses the construction of a new Field Operations Facility approximately 21,200 sq. ft. to house Public Works Operations, Facilities Maintenance, Vehicle Maintenance, and Solid Waste. Site improvements include underground detention, fuel system, and a 2,000 sq. ft. Animal Control facility. PROJECT JUSTIFICATION Development of a City Facilities Master Plan was adopted as a top priority by City Council, with the Master Plan approved in April 2022. Design and construction of a Public Works facility at the Westpark and Dincans site is the first step in implementation of the Master Plan. FA2207 Design/Surveying Construction Equipment and Furniture PROJECT NAME Public Works Maintenance Facility 2026 2027 Contingency TOTAL COSTS PROJECT COSTS ALLOCATION TOTAL BUDGET FY PROJECTED ALLOCATIONS BUDGETED THRU 2022 2023 2024 2025 2026 2027 TOTAL Prelim. Engineering Report Land/Right of Way IMPACT ON OPERATING BUDGET TOTAL SOURCES ¹Explain & Identify Type of Other Sources: TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2023 2024 2025 169 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE $1,150,383 $1,150,383 $1,150,383 $8,374,221 $8,374,221 $8,374,221 $300,000 $300,000 $300,000 Technology $895,396 $895,396 $895,396 $10,720,000 $0 $1,150,383 $9,569,617 $0 $0 $0 $10,720,000 METRO Capital Reserve $6,854,440 $6,854,440 $6,854,440 W/S Debt $3,865,560 $1,150,383 $2,715,177 $3,865,560 $10,720,000 $0 $1,150,383 $9,569,617 $0 $0 $0 $10,720,000 2023 2024 2025 2026 2027 O & M TOTAL 152,901 157,488 162,213 472,603 ¹Explain & Identify Type of Other Sources: ARPA Funds - $3,865,560 TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - TOTAL SOURCES Equipment and Furniture TOTAL COSTS FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2023 2024 2025 2026 2027 FA2301 Prelim. Engineering Report Land/Right of Way Design/Surveying Construction PROJECT DESCRIPTION Construct a new building(s) for services associated with the community building, senior services and library on the current Public Works site located at 3825 Milton and 3826 Amherst. The elements and design of the new building(s) has not been determined at this time. The final design, elements and features will be determined during the design phase of the project. Current estimates for the total size of the building(s) is 21,000 sq. ft. This project also includes the demolition of the part of existing Public Works Facility. PROJECT JUSTIFICATION Development of a City Facilities Master Plan was adopted as a top priority by City Council, with the Master Plan approved in April 2022. Design and construction of a Library/Community Building/Senior Center is the second step in implementation of the Master Plan. IMPACT ON OPERATING BUDGET PROJECT NAME Library/Community Building/Senior Center Contingency PROJECT COSTS ALLOCATION TOTAL BUDGET FY PROJECTED ALLOCATIONS BUDGETED THRU 2022 2023 2024 2025 2026 2027 TOTAL Administration - Public Works 170 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE Technology $150,000 $150,000 $150,000 $150,000 $0 $150,000 $0 $0 $0 $0 $150,000 METRO Capital Reserve $150,000 $150,000 $150,000 W/S Debt $150,000 $0 $150,000 $0 $0 $0 $0 $150,000 2023 2024 2025 2026 2027 O & M TOTAL PROJECT NAME Information Technology PROJECT DESCRIPTION The network switch infrastructure that is in use today consists of approximately twenty-five enterprise grade network switches in use by all city facilities that have been in operation for ten plus years. This project would replace the existing outdated infrastructure over the course of two years with new hardware to meet the growth and operational needs of the organization for the next seven to ten years. PROJECT JUSTIFICATION The network switches that are currently in operation are over 10 years old and have reached end of life, end of support, and no longer available for repair. Many sites are at capacity and the existing equipment is too slow or too old to support faster connectivity between the different sites that IT supports. This project is considered critical as all other IT infrastructure relies on the network switch infrastructure to provide connectivity. Network Switch Infrastructure Replacement FA2303 PROJECT COSTS ALLOCATION Prelim. Engineering Report Land/Right of Way Design/Surveying Construction TOTAL BUDGET FY PROJECTED ALLOCATIONS BUDGETED THRU 2022 2023 2024 2025 2026 2027 TOTAL 2026 2027 Equipment and Furniture Contingency TOTAL COSTS IMPACT ON OPERATING BUDGET TOTAL SOURCES ¹Explain & Identify Type of Other Sources: TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2023 2024 2025 171 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE Technology $300,000 $100,000 $100,000 $100,000 $300,000 $300,000 $0 $100,000 $100,000 $100,000 $0 $0 $300,000 METRO Capital Reserve $300,000 $100,000 $100,000 $100,000 $300,000 W/S Debt $300,000 $0 $100,000 $100,000 $100,000 $0 $0 $300,000 2023 2024 2025 2026 2027 O & M TOTAL PROJECT NAME Information Technology PROJECT DESCRIPTION Replacement of a combination of approximately ninety handheld, vehicle mounted, and console radios for dispatch, fire, and police personnel over a four year budgetary cycle. PROJECT JUSTIFICATION The radios used by dispatch, fire, and police personnel are over ten years old and are in need of a phased replacement cycle. This project aims to replace the radios in batches over a four year span to prevent critical communications outages from occurring in these departments. Radio Replacement FA2304 PROJECT COSTS ALLOCATION Prelim. Engineering Report Land/Right of Way Design/Surveying Construction TOTAL BUDGET FY PROJECTED ALLOCATIONS BUDGETED THRU 2022 2023 2024 2025 2026 2027 TOTAL 2026 2027 Equipment and Furniture Contingency TOTAL COSTS IMPACT ON OPERATING BUDGET TOTAL SOURCES ¹Explain & Identify Type of Other Sources: TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2023 2024 2025 172 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE $1,187,890 $1,187,890 $1,187,890 $8,648,000 $8,648,000 $8,648,000 Technology $1,234,110 $1,234,110 $1,234,110 $11,070,000 $0 $0 $1,187,890 $9,882,110 $0 $0 $11,070,000 $11,070,000 $1,187,890 $9,882,110 $11,070,000 METRO Capital Reserve W/S Debt $11,070,000 $0 $0 $1,187,890 $9,882,110 $0 $0 $11,070,000 2023 2024 2025 2026 2027 O & M TOTAL 157,488 162,213 319,702 ¹Explain & Identify Type of Other Sources: TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - TOTAL SOURCES Equipment and Furniture TOTAL COSTS FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2023 2024 2025 2026 2027 FA2402 Prelim. Engineering Report Land/Right of Way Design/Surveying Construction PROJECT DESCRIPTION Construct a new 21,000 sq. ft. Fire Station at 6104 and 6108 Auden and relocate fire and emergency medical services to this new station. The final design, elements and features will be determined during the design phase of the project. Also included in this project is the demolition of the Community Building, Senior Center and Library. PROJECT JUSTIFICATION Development of a City Facilities Master Plan was adopted as a top priority by City Council, with the Master Plan approved in April 2022. Design and construction of a new Fire Station is the third step in implementation of the Master Plan. IMPACT ON OPERATING BUDGET PROJECT NAME Fire Station Contingency PROJECT COSTS ALLOCATION TOTAL BUDGET FY PROJECTED ALLOCATIONS BUDGETED THRU 2022 2023 2024 2025 2026 2027 TOTAL Administration - Public Works 173 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE $575,694 $575,694 $575,694 $4,191,000 $4,191,000 $4,191,000 Technology $765,306 $765,306 $765,306 $5,532,000 $0 $0 $0 $575,694 $4,956,306 $0 $5,532,000 $5,532,000 $575,694 $4,956,306 $5,532,000 METRO Capital Reserve W/S Debt $5,532,000 $0 $0 $0 $575,694 $4,956,306 $0 $5,532,000 2023 2024 2025 2026 2027 O & M TOTAL ¹Explain & Identify Type of Other Sources: TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - TOTAL SOURCES Equipment and Furniture TOTAL COSTS FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2023 2024 2025 2026 2027 FA2501 Prelim. Engineering Report Land/Right of Way Design/Surveying Construction PROJECT DESCRIPTION The relocation of the Fire Department would allow for the needed space to accommodate planned staff growth. It would also allow the relocation of the Public Works Administration, Community Development, and IT departments to City Hall where they could best serve the City. The renovation, approximately 24,200 sq. ft., would repurpose the vacated fire spaces including the apparatus bays to other City needs. Air handlers previously scheduled for replacement in 2023 will be replaced with this project. PROJECT JUSTIFICATION Development of a City Facilities Master Plan was adopted as a top priority by City Council, with the Master Plan approved in April 2022. Renovation of City Hall is the fourth and final step in implementation of the Master Plan. IMPACT ON OPERATING BUDGET PROJECT NAME City Hall Renovation Contingency PROJECT COSTS ALLOCATION TOTAL BUDGET FY PROJECTED ALLOCATIONS BUDGETED THRU 2022 2023 2024 2025 2026 2027 TOTAL Administration - Public Works 174 PROJECT NO.PROJECT NAME 2023 2024 2025 2026 2027 2023 - 2027 ALLOCATION PK2202 Wier Park Improvements 440,000 440,000 PK2402 Recreation Center Jogging Track Improvements 165,000 165,000 PK2403 Recreation Center Playground Improvements 192,500 192,500 PK2505 Friends Park Improvements 71,500 71,500 TOTAL 440,000$ 357,500$ 71,500$ -$ -$ 869,000$ SOURCE OF FUNDS 2023 2024 2025 2026 2027 2023 - 2027 ALLOCATION GO or CO debt METRO Capital Reserve W/S Debt W/S Revenue - Cash Grants Other Funding Sources 440,000 357,500 71,500 869,000 TOTAL 440,000$ 357,500$ 71,500$ -$ -$ 869,000$ 2023 - 2027 CAPITAL IMPROVEMENT PLAN CITY OF WEST UNIVERSITY PLACE PARKS 175 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE $50,000 $50,000 $50,000 $400,000 $400,000 $400,000 Technology $40,000 $40,000 $40,000 $490,000 $50,000 $440,000 $0 $0 $0 $0 $490,000 METRO Capital Reserve W/S Debt $490,000 $50,000 $440,000 $490,000 $490,000 $50,000 $440,000 $0 $0 $0 $0 $490,000 2023 2024 2025 2026 2027 O & M TOTAL PK2202 IMPACT ON OPERATING BUDGET PROJECT NAME Parks & Rec - Parks Maintenance PROJECT DESCRIPTION Project based on assessment and citizen input. Items being considered include: arrangement of items in park and park programming, new artificial turf for fall zones, tennis and basketball considerations, decking on southwest corner to preserve tree canopy, update playground equipment, re-powder coat steel benches, tables and fences, and update/replace shade coverings. PROJECT JUSTIFICATION Recommendation of Parks and Open Space Master Plan Wier Park Improvements Contingency TOTAL BUDGET FY PROJECTED ALLOCATIONS BUDGETED THRU 2022 2023 2024 2025 2026 2027 TOTALPROJECT COSTS ALLOCATION Prelim. Engineering Report Land/Right of Way Design/Surveying Construction Equipment and Furniture TOTAL COSTS FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2023 2024 2025 2026 2027 TOTAL SOURCES ¹Explain & Identify Type of Other Sources: Friends of West University Fund $490,000. TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - 176 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE $150,000 $150,000 $150,000 Technology $15,000 $15,000 $15,000 $165,000 $0 $0 $165,000 $0 $0 $0 $165,000 METRO Capital Reserve W/S Debt $165,000 $165,000 $165,000 $165,000 $0 $0 $165,000 $0 $0 $0 $165,000 2023 2024 2025 2026 2027 TOTALIMPACT ON OPERATING BUDGET ¹Explain & Identify Type of Other Sources: Park Donation - Fun Run Balance, 2022, 2023, & 2024 proceeds. TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - TOTAL SOURCES FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2023 2024 2025 2026 2027 Contingency TOTAL COSTS PROJECT COSTS ALLOCATION TOTAL BUDGET FY PROJECTED ALLOCATIONS BUDGETED THRU 2022 2023 2024 2025 2026 2027 TOTAL Prelim. Engineering Report Land/Right of Way Design/Surveying Construction Equipment and Furniture PROJECT NAME Recreation Center Jogging Track Improvements Parks and Recreation PROJECT DESCRIPTION Renovate existing jogging track to improve the running /walking surface and overall durability of the track. This will be achieved by installing a rubberized composite material to the surface and containment edging quite similar to a competition running track. PROJECT JUSTIFICATION The track is one of the most heavily used walking /jogging tracks in the city and had many divots, potholes and low areas causing the track to be unusable after rains. Currently staff has to continually clean the decomposed gravel from the parking areas and the gravel gets tracked into the building. PK2402 177 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE $175,000 $175,000 $175,000 Technology $17,500 $17,500 $17,500 $192,500 $0 $0 $192,500 $0 $0 $0 $192,500 METRO Capital Reserve W/S Debt $192,500 $192,500 $192,500 $192,500 $0 $0 $192,500 $0 $0 $0 $192,500 2023 2024 2025 2026 2027 TOTALIMPACT ON OPERATING BUDGET ¹Explain & Identify Type of Other Sources: Friends of West University Fund TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - TOTAL SOURCES FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2023 2024 2025 2026 2027 Contingency TOTAL COSTS PROJECT COSTS ALLOCATION TOTAL BUDGET FY PROJECTED ALLOCATIONS BUDGETED THRU 2022 2023 2024 2025 2026 2027 TOTAL Prelim. Engineering Report Land/Right of Way Design/Surveying Construction Equipment and Furniture PROJECT NAME Recreation Center Playground Improvements PROJECT DESCRIPTION Project will be based on assessment and citizen input. Items being considered include: new artificial turf for fall zones, update and paint playground equipment, repair fence, powder coat steel benches, paint fences, and update/replace shade covering. PROJECT JUSTIFICATION Recommendation of Parks and Open Space Master Plan PK2403 178 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE $65,000 $65,000 $65,000 Technology $6,500 $6,500 $6,500 $71,500 $0 $0 $0 $71,500 $0 $0 $71,500 METRO Capital Reserve W/S Debt $71,500 $71,500 $71,500 $71,500 $0 $0 $0 $71,500 $0 $0 $71,500 2023 2024 2025 2026 2027 TOTALIMPACT ON OPERATING BUDGET ¹Explain & Identify Type of Other Sources: Friends of West University Fund TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - TOTAL SOURCES FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2023 2024 2025 2026 2027 Contingency TOTAL COSTS PROJECT COSTS ALLOCATION TOTAL BUDGET FY PROJECTED ALLOCATIONS BUDGETED THRU 2022 2023 2024 2025 2026 2027 TOTAL Prelim. Engineering Report Land/Right of Way Design/Surveying Construction Equipment and Furniture PROJECT NAME Friends Park Improvements PROJECT DESCRIPTION Project will be based on assessment and citizen input. Items being considered include: removal of eastern red cedar, install Friends Park Story Board Sign, level out interior turf ring and install new artificial turf, repair pavers areas, stain and improve gazebo and furnishings, solar lighting upgrades. PROJECT JUSTIFICATION Recommendation of parks and open space master plan. PK2505 179 PROJECT NO.PROJECT NAME 2023 2024 2025 2026 2027 2023 - 2027 ALLOCATION ST2301 Roadway Pavement Improvements 440,000 835,000 860,000 1,170,000 1,190,000 4,495,000 ST2302 Sidewalk Replacement 375,000 375,000 375,000 375,000 375,000 1,875,000 ST2303 City Gateway Signage 50,000 50,000 TOTAL 865,000$ 1,210,000$ 1,235,000$ 1,545,000$ 1,565,000$ 6,420,000$ SOURCE OF FUNDS 2023 2024 2025 2026 2027 2023 - 2027 ALLOCATION GO or CO debt 535,000 560,000 895,000 915,000 2,905,000 METRO 815,000 675,000 675,000 650,000 650,000 3,465,000 Capital Reserve 50,000 50,000 W/S Debt W/S Revenue - Cash Grants Other Funding Sources TOTAL 865,000$ 1,210,000$ 1,235,000$ 1,545,000$ 1,565,000$ 6,420,000$ 2023 - 2027 CAPITAL IMPROVEMENT PLAN CITY OF WEST UNIVERSITY PLACE STREETS 180 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE $500,000 $50,000 $100,000 $150,000 $150,000 $450,000 $4,250,000 $400,000 $700,000 $660,000 $920,000 $940,000 $3,620,000 Technology $425,000 $40,000 $85,000 $100,000 $100,000 $100,000 $425,000 $5,175,000 $0 $440,000 $835,000 $860,000 $1,170,000 $1,190,000 $4,495,000 $2,835,000 $535,000 $560,000 $895,000 $915,000 $2,905,000 METRO $2,340,000 $440,000 $300,000 $300,000 $275,000 $275,000 $1,590,000 Capital Reserve W/S Debt $5,175,000 $0 $440,000 $835,000 $860,000 $1,170,000 $1,190,000 $4,495,000 2023 2024 2025 2026 2027 TOTAL PROJECT NAME Roadway Pavement Improvements PROJECT DESCRIPTION Conduct City roadway pavement improvements. In 2023, complete preventative maintenance activities including joint repair and/or curb replacement. In 2024, complete deferred maintenance activities including isolated panel replacement and/or slab leveling. In 2025-2027, project will include total reconstruction of designated roadways. In 2027, complete deferred maintenance activities including isolated panel replacement and/or slab leveling. PROJECT JUSTIFICATION The City currently owns and maintains approximately 50 centerline miles of streets under their jurisdiction. The pavements were generally constructed between 1999 and 2005 with limited maintenance and rehabilitation work completed since installation. In March 2022, Terracon conducted pavement engineering evaluations and prepared an 8-year pavement management work plan for the City. The report notes deficiencies in the pavement system and provide recommended maintenance and rehabilitation activities. The recommendations include preventive maintenance (joint repair and/or curb replacement), immediate action (total reconstruction), and deferred maintenance (isolated panel replacement and/or slab re-leveling). Prelim. Engineering Report Land/Right of Way Design/Surveying Construction Equipment and Furniture PROJECT COSTS ALLOCATION TOTAL BUDGET FY PROJECTED ALLOCATIONS BUDGETED THRU 2022 2023 2024 2025 2026 2027 TOTAL 2024 2025 2026 2027 Contingency IMPACT ON OPERATING BUDGET ST2301 TOTAL SOURCES ¹Explain & Identify Type of Other Sources: TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - TOTAL COSTS FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2023 181 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE $1,875,000 $375,000 $375,000 $375,000 $375,000 $375,000 $1,875,000 Technology $1,875,000 $0 $375,000 $375,000 $375,000 $375,000 $375,000 $1,875,000 METRO $1,875,000 $375,000 $375,000 $375,000 $375,000 $375,000 $1,875,000 Capital Reserve W/S Debt $1,875,000 $0 $375,000 $375,000 $375,000 $375,000 $375,000 $1,875,000 2023 2024 2025 2026 2027 TOTAL 2023 2025 2026 2027 PROJECT NAME Public Works - Streets PROJECT DESCRIPTION Replace cracked and lifted sidewalks to provide safe pedestrian travel. PROJECT JUSTIFICATION The Sidewalk Master Plan was completed nearly 13 years ago with the first areas of sidewalks installed nearly 20 years ago. The continual maturing of trees in the right of way (ROW) has caused sidewalks to buckle, crack and cause trip hazards. Sidewalk Replacement Contingency BUDGETED THRU 2022 2023 2024 2025 Equipment and Furniture PROJECT COSTS ALLOCATION Prelim. Engineering Report Land/Right of Way Design/Surveying Construction TOTAL BUDGET FY PROJECTED ALLOCATIONS 2026 2027 TOTAL IMPACT ON OPERATING BUDGET ST2302 TOTAL SOURCES ¹Explain & Identify Type of Other Sources: TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - TOTAL COSTS FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2024 182 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE $50,000 $50,000 $50,000 Technology $50,000 $0 $50,000 $0 $0 $0 $0 $50,000 METRO Capital Reserve $50,000 $50,000 W/S Debt $0 $0 $50,000 $0 $0 $0 $0 $50,000 2023 2024 2025 2026 2027 TOTAL PROJECT NAME City Gateway Signage Public Works/Parks PROJECT DESCRIPTION Conceptual design for gateway signage at entry points into the City. PROJECT JUSTIFICATION The installation of gateway signage will inform drivers and the general public when entering the corporate City limits of West University Place. This project will be a multi-year phased approach upon the completion of future road construction projects scheduled around the City. Prelim. Engineering Report Land/Right of Way Design/Surveying Construction Equipment and Furniture PROJECT COSTS ALLOCATION TOTAL BUDGET FY PROJECTED ALLOCATIONS BUDGETED THRU 2022 2023 2024 2025 2026 2027 TOTAL 2024 2025 2026 2027 Contingency IMPACT ON OPERATING BUDGET ST2303 TOTAL SOURCES ¹Explain & Identify Type of Other Sources: TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - TOTAL COSTS FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2023 183 PROJECT NO.PROJECT NAME 2023 2024 2025 2026 2027 2023 - 2027 ALLOCATION WA2101 Milton Cast Iron Water Line Replacement 1,980,000 1,980,000 WA2201 Bellaire Elevated Storage Tank (EST) Replacement 420,000 4,000,000 4,420,000 WA2301 Water Well No. 8 - Inspection and Improvements 150,000 550,000 700,000 WA2302 Wakeforest EST & GST Painting 1,110,000 1,110,000 WA2401 Wakeforest Water Plant Distribution Line Replacement 300,000 3,000,000 3,300,000 WA2402 Cast Iron Water Line Replacement Program 805,000 1,600,000 2,910,000 1,550,000 6,865,000 WA2403 Water Plant Improvements 10,000,000 10,000,000 WA2501 Water Well No. 9 - Inspection and Improvements 150,000 550,000 700,000 WA2502 Upsize Water Lines 1,000,000 7,000,000 8,000,000 TOTAL 3,660,000$ 15,655,000$ 5,750,000$ 3,460,000$ 8,550,000$ 37,075,000$ SOURCE OF FUNDS 2023 2024 2025 2026 2027 2023 - 2027 ALLOCATION GO or CO debt METRO Capital Reserve W/S Debt 3,090,000 15,355,000 5,600,000 2,910,000 8,550,000 35,505,000 W/S Revenue - Cash 570,000 300,000 150,000 550,000 1,570,000 Grants Other Funding Sources TOTAL 3,660,000$ 15,655,000$ 5,750,000$ 3,460,000$ 8,550,000$ 37,075,000$ 2023 - 2027 CAPITAL IMPROVEMENT PLAN WEST UNIVERSITY PLACE WATER 184 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE $250,000 $250,000 $250,000 $3,040,000 $1,420,000 $1,620,000 $3,040,000 Technology $360,000 $360,000 $360,000 $3,650,000 $1,670,000 $1,980,000 $0 $0 $0 $0 $3,650,000 METRO Capital Reserve W/S Debt $3,450,000 $1,470,000 $1,980,000 $3,450,000 $200,000 $200,000 $200,000 $3,650,000 $1,670,000 $1,980,000 $0 $0 $0 $0 $3,650,000 2023 2024 2025 2026 2027 TOTAL Public Works - Water PROJECT DESCRIPTION Replace existing 14" cast iron water line with 16" water line from Milton water well to Mercer along Milton, Auden and Rice Blvd to Milton Street. This package will also include replacement of 12" and 8" water lines on Edloe Street between Rice and University, a new 6" water line to serve West University Elementary School, and a new 6" water line on Amherst Street from Mercer to Poor Farm Ditch. PROJECT JUSTIFICATION The pre-1939 cast iron pipes has passed the end of its expected service life. The pipes are susceptible to failure causing unnecessary disruption to residents, water waste and an increased cost of repairs. The new water lines will provide the City with a more robust water pipeline network, a lower risk of failure, fewer unplanned disruptions, and lower repair costs. WA2101 Design/Surveying Construction Equipment and Furniture PROJECT NAME Milton Cast Iron Water Line Replacement 2026 2027 Contingency TOTAL COSTS PROJECT COSTS ALLOCATION TOTAL BUDGET FY PROJECTED ALLOCATIONS BUDGETED THRU 2022 2023 2024 2025 2026 2027 TOTAL Prelim. Engineering Report Land/Right of Way IMPACT ON OPERATING BUDGET TOTAL SOURCES ¹Explain & Identify Type of Other Sources: TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2023 2024 2025 185 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE $200,000 $100,000 $100,000 $200,000 $320,000 $320,000 $320,000 $3,500,000 $3,500,000 $3,500,000 Technology $500,000 $500,000 $500,000 $4,520,000 $100,000 $420,000 $4,000,000 $0 $0 $0 $4,520,000 METRO Capital Reserve W/S Debt $4,000,000 $4,000,000 $4,000,000 $520,000 $100,000 $420,000 $520,000 $4,520,000 $100,000 $420,000 $4,000,000 $0 $0 $0 $4,520,000 2023 2024 2025 2026 2027 TOTAL PROJECT NAME Public Works - Water PROJECT DESCRIPTION Construction of a new 750,000 gallon elevated storage tank and decommission existing Bellaire EST. The existing tank will need to remain in service until the new tank is constructed at which time the old tank will be decommissioned. PROJECT JUSTIFICATION The Bellaire EST was constructed in 1935 and has exceeded the typical life expectancy of elevated storage tanks. The increased capacity will provide an additional buffer for peak hour demands and reduce the cities booster pumping requirement. Bellaire Elevated Storage Tank (EST) Replacement WA2201 Contingency BUDGETED THRU 2022 2023 2024 2025 Equipment and Furniture PROJECT COSTS ALLOCATION Prelim. Engineering Report Land/Right of Way Design/Surveying Construction TOTAL BUDGET FY PROJECTED ALLOCATIONS 2026 2027 TOTAL IMPACT ON OPERATING BUDGET TOTAL SOURCES ¹Explain & Identify Type of Other Sources: TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - 2023 2025 2026 2027 TOTAL COSTS FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2024 186 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE $150,000 $150,000 $150,000 $500,000 $500,000 $500,000 Technology $50,000 $50,000 $50,000 $700,000 $0 $150,000 $550,000 $0 $0 $0 $700,000 METRO Capital Reserve W/S Debt $550,000 $550,000 $550,000 $150,000 $150,000 $150,000 $700,000 $0 $150,000 $550,000 $0 $0 $0 $700,000 2023 2024 2025 2026 2027 TOTAL Public Works - Water PROJECT DESCRIPTION Complete a down-hole video inspection to determine the current condition of the well, identify chemical or biological plugging problems, construction material failure, water quality, in order to schedule required maintenance to ensure the efficient performance of the well. PROJECT JUSTIFICATION The City utilizes a mixture of 80% surface water from City of Houston and 20% groundwater from two City water wells. In order to ensure proper water supply when surface water supply is not available, it is essential that wells operate at peak efficiency. This program will conduct a comprehensive inspection of the well and make recommendations for future maintenance. Improvement work will be tentatively scheduled in 2024. WA2301 Design/Surveying Construction Equipment and Furniture PROJECT NAME Water Well No. 8 Inspection and Improvements 2026 2027 Contingency TOTAL COSTS PROJECT COSTS ALLOCATION TOTAL BUDGET FY PROJECTED ALLOCATIONS BUDGETED THRU 2022 2023 2024 2025 2026 2027 TOTAL Prelim. Engineering Report Land/Right of Way IMPACT ON OPERATING BUDGET TOTAL SOURCES ¹Explain & Identify Type of Other Sources: TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2023 2024 2025 187 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE $50,000 $50,000 $50,000 $850,000 $850,000 $850,000 Technology $210,000 $210,000 $210,000 $1,110,000 $0 $1,110,000 $0 $0 $0 $0 $1,110,000 METRO Capital Reserve W/S Debt $1,110,000 $1,110,000 $1,110,000 $1,110,000 $0 $1,110,000 $0 $0 $0 $0 $1,110,000 2023 2024 2025 2026 2027 TOTAL TOTAL SOURCES ¹Explain & Identify Type of Other Sources: TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - Equipment and Furniture TOTAL COSTS FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2023 2024 2025 2026 2027 WA2302 Prelim. Engineering Report Land/Right of Way Design/Surveying Construction PROJECT DESCRIPTION Replace the exterior coating systems and perform any vent and pipe work necessary to maintain the elevated storage tank and two (2) ground storage tanks at the Wakeforest Water Plant. PROJECT JUSTIFICATION All three tanks have been in service since the early 1990's. The tanks were rehabilitated and painted in 2009- 2010. Per the recommended maintenance schedule, the tanks are painted every 10 years. To protect the integrity of the metal structure from corrosion as well as extending the useful life of the tank, periodic protective coating system replacement is required. IMPACT ON OPERATING BUDGET PROJECT NAME Wakeforest EST & GST Painting Contingency PROJECT COSTS ALLOCATION TOTAL BUDGET FY PROJECTED ALLOCATIONS BUDGETED THRU 2022 2023 2024 2025 2026 2027 TOTAL Public Works - Water 188 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE $300,000 $300,000 $300,000 $2,500,000 $2,500,000 $2,500,000 Technology $500,000 $500,000 $500,000 $3,300,000 $0 $0 $300,000 $3,000,000 $0 $0 $3,300,000 METRO Capital Reserve W/S Debt $3,000,000 $3,000,000 $3,000,000 $300,000 $300,000 $300,000 $3,300,000 $0 $0 $300,000 $3,000,000 $0 $0 $3,300,000 2023 2024 2025 2026 2027 TOTAL TOTAL SOURCES ¹Explain & Identify Type of Other Sources: TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - Equipment and Furniture TOTAL COSTS FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2023 2024 2025 2026 2027 WA2401 Prelim. Engineering Report Land/Right of Way Design/Surveying Construction PROJECT DESCRIPTION Upsize approximately 2,000 LF of 12" distribution line to 16" distribution line leaving the Wakeforest Water Plant. PROJECT JUSTIFICATION Upsizing will increase water pressure and available fire flows in portions of the distribution system and will reduce head loss in the system. IMPACT ON OPERATING BUDGET PROJECT NAME Wakeforest Water Plant Distribution Line Replacement Contingency PROJECT COSTS ALLOCATION TOTAL BUDGET FY PROJECTED ALLOCATIONS BUDGETED THRU 2022 2023 2024 2025 2026 2027 TOTAL Public Works - Water 189 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE $795,000 $45,000 $170,000 $380,000 $200,000 $795,000 $5,300,000 $600,000 $1,300,000 $2,300,000 $1,100,000 $5,300,000 Technology $770,000 $160,000 $130,000 $230,000 $250,000 $770,000 $6,865,000 $0 $0 $805,000 $1,600,000 $2,910,000 $1,550,000 $6,865,000 METRO Capital Reserve W/S Debt $6,865,000 $805,000 $1,600,000 $2,910,000 $1,550,000 $6,865,000 $6,865,000 $0 $0 $805,000 $1,600,000 $2,910,000 $1,550,000 $6,865,000 2023 2024 2025 2026 2027 TOTAL Other Funding Sources1 - TOTAL SOURCES Cast Iron Water Line Replacement Program 2026 Construction Equipment and Furniture Contingency TOTAL COSTS Design/Surveying PROJECT COSTS ALLOCATION 2026 WA2402 BUDGETED THRU 2022 2023 2024 2027 IMPACT ON OPERATING BUDGET ¹Explain & Identify Type of Other Sources: 2027 TOTAL TOTAL BUDGET FY PROJECTED FUNDING SOURCES W/S Revenue - Cash BUDGETED THRU 2022 2023 2024 2025 GO or CO debt FUNDING SOURCES Grants PROJECT NAME PROJECT DESCRIPTION PROJECT JUSTIFICATION Replace approximately 17,700 LF of cast iron water lines throughout the city. The pre-1939 cast iron pipes has passed the end of its expected service life. The pipes are susceptible to failure causing unnecessary disruption to residents, water waste and an increased cost of repairs. The new water lines will provide the City with a more robust water pipeline network, a lower risk of failure, fewer unplanned disruptions, and lower repair costs. Public Works - Water FY PROJECTED ALLOCATIONS TOTAL Prelim. Engineering Report Land/Right of Way TOTAL BUDGET 2025 190 PROJECT #DEPARTMENT/DIVISION WA2403 $1,000,000 $1,000,000 $1,000,000 $7,500,000 $7,500,000 $7,500,000 Technology $1,500,000 $1,500,000 $1,500,000 $10,000,000 $0 $0 $10,000,000 $0 $0 $0 $10,000,000 METRO Capital Reserve W/S Debt $10,000,000 $10,000,000 $10,000,000 $10,000,000 $0 $0 $10,000,000 $0 $0 $0 $10,000,000 2023 2024 2025 2026 2027 TOTAL PROJECT NAME PROJECT DESCRIPTION Improvements to the City water production facilities identified in the City’s 2021 Water System Assessment. The work would complete improvements to both water plants (Milton & Wakeforest) and construction of a new ground well. PROJECT JUSTIFICATION Improvements to increase pumping capacity, groundwater production, upgrades to water treatment system ensures the City meets daily current and future demands for residents and ensures compliance complies with regulatory requirements by the Texas Commission of Environmental Quality (TCEQ). Water Plant Improvements WA2403 Contingency BUDGETED THRU 2022 2023 2024 2025 Equipment and Furniture PROJECT COSTS ALLOCATION Prelim. Engineering Report Land/Right of Way Design/Surveying Construction TOTAL BUDGET FY PROJECTED ALLOCATIONS 2026 2027 TOTAL IMPACT ON OPERATING BUDGET TOTAL SOURCES ¹Explain & Identify Type of Other Sources: TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - 2023 2025 2026 2027 TOTAL COSTS FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2024 191 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE $200,000 $150,000 $150,000 $600,000 $500,000 $500,000 Technology $50,000 $50,000 $50,000 $850,000 $0 $0 $0 $150,000 $550,000 $0 $700,000 METRO Capital Reserve W/S Debt $850,000 $150,000 $550,000 $700,000 $850,000 $0 $0 $0 $150,000 $550,000 $0 $700,000 2023 2024 2025 2026 2027 TOTAL PROJECT NAME Public Works - Water PROJECT DESCRIPTION Complete a down-hole video inspection to determine the current condition of the well, identify chemical or biological plugging problems, construction material failure, water quality, in order to schedule required maintenance to ensure the efficient performance of the well. PROJECT JUSTIFICATION The City utilizes a mixture of 80% surface water from City of Houston and 20% groundwater from two City water wells. In order to ensure proper water supply when surface water supply is not available, it is essential that wells operate at peak efficiency. This program will conduct a comprehensive inspection of the well and make recommendations for future maintenance. Improvement work will be tentatively scheduled in 2026. Water Well No. 9 - Inspection and Improvements WA2501 Contingency BUDGETED THRU 2022 2023 2024 2025 Equipment and Furniture PROJECT COSTS ALLOCATION Prelim. Engineering Report Land/Right of Way Design/Surveying Construction TOTAL BUDGET FY PROJECTED ALLOCATIONS 2026 2027 TOTAL IMPACT ON OPERATING BUDGET TOTAL SOURCES ¹Explain & Identify Type of Other Sources: TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - 2023 2025 2026 2027 TOTAL COSTS FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2024 192 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE $1,000,000 $1,000,000 $1,000,000 $7,000,000 $7,000,000 $7,000,000 Technology $8,000,000 $0 $0 $0 $1,000,000 $0 $7,000,000 $8,000,000 METRO Capital Reserve W/S Debt $8,000,000 $1,000,000 $7,000,000 $8,000,000 $8,000,000 $0 $0 $0 $1,000,000 $0 $7,000,000 $8,000,000 2023 2024 2025 2026 2027 TOTAL TOTAL SOURCES ¹Explain & Identify Type of Other Sources: TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - Equipment and Furniture TOTAL COSTS FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2023 2024 2025 2026 2027 WA2502 Prelim. Engineering Report Land/Right of Way Design/Surveying Construction PROJECT DESCRIPTION Upsize existing water lines as identified from the water efficiency study. (push project back to 2025) PROJECT JUSTIFICATION Upsizing the water lines will help increase pressure and provide better fire flow to the City. IMPACT ON OPERATING BUDGET PROJECT NAME Upsize Water Lines Contingency PROJECT COSTS ALLOCATION TOTAL BUDGET FY PROJECTED ALLOCATIONS BUDGETED THRU 2022 2023 2024 2025 2026 2027 TOTAL Public Works - Water 193 PROJECT NO.PROJECT NAME 2023 2024 2025 2026 2027 2023 - 2027 ALLOCATION PW20RECLAM Wastewater Reuse 8,180,000 8,180,000 WW2301 Sanitary Sewer Manhole Lining Project 250,000 250,000 500,000 WW2302 Sanitary Sewer Improvements 100,000 100,000 200,000 TOTAL 350,000$ 8,530,000$ -$ -$ -$ 8,880,000$ SOURCE OF FUNDS 2023 2024 2025 2026 2027 2023 - 2027 ALLOCATION GO or CO debt METRO Capital Reserve W/S Debt 8,180,000 8,180,000 W/S Revenue - Cash 350,000 350,000 700,000 Grants Other Funding Sources TOTAL 350,000$ 8,530,000$ -$ -$ -$ 8,880,000$ 2023 - 2027 CAPITAL IMPROVEMENT PLAN CITY OF WEST UNIVERSITY PLACE WASTEWATER 194 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE $152,700 $152,700 $152,700 $1,223,300 $1,223,300 $1,223,300 $6,096,700 $6,096,700 $6,096,700 Technology $860,000 $860,000 $860,000 $8,332,700 $152,700 $0 $8,180,000 $0 $0 $0 $8,332,700 METRO Capital Reserve W/S Debt $8,180,000 $8,180,000 $8,180,000 $152,700 $152,700 $152,700 $8,332,700 $152,700 $0 $8,180,000 $0 $0 $0 $8,332,700 2023 2024 2025 2026 2027 TOTAL Public Works - Wastewater PROJECT DESCRIPTION Construct necessary infrastructure to allow the reuse of non-potable water by third party end users. PROJECT JUSTIFICATION This project creates an additional revenue source for the City by selling the treated effluent to an end user for use versus dumping the water to Braes Bayou and receiving no additional benefit. PW20RECLAM Design/Surveying Construction Equipment and Furniture PROJECT NAME Wastewater Reuse 2026 2027 Contingency TOTAL COSTS PROJECT COSTS ALLOCATION TOTAL BUDGET FY PROJECTED ALLOCATIONS BUDGETED THRU 2022 2023 2024 2025 2026 2027 TOTAL Prelim. Engineering Report Land/Right of Way IMPACT ON OPERATING BUDGET TOTAL SOURCES ¹Explain & Identify Type of Other Sources: TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2023 2024 2025 195 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE $500,000 $250,000 $250,000 $500,000 Technology $500,000 $0 $250,000 $250,000 $0 $0 $0 $500,000 METRO Capital Reserve W/S Debt $500,000 $250,000 $250,000 $500,000 $500,000 $0 $250,000 $250,000 $0 $0 $0 $500,000 2023 2024 2025 2026 2027 TOTAL Other Funding Sources1 - TOTAL SOURCES Sanitary Sewer Manhole Lining Project 2026 Construction Equipment and Furniture Contingency TOTAL COSTS Design/Surveying PROJECT COSTS ALLOCATION 2026 WW2301 BUDGETED THRU 2022 2023 2024 2027 IMPACT ON OPERATING BUDGET ¹Explain & Identify Type of Other Sources: 2027 TOTAL TOTAL BUDGET FY PROJECTED FUNDING SOURCES W/S Revenue - Cash BUDGETED THRU 2022 2023 2024 2025 GO or CO debt FUNDING SOURCES Grants PROJECT NAME PROJECT DESCRIPTION PROJECT JUSTIFICATION Lining the sanitary sewer manholes will prevent groundwater from entering the sanitary sewer system thus reducing flows to the wastewater treatment plant. The presence of hydrogen sulfide can lead to rapid and extensive deterioration conditions causing premature replacement or reconditioning of systems used in the transport and treatment of wastewater. Public Works - Wastewater FY PROJECTED ALLOCATIONS TOTAL Prelim. Engineering Report Land/Right of Way TOTAL BUDGET 2025 196 PROJECT #DEPARTMENT/DIVISION PROJECT IMAGE $200,000 $100,000 $100,000 $200,000 Technology $200,000 $0 $100,000 $100,000 $0 $0 $0 $200,000 METRO Capital Reserve W/S Debt $200,000 $100,000 $100,000 $200,000 $200,000 $0 $100,000 $100,000 $0 $0 $0 $200,000 2023 2024 2025 2026 2027 TOTAL PROJECT NAME Public Works - Wastewater PROJECT DESCRIPTION Inspection, identification and repairs of the sanitary sewer system where ground water and rain water can enter the system from abandoned sanitary sewer liens that can cause overflows, increase treatment, and cause premature equipment failure. PROJECT JUSTIFICATION The wastewater treatment plant is currently being affected by inflow and infiltration during storm events. Addressing the causes for this would help lower the amount of excess rain water being treated at the plant and help stabilize the water characteristic seen in the influent. Sanitary Sewer Improvements WW2302 Contingency BUDGETED THRU 2022 2023 2024 2025 Equipment and Furniture PROJECT COSTS ALLOCATION Prelim. Engineering Report Land/Right of Way Design/Surveying Construction TOTAL BUDGET FY PROJECTED ALLOCATIONS 2026 2027 TOTAL IMPACT ON OPERATING BUDGET TOTAL SOURCES ¹Explain & Identify Type of Other Sources: TOTAL GO or CO debt W/S Revenue - Cash Grants Other Funding Sources1 - 2023 2025 2026 2027 TOTAL COSTS FUNDING SOURCES TOTAL BUDGET FY PROJECTED FUNDING SOURCES BUDGETED THRU 2022 2024 197 3800 University Blvd.3800 University Blvd.3800 University Blvd. West University Place, TX 77005West University Place, TX 77005West University Place, TX 77005 713-668-4441713-668-4441713-668-4441 westutx.govwestutx.govwestutx.gov 198 FINANCIAL MANAGEMENT POLICY To establish and document a policy framework for fiscal decision making, the City Manager will develop and maintain a comprehensive set of Financial Management Policy Statements. The aim of these policies is to ensure that financial resources are properly managed to meet the present and future needs of the citizens of West University Place. Specifically, this policy framework mandates the pursuit of the following fiscal objectives: I. Revenues: Maintain and administer a revenue system that will ensure a reliable, equitable, diversified, and sufficient revenue stream to support desired City services. II. Expenditures: Ensure fiscal stability, and the effective and efficient delivery of services, through the identification of necessary services, the establishment of appropriate service levels, and the careful administration of the expenditure of available resources. III. Fund Balance/Working Capital: Maintain the unassigned fund balance and working capital of the various operating funds at levels sufficient to protect the City’s creditworthiness, along with its financial positions, from unforeseeable emergencies. IV. Capital Assets and Improvements: Evaluate the condition of the City’s capital assets, and set priorities for the addition, replacement, and renovation of such assets based on needs, funding alternatives, and availability of resources. V. Debt Management: Establish guidelines for debt financing that will provide needed capital equipment and infrastructure improvements while minimizing the impact of debt payments on current revenues. VI. Grants: Provide a process for seeking and administering federal, state, and foundation grants-in-aid that address the City’s current priorities and policy objectives. VII. Fiscal Monitoring: Provide, as directed by the City Charter, Article VII, Section 7.11, monthly reports to City Council on the financial condition of the City. VIII. Accounting, Auditing, and Financial Reporting: Comply with prevailing federal, state, and local statutes and regulations, as well as current professional principles and practices. IX. Cash Management: Maintain the City’s cash to ensure the safety of principal, meet the liquidity needs of the City, and achieve the highest-possible yield in compliance with the Public Funds Investment Act (Chapter 2256 of the Local Government Code) and the City’s Investment Policy, as approved annually by the City Council. X. Internal Controls: Establish and maintain an internal control structure designed to provide reasonable assurance that City assets are safeguarded and that the possibilities for material errors in the City’s financial records are minimized. 199 XI. Budgeting and Long-Range Financial Planning: Provide budgeting guidelines to ensure a financially sound City, along with a long-range financial planning process that assesses the long-term financial implications of current and proposed operating and capital budgets. 200 I. REVENUES REVENUES Maintain and administer a revenue system that will ensure a reliable, equitable, diversified, and sufficient revenue stream to support desired City services. A. Balance and Diversification in Revenue Sources The City shall strive to maintain a balanced and diversified revenue system to protect the City from fluctuations in any one source due to changes in local economic conditions that adversely impact that source. B. User Fees For services that benefit specific users, the City shall establish and collect fees to recover the costs of those services. Where feasible and desirable, the City shall seek to recover full direct and indirect costs; however, ultimately, the City Council shall approve the established fees and appropriate cost recovery level. User fees shall be reviewed annually (at a minimum) to calculate their full cost recovery levels, compare them to the current fee structure, and recommend adjustments where necessary. C. Property Tax Revenues/Tax Burden The City shall endeavor to reduce its reliance on property tax revenues by revenue diversification and implementation of user fees and other alternative revenue sources. The City shall strive to minimize the property tax burden on West University Place citizens. D. User Fees for Enterprise Funds The City’s goal for enterprise funds (such as for water and sewer, and for solid waste) is to be self-supporting. As a result, utility rates and user fees for enterprise funds shall be set at levels sufficient to cover operating expenditures, meet debt obligations, provide additional funding for capital improvements, and provide adequate levels of working capital to meet reserve requirements. E. Indirect Cost Chargebacks The goal of indirect cost chargebacks is to reimburse costs paid by the General Fund for services utilized in support of the enterprise funds. This prevents duplication of services and additional costs to the taxpayer and ratepayer. Where appropriate, the enterprise funds shall pay the General Fund for direct services rendered. F. Revenue Estimates for Budgeting To maintain a stable level of services, the City shall use a conservative, objective, and analytical approach when preparing revenue estimates. The process shall include analysis of probable economic changes and their impacts on revenues, historical collection rates, and trends in revenues. 201 G. Revenue Collection and Administration The City shall maintain high collection rates for all revenues by keeping the revenue system as simple as possible in order to facilitate payment. In addition, since revenue should exceed the cost of producing it, the City shall strive to control and reduce administrative costs. The City shall pursue, to the full extent allowed by state law, all delinquent taxpayers and others who are overdue in payments to the City. H. Write-Off of Uncollectible Accounts The City shall monitor payments due to the City (accounts receivable) and annually write-off accounts where collection efforts have been exhausted and/or collection efforts are not feasible or cost-effective. It is important to note that any uncollectible amounts removed from the City’s software system are still debts owed the City, subject to applicable statutes of limitations, if any. I. Use of One-Time Revenues One-time revenues, such as the sale of fixed assets, gifts/donations and grants, should only be used to fund non-recurring expenditures for the specific designated purpose, if stipulated. 202 II. EXPENDITURES EXPENDITURES Ensure fiscal stability, and the effective and efficient delivery of services, through the identification of necessary services, the establishment of appropriate service levels, and the careful administration of the expenditure of available resources. A. Current Funding Basis The City shall operate on a current funding basis. Expenditures shall be budgeted and controlled so as not to exceed current revenues plus the planned use of the fund balance accumulated through prior-year savings (the Fund Balance/Working Capital Policy Statements shall guide the use of the fund balance). B. Avoidance of Operating Deficits The City shall take immediate corrective actions if at any time during the fiscal year expenditure and revenue re-estimates are such that an operating deficit at the fund level (i.e., projected expenditures in excess of projected revenues) is projected at year-end. Corrective actions can include a hiring freeze, expenditure reductions, fee increases, or use of the fund balance within the Fund Balance/Working Capital Policy. Expenditure deferrals into the following fiscal year, short-term loans, or use of one-time revenue sources should be avoided to balance the budget. C. Maintenance of Capital Assets Within the resources available each fiscal year, the City shall strive to maintain capital assets and infrastructure at a sufficient level to protect the City’s investment in order to minimize future replacement and maintenance costs, and to continue service levels. D. Periodic Program Reviews The City shall strive to undertake periodic staff and third-party reviews of City programs for both efficiency and effectiveness. If a program is determined to be inefficient and/or ineffective, staff will discuss options for the program with Council. E. Purchasing The City shall conduct its purchasing and procurement functions efficiently and effectively, fully complying with applicable state laws, City ordinances, and the City Purchasing Policy. Staff shall make every effort to maximize discounts and capitalize on savings available through competitive bidding and “best value” purchasing. 203 III. FUND BALANCE/WORKING CAPITAL FUND BANCE/ Maintain the unassigned fund balance and working capital of the various operating funds at levels sufficient to protect the City’s creditworthiness, along with its financial positions from unforeseeable emergencies. Definitions Fund Equity – A fund’s equity is generally the difference between its assets and its liabilities. Fund Balance – An accounting distinction is made between the portions of fund equity that are either spendable or non-spendable. These are classified in five categories: 1. Non-spendable fund balance – Includes amounts that are not in a spendable form or that are required to be maintained intact. Examples are inventory or permanent funds. 2. Restricted fund balance – Includes amounts that can be spent only for the specific purposes stipulated by external resource providers either constitutionally or through enabling legislation. Examples include grants, court security, and child safety fees. 3. Committed fund balance – Includes amounts that can be used only for the specific purposes determined by a formal action of the City Council. Commitments may be changed or lifted only by the City Council taking the same formal action that imposed the constraint originally. 4. Assigned fund balance – Comprises amounts intended to be used by the City for specific purposes. Intent can be expressed by City Council or by an official or body to which the City Council has delegated the authority. In governmental funds other than the General Fund, the assigned fund balance represents the amount that is not restricted or committed. This indicates that resources in other governmental funds are, at a minimum, intended to be used for the purpose of that fund. 5. Unassigned fund balance – This is the residual classification of the General Fund, and it includes all amounts not contained in other classifications. Unassigned amounts are technically available for any purpose. Working Capital – A financial metric that represents the operating liquidity available to an organization or governmental entity. Net Working Capital is calculated as current assets minus current liabilities. 204 A. General Fund’s Unassigned Fund Balance The City shall strive to maintain the General Fund’s unassigned fund balance at 20% of the current year’s budget appropriation for operations of the General Fund. If the unassigned fund balance falls below the goal or has a deficiency, the City will report the deficiency as part of the General Fund as committed. The deficiency will be reported in the City’s financial statements. B. Working Capital of Enterprise Operating Funds In enterprise operating funds, the City shall strive to maintain positive working capital to provide sufficient reserves for emergencies and revenue shortfalls. Specifically, in the Water and Sewer Enterprise Fund, an operating reserve will be established and maintained at 10% of the current year’s budget appropriation for operations of the Water and Sewer Fund, which is defined as the total budget less debt service and capital project expenditures. C. Use of Fund Balance/Working Capital Fund balance/working capital shall be used only for emergencies, non-recurring expenditures, or major capital purchases that cannot be accommodated through current-year savings. Should such use reduce the balance below the appropriate level set as the objective for that fund, then restoration recommendations will accompany the decision to utilize said remaining balance. D. Working Capital of Internal Service Funds 1. Vehicle Replacement Fund The Vehicle Replacement Fund reserve will be maintained based upon a lifecycle or useful life replacement plan to ensure the adequate fund balance required for the systematic replacement of fleet vehicles. The fund balance shall not be less than 20% of the total gross capital assets of the Vehicle Replacement Fund. 2. Technology Management Fund The Technology Management Fund reserve will be maintained based upon a lifecycle or useful life replacement plan to ensure the adequate fund balance required for the systematic replacement of technology. The fund balance shall not be less than 20% of the current year’s budget appropriation for operations of the Technology Management Fund. 3. Asset Replacement Fund The Asset Replacement Fund reserve will be maintained based upon a lifecycle or useful life replacement plan to ensure the adequate fund balance required for the systematic replacement of assets. The fund balance shall not be less than 20% of the total gross capital assets of the Asset Replacement Fund. 4. Employee Benefits Fund The Employee Benefits Fund is funded through City and employee contributions. Estimated costs shall be determined during each budget year and the contributions adjusted accordingly. The fund balance shall not be less than 20% of the current year’s budget appropriations for operations of the Employee Benefits Fund. 205 5. Human Resources Services Fund The Human Resources Services Fund reserve shall be maintained at 20% of the current year’s budget appropriation for operations of the Human Resources Services Fund. E. Debt Service Fund(s) The City shall maintain the debt service fund(s) balance at 10% of the annual debt service requirements or a fund balance reserve as required by bond ordinances, whichever is greater. Unassigned fund balance exceeding the target set by policy, otherwise known as surplus, should be used for one-time expenditures. A surplus in the unassigned fund balance is considered a one-time revenue source and should not be used to fund recurring operational needs. Surplus unassigned fund balance in the General Fund may be transferred to the Capital Reserve Fund. If the unassigned fund balance falls below the target, the City will reduce recurring expenditures to eliminate any structural deficit for such period as necessary until the unassigned fund balance meets the minimum balance as required by this Policy. The City shall make reasonable efforts to fully replenish the fund balance within three years of a deficit onset. When multiple categories of fund balances are available for an expenditure, the City will start with the most restricted category and spend those funds first before moving down to the next category with available funds. As an example, a construction project may be funded partly by a grant, with funds set aside by the City Council and an unassigned fund balance. The Finance Director is responsible for monitoring and reporting the City’s fund balances. The City Manager is responsible for making recommendations to City Council on the use of fund balance surpluses during the Annual Budget process. 206 IV. CAPITAL ASSETS AND IMPROVEMENTS Evaluate the condition of the City’s capital assets, and set priorities for the addition, replacement, and renovation of such assets based on needs, funding alternatives, and availability of resources. A. Capital Improvements Planning The City shall annually review the needs for capital improvements and equipment, the current status of the City’s infrastructure, replacement and renovation needs, and potential new projects. All projects, ongoing and proposed, shall be prioritized based on an analysis of current needs and resource availability. For every capital project, all operation, maintenance, and replacement costs shall be fully identified. B. Replacement of Capital Assets on a Regular Schedule The City shall annually prepare a schedule for the replacement of its non-infrastructure capital assets. The Vehicle Replacement Fund and Asset Replacement Fund have been established to purchase non-infrastructure capital assets. This may be used as a sinking fund to purchase vehicles and assets valued above $5,000. Within the resources available each fiscal year, the City shall replace these assets based on estimated life, repair costs, and replacement costs. C. Capital Expenditure Financing The City recognizes that there are three basic methods of financing its capital requirements. It can budget the funds from current revenues; it can take the funds from fund balance/working capital, as allowed by the Fund Balance/Working Capital Policy; or it can borrow money through the issuance of debt. Debt financing includes general obligation bonds, revenue bonds, certificates of obligation, lease/purchase agreements, certificates of participation, tax notes, and other obligations permitted to be issued or incurred under Texas law. Guidelines for assuming debt are set forth in the Debt Policy Statements. 207 V. DEBT Establish guidelines for debt financing that will provide needed capital equipment and infrastructure improvements while minimizing the impact of debt payments on current revenues. The City of West University Place is authorized by federal law, Texas law, and the City Charter to issue long-term debt to finance the cost of permanent public improvements. The process of issuing debt, making debt service payments, and reporting results is regulated by federal and state law. The management of debt proceeds (including investment, appropriation, and spending) is also heavily regulated, and must be addressed to ensure transparency to the public, and responsiveness to oversight and reporting agencies, as well as compliance with internal controls, records requirements, and security for cash proceeds. A. Use of Debt Financing Debt financing (including general obligation bonds, revenue bonds, certificates of obligation, certificates of participation, and other debt obligations permitted to be issued or incurred under Texas law) shall only be used to purchase capital assets and equipment that cannot be prudently acquired from either current revenues or fund balance/working capital, and to fund infrastructure improvements and additions. The useful life of the asset or project shall exceed the payout schedule of any debt the City assumes. Debt will not be issued to fund operating expenditures. B. Assumption of Additional Debt Prior to issuing debt, the City shall first consider other alternative funding methods, including current revenues, unassigned/unrestricted reserve funds, and grants. The City shall also consider the Fund Balance Policy and liquidity needs. When appropriate, the City may issue short-term obligations that are maturing within the current fiscal year for cash flow management purposes. The City shall not assume more debt than it retires each year without conducting an objective analysis as to the City’s ability to assume and support additional debt service payments. Per Section 7.07 of the City Charter, the City shall limit the total debt secured by ad valorem taxes to an amount not to exceed 5% of the net taxable assessed valuation of property in the City. C. Debt Types 1. General Obligation Bonds General Obligation Bonds are backed by the full faith and credit, as well as the ad valorem tax authority of the City, and must be authorized by a vote of the citizens of the city, as prescribed by state law. The City shall use an objective analytical approach to determine whether it can afford to assume new general-purpose debt (such as General Obligation bonds, tax notes, and Certificates of Obligation) beyond what it retires each year. This process shall take into consideration any potential impact to the City’s credit 208 ratings, along with the growth in the City’s taxable assessed value and the targeted debt service tax rate. The process shall also examine the direct costs and benefits of the proposed expenditures. The decision on whether or not to assume new debt shall be based on these costs and benefits, the current conditions of the municipal bond market, and the City’s ability to “afford” new debt as determined by the aforementioned standards. 2. Certificates of Obligation Certificates of Obligation may be issued without a public election to finance any public work project or capital improvement, as permitted by state law. 3. Revenue Bonds Revenue bonds are secured solely by the revenues of an enterprise fund. As a result, the credit markets look at the type of enterprise securing the payment of debt service on the bonds to determine the level of security necessary for the purchase of the bonds. Whether revenue bonds can be secured with gross revenues of the enterprise or net revenues (i.e., those revenues remaining after paying costs of operation and maintenance) is often determined by state law. As an alternative to issuing revenue bonds, the City may issue Certificates of Obligation or General Obligations, and transfer the annual debt service requirements from the Enterprise Fund (water and sewer, or solid waste) to the Debt Service Fund. Historically, this approach has resulted in interest rate savings due to the City’s bond rating. D. Debt Structure Generally, the City shall issue bonds with a term life of up to 30 years, but not greater than the useful life of the assets. With respect to the issuance of revenue bonds for a stand-alone or self- supporting project, the term of the debt and debt service structure shall be consistent with the useful life of the project and the revenue-generating capability of the project. Generally, new General Obligation Bonds or Certificates of Obligation debt will be structured to minimize the tax rate impact to citizens of the city, and revenue bonds will be structured to produce level debt service requirements. There shall be no debt structures, which includes increasing debt service levels in subsequent years, with the exception of the first and second year of a payment schedule. There shall always be at least interest paid in the first fiscal year after a bond sale and principal starting generally no later than the second fiscal year after the bond issue. In the case of a revenue-generating project, principal repayment should begin no later than the first full year after the project has been placed in service. E. Call Provisions Call provisions for bond issues shall be made as short as possible, consistent with the lowest interest cost to the City. When possible, all bonds shall be callable only at par. 209 F. Sale Process The City will evaluate the best process to result in a sale, either through a negotiated sale or a bid process. The City shall attempt to award the bonds based on a true interest cost (TIC) basis. G. Timing of Sales The City may consider using reimbursement resolutions and its cash to initiate certain projects. Consideration should be given to any lost interest earnings on the City’s cash compared to the anticipated interest expense associated with the issuance of obligations by the City. This process will improve the City’s ability to time its entry into the long-term fixed-rate market, and to manage its debt issuances and debt payments in order to minimize the impact on tax rates and utility rates. H. Rating Agency Presentations Full disclosure of operations and open lines of communication shall be made to the rating agencies. City staff shall prepare the necessary materials and presentations to the rating agencies. Credit ratings will be sought from one or more of the nationally recognized municipal bond rating agencies, which are currently Moody’s, Standard & Poor’s, and Fitch. I. Continuing Disclosure The City is committed to providing continuing disclosure of financial and pertinent credit information relevant to the City’s outstanding securities, and will abide by the provisions of U.S. Securities and Exchange Commission (SEC) Rule 15c2-12 concerning primary and secondary market disclosure. City staff will update financial and pertinent credit information within six months of the end of the City’s fiscal year and at such other times as may be indicated by material changes in the City’s financial situation. J. Debt Refunding The refinancing and/or restructuring of existing debt is used to take advantage of lower interest rates and/or to provide debt relief. The City’s financial advisor shall monitor the municipal bond market for opportunities to obtain interest savings by refunding outstanding debt. K. Interest Earnings Interest earnings received on the investment of bond proceeds shall be used on additional infrastructure projects. Every effort will be made to avoid creating arbitrage to be paid. L. Proposals from Investment Bankers Unsolicited proposals should be submitted to the City’s Finance Department and the City’s financial advisor. City staff will also review these proposals to determine their viability. M. Underwriting Syndicates The City attempts to involve qualified and experienced firms that consistently submit ideas to the City, and that actively participate in the City’s competitive sales and in conjunction with the City’s financial advisor in its negotiated underwritings. City staff, in conjunction with the City’s 210 financial advisor, will recommend the structure of underwriting syndicates that will be effective for the type and amount of debt being issued. N. Reporting Requirements The City, with the assistance of the City’s financial advisor and bond counsel, will comply with federal requirements and existing bond ordinances to inform the Municipal Securities Rulemaking Board through the Electronic Municipal Market Access (EMMA) website of any and all continuing disclosure documents and annual financial statements. The City will maintain procedures to comply with arbitrage rebates and other federal requirements related to the debt issuance. O. Bond Reimbursement Resolutions The City may utilize bond reimbursements as a tool to manage its debt issuances, due to arbitrage requirements and project timing. In doing so, the City will use existing funds to delay bond issuances until a later time when it is more favorable and most beneficial to the City. 211 VI. GRANTS GRANTS Provide a process for seeking and effectively administering federal, state, and foundation grants-in-aid that address the City’s current priorities and policy objectives. A. Grant Guidelines The City shall apply, and facilitate the application by others, for only those grants that are consistent with the objectives and high-priority needs previously identified by the City Council. The potential for incurring ongoing costs, including the assumption of support for grant-funded positions from local revenues, will be considered prior to applying for a grant. B. Indirect Costs The City shall recover full indirect costs unless the funding agency does not permit it. The City may waive or reduce indirect costs, if doing so will significantly increase the effectiveness of the grant. C. Grant Review Prior to application, all grants will be reviewed for their funding requirements, revenue source, impact on the current and future operating budgets, and the extent to which they meet the City’s policy objectives. Grant requests will be submitted to the City’s Finance Department for the initial review and approval, typically during the annual budget process. For those grants with greater complexity, funding requirements or future ongoing obligations, prior to application, staff will seek approval from City Council on pursuing the grant application. In certain situations, if the deadline for a grant application does not allow for discussion with City Council prior to the application deadline, staff, with the approval of the City Manager, may apply for the grant and then bring it back for City Council’s approval at the earliest feasible time. D. Grant Award All grant awards above $50,000, or those needing a budget amendment, will go before City Council for approval. E. Grant Program Termination The City shall terminate grant-funded programs and associated positions when grant funds are no longer available, unless alternate funding is identified prior to the expiration of the grant. 212 VII. FISCAL MONITORING FISCAL MONITORING Provide, as directed by the City Charter, Article VII, Section 7.11, monthly reports to City Council on the financial condition of the City. A. Financial Status and Performance Reports The Finance Director shall provide monthly reports to City Council showing the annual amount budgeted, the amount realized the preceding month, and the amount realized in the fiscal year to the report date. B. Annual Policy Review The Financial Management Policy and investment policies of the City shall be reviewed annually by finance staff, and any changes will be presented to the City Manager for review before being presented to City Council for approval. 213 VIII. ACCOUNTING, AUDITING, AND FINANCIAL REPORTING ACCOUNTING, AUDITING AND Comply with prevailing federal, state, and local statutes and regulations, as well as current professional principles and practices. A. Conformance to Accounting Principles and Recommended Practices The City’s accounting practices and financial reporting shall conform to Generally Accepted Accounting Principles (GAAP) as promulgated by the Governmental Accounting Standards Board (GASB), the American Institute of Certified Public Accountants (AICPA), and the Government Finance Officers Association (GFOA). B. Signature of Checks All checks shall have two signatures. Signatures shall be affixed to all City checks via facsimile signatures, made with a secure laser check printing system or through handwritten signatures affixed to each check. C. Annual Audit The City Council shall have its records and accounts audited annually and shall have an annual financial statement prepared based on the audit. The audit shall be performed by a certified public accounting (CPA) firm that is licensed to practice in the State of Texas. The annual financial statement, including the auditor’s opinion on the statement, should be filed with the City Secretary within 180 days after the last day of the fiscal year. The audit firm shall also provide a Single Audit Report of federal and state grants, when necessary. An official Annual Comprehensive Financial Report (ACFR) shall be issued no later than six months following the end of the fiscal year. The Finance Director shall be responsible for establishing a process to ensure timely resolution of audit recommendations. D. Financial Consultants The City shall seek out and employ the assistance of qualified financial advisors and consultants as needed in the management and administration of the City’s financial functions. Financial advisors and consultants providing professional services as defined by Texas Government Code 2254 and Local Government Code 252.022 are exempt from competitive bidding requirements. The professional service provider shall be selected using requests for qualifications and based upon demonstrated expertise relative to the scope of work to be performed. Examples of services provided by financial advisors and consultants include but are not limited to investments, debt administration, financial accounting systems, program evaluation, and financial impact modeling. 214 Independent Auditors In regards to the audit, it is important that the auditors remain independent. To emphasize independence from management, the City has established a practice of the City Council appointing the auditor, and the auditor reporting to the City Council the final report, along with any findings. Every five years, the City shall request proposals from all qualified firms through a Request for Proposal (RFP) process, including the current auditors if their past performance has been satisfactory. City Council shall approve the selection of an independent firm of certified public accountants to perform an annual audit of the books of account, records, and transactions – and then to render an opinion on the Financial Statement and Single Audit Report, and report the results and recommendations to the City Council. It is the City’s preference, but not a requirement, to rotate audit firms every five years to ensure that the City’s financial statements are reviewed and audited with an objective, impartial, and unbiased point of view. The selection of the audit firm will be based upon the proposals received, the reputation and qualifications of the firm, and the firm’s ability to perform a quality audit. If through the RFP solicitation and review process, management recommends the current audit firm for another engagement term, then, under the Sarbanes-Oxley Act of 2002, the lead audit partner, along with the lead reviewer, must be rotated after a maximum of five years. Annually, the independent auditor will provide a letter of engagement to the City for annual audit services. Arbitrage Consultants Arbitrage occurs when tax-exempt bond proceeds are invested in higher-yielding taxable securities, resulting in a profit. While the City is responsible to ensure that records are in order, and that the calculations are made, and the reporting and filings are completed, the actual arbitrage calculation and reporting shall be contracted out to a qualified firm. The Finance Director and the Arbitrage Consultant shall complete a risk assessment of positive arbitrage on each bond issue annually to determine the necessity for a calculation of positive/negative arbitrage in the current year. All bond issues in accordance with arbitrage regulations shall have each fifth-year and final- arbitrage calculations completed. Bond Counsel The Bond Counsel provides the City with legal opinions and services concerning the issuance and sale of bonds and other debt instruments. Generally, bonds are not marketable without an opinion of a nationally recognized bond counsel stating that the bonds are valid and binding obligations, and also stating the sources of payment and security for the bonds, and that the bonds are exempt from state and federal income taxes (if applicable). 215 Bond Counsel is responsible for the following tasks in a transaction: 1. Preparation of ballot propositions, ordinances, and notices to call a bond election 2. Submission of documents to the state Attorney General for approval 3. Preparation and oversight of bond proceedings 4. Assurance that the City meets all legal requirements and authorization of the bond offering 5. Interpretation of relevant regulations and laws, and assists in structuring the issue 6. Writing of key financing documents. To ensure that the City is still receiving services for fair market value, staff will conduct a review every five years of bond counsel fees, and will present a comparison and analysis to the City Manager. Municipal Advisor The Government Finance Officers Association (GFOA) recommends that issuers hire a Municipal Advisor prior to the undertaking of debt financing, unless the issuer has sufficient in-house expertise and access to current bond market information. Debt structuring and issuance require a comprehensive list of services associated with municipal transactions, including but not limited to: method of sale; analysis of market conditions; size and structure of the issue; preparation of disclosure documents; coordination of rating agency relations; evaluation of, and advice on, the pricing of securities; assistance with closing and debt management; calculation of debt service schedules; and provision of recommendations on the management of the City’s finances, including evaluation of debt structures and refinancing opportunities. While retaining the services of a Municipal Advisor, the City shall post an IRMA Exemption Letter on the City-s website. The Independent Registered Municipal Advisor (IRMA) Exemption Letter states that the City has retained an IRMA and that the City will rely on the advice of the Municipal Advisor in the issuance of municipal securities. The Municipal Advisor must be registered with the U.S. Securities and Exchange Commission (SEC) and the Municipal Securities Rulemaking Board as a Municipal Advisor. Since municipal advisors to governmental entities have developed the necessary expertise in a broad range of services, the City will use a consultant for these services. To ensure that the City is still receiving services for fair market value, staff will conduct a survey every five years of Municipal Advisory fees, and present a comparison and analysis to the City Manager. 216 While a Municipal Advisor plays a key role on the financing team, it is important to note that the City remains in control of the decision-making process necessary for the issuance and sale of the bonds or for the implementation of the financing. The selected Municipal Advisor shall not be permitted to serve as underwriter on any bond transactions while serving in the Municipal Advisor role. Upon termination of the Municipal Advisor contract, a period of at least one year must pass before the firm may be engaged as an underwriter on any bond transaction for the City. 217 IX. CASH MANAGEMENT Maintain the City’s cash to ensure the safety of principal, meet the liquidity needs of the City, and achieve the highest-possible yield in compliance with the Public Funds Investment Act (Chapter 2256 of the Local Government Code) and the City’s Investment Policy, as approved annually by the City Council. A. Investment Policy All aspects of cash/investment management shall be designed to ensure the safety and integrity of the City’s financial assets. Cash/investment management activities shall be conducted in full compliance with prevailing local, state, and federal regulations and the City’s Investment Policy. The City shall design and establish policies relating to a variety of cash/investment management issues, such as the eligibility and selection of various broker/dealers, as well as safekeeping requirements, collateral requirements, delivery vs. payment requirements, weighted average maturity requirements, and such other aspects of the program that necessitate standard setting in pursuit of appropriate prudence and enhanced protection of assets. B. Investment Strategy The City’s investment program seeks to achieve safety of principal, adequate liquidity to meet cash needs, and reasonable yield commensurate with the preservation of principal and liquidity. For more details, refer to the City’s Investment Policy as adopted by City Council annually. C. Interest Income Interest earned from investments shall be distributed to the funds from which the funds were provided for investment. D. Depository Bank The City will select its official bank depository through a formal bidding process to provide the City with the most comprehensive, flexible, and cost-effective banking services available. The City will, at a minimum, bid depository services every five years. E. Collateralization of Deposits Securities pledged as collateral will be held in the City’s name by an independent third party with whom the City has a current custodial agreement. The collateralization level will be one hundred and two percent (102%) of the total value of principal plus accrued interest on the deposits, less an amount insured by the U.S. Federal Deposit Insurance Corporation (FDIC). The 218 City’s depository bank monitors the required collateral, and makes necessary adjustments to increase or decrease it. The pledge of collateral shall comply with the City’s Investment Policy. 219 X. INTERNAL CONTROLS INTERNAL CONTROLS Establish and maintain an internal control structure designed to provide reasonable assurance that City assets are safeguarded and that the possibilities for material errors in the City’s financial records are minimized. A. Proper Authorizations Procedures shall be designed, implemented, and maintained to ensure that financial transactions and activities are properly reviewed and authorized. B. Separation of Duties Job duties will be adequately separated, as much as possible for a city the size of West University Place, to reduce to an acceptable level the opportunities for any person to be in a position to both perpetrate and conceal errors or irregularities in the normal course of assigned duties. C. Proper Recording Procedures shall be developed and maintained that will ensure that financial transactions and events are properly recorded, and that all financial reports may be relied upon as being accurate, complete, and up to date. D. Access to Assets and Records Procedures shall be designed and maintained to ensure that adequate safeguards exist over the access to, and use of, financial assets and records. E. Independent Checks Independent checks and audits will be made on staff performance to ensure compliance with established procedures and proper valuation of recorded amounts. F. Costs and Benefits Internal control systems and procedures must have apparent benefits in terms of reducing and/or preventing losses. The cost of implementing and maintaining any control system should be evaluated against the expected benefits to be derived from that system. 220 XI. BUDGETING AND LONG-RANGE FINANCIAL PLANNING Provide budgeting guidelines to ensure a financially sound City, along with a long-range financial planning process that assesses the long-term financial implications of current and proposed operating and capital budgets. A. Balanced Budget The City Manager, along with the City Council, shall annually file a budget for the ensuing fiscal year that is in compliance with state law and Section 7.03 of the City Charter. In addition, it is expected that the annual operating budget will be structurally balanced, meaning that revenues and the appropriated fund balance equal or exceed expenditures. Generally, the fund balance should not be a recognized budgeted revenue to support ongoing operations in the annual budget. The fund balance may be budgeted to fund one-time expenses such as capital projects. The fund balance may be drawn upon for cash flow needs, and may be used as revenue without amending the budget if other revenue sources, in total, fall short of the estimate used in the adopted budget. In this case, ending reserves may be lower than beginning reserves and below the reserve requirement. Except in these instances, fund balance reserves may be appropriated only by budget amendment. B. Current Funding Basis (Recurring Revenues) The City shall budget and operate on a current funding basis. Revenues and expenditures shall be budgeted on a cash basis. Expenditures shall be budgeted and controlled so as not to exceed current revenues. Recurring expenses will be funded exclusively with recurring revenue sources in order to facilitate operations on a current funding basis. C. Non-Recurring Revenues Non-recurring revenue sources, such as a one-time revenue remittance or a fund balance that is more than policy, should only be budgeted/used to fund non-recurring expenditures, such as capital purchases or capital improvement projects. This will ensure that recurring expenditures are not funded by non-recurring sources. D. Property Tax Rate By law, the City must levy a tax rate sufficient to generate revenues that will meet outstanding debt obligations, net of outside funding sources (transfers from other funds). The City Manager will recommend a budget based on property tax revenues that City finances require to operate efficiently, yet effectively, and that meets the City Council’s expectations of services provided and service levels. E. Budget Preparation Department Directors have primary responsibility for formulating budget proposals. New or expanded services should support City Council goals, City Manager priority direction, and department goals. Departments are charged with implementing them once they are approved. 221 Actions on items that come up throughout the year with significant financial impacts should be withheld until they can be made in the full context of the annual budget process and long-range plan, unless unforeseen circumstances present themselves. Annually, the City will seek to obtain the Government Finance Officers Association’s Distinguished Budget Presentation Award. The budget will be presented in a way that not only meets the criteria of this award, but that also clearly communicates the budget to the public. F. Budget Management, Including City Manager’s Budget Transfer Authority As provided by Article VII of the City Charter, the City Council shall adopt and enforce an annual budget in accordance with state law, to the extent that the Charter is consistent with state law. The City Council hereby authorizes the City Manager to transfer funds within any department and to transfer funds between departments within a fund – provided, however, the budget transfer authority of the City Manager is limited to $50,000 for transfers between departments and is limited to $50,000 between projects in the capital improvement projects fund. The City Council must approve any budget transfer that increases or decreases the appropriation for any fund. G. Long-Range Financial Plans The City shall develop and maintain a multi-year financial forecast for each major operating fund, in conjunction with the annual budget process. Major operating funds are: • General Fund • Debt Service Fund • Water/Sewer Utility Fund • Solid Waste Fund The forecast should enable current services to be sustained over the forecast period. Operating impacts from completed capital improvement projects (CIPs) in the City’s Five-Year CIP shall be included in the forecast. Commitments/obligations already made that require future financial resources shall also be included. The forecast should assess long-term financial implications of current and proposed policies, programs, and assumptions that develop appropriate strategies to achieve the City’s goals. The forecast will provide an understanding of available funding; evaluate financial risk; assess the likelihood that services can be sustained; assess the level at which capital investment can be made; identify future commitments and resource demands; and identify the key variables that may cause change in the level of revenue. 222 223 224 225 226 227 228 229 Form developed by: Texas Comptroller of Public Accounts, Property Tax Assistance Division For additional copies, visit: comptroller.texas.gov/taxes/property-tax 50-856 • 5-22/9 Form 50-8562022 Tax Rate Calculation WorksheetTaxing Units Other Than School Districts or Water Districts ____________________________________________________________________________ ________________________________ Taxing Unit Name Phone (area code and number) ____________________________________________________________________________ ________________________________ Taxing Unit’s Address, City, State, ZIP Code Taxing Unit’s Website Address GENERAL INFORMATION: Tax Code Section 26.04(c) requires an officer or employee designated by the governing body to calculate the no-new-revenue (NNR) tax rate and voter-approval tax rate for the taxing unit. These tax rates are expressed in dollars per $100 of taxable value calculated. The calculation process starts after the chief appraiser delivers to the taxing unit the certified appraisal roll and the estimated values of properties under protest. The designated officer or employee shall certify that the officer or employee has accurately calculated the tax rates and used values shown for the certified appraisal roll or certified estimate. The officer or employee submits the rates to the governing body by Aug. 7 or as soon thereafter as practicable. School districts do not use this form, but instead use Comptroller Form 50-859 Tax Rate Calculation Worksheet, School District without Chapter 313 Agreements or Comptroller Form 50-884 Tax Rate Calculation Worksheet, School District with Chapter 313 Agreements. Water districts as defined under Water Code Section 49.001(1) do not use this form, but instead use Comptroller Form 50-858 Water District Voter-Approval Tax Rate Worksheet for Low Tax Rate and Developing Districts or Comptroller Form 50-860 Developed Water District Voter-Approval Tax Rate Worksheet. The Comptroller’s office provides this worksheet to assist taxing units in determining tax rates. The information provided in this worksheet is offered as technical assistance and not legal advice. Taxing units should consult legal counsel for interpretations of law regarding tax rate preparation and adoption. SECTION 1: No-New-Revenue Tax Rate The NNR tax rate enables the public to evaluate the relationship between taxes for the prior year and for the current year based on a tax rate that would produce the same amount of taxes (no new taxes) if applied to the same properties that are taxed in both years. When appraisal values increase, the NNR tax rate should decrease. The NNR tax rate for a county is the sum of the NNR tax rates calculated for each type of tax the county levies. While uncommon, it is possible for a taxing unit to provide an exemption for only maintenance and operations taxes. In this case, the taxing unit will need to calculate the NNR tax rate separately for the maintenance and operations tax and the debt tax, then add the two components together. Line No-New-Revenue Tax Rate Worksheet Amount/Rate 1. 2021 total taxable value. Enter the amount of 2021 taxable value on the 2021 tax roll today. Include any adjustments since last year’s certification; exclude Tax Code Section 25.25(d) one-fourth and one-third over-appraisal corrections from these adjustments. Exclude any property value subject to an appeal under Chapter 42 as of July 25 (will add undisputed value in Line 6). This total includes the taxable value of homesteads with tax ceil- ings (will deduct in Line 2) and the captured value for tax increment financing (adjustment is made by deducting TIF taxes, as reflected in Line 17).1 $ _____________ 2.2021 tax ceilings. Counties, cities and junior college districts. Enter 2021 total taxable value of homesteads with tax ceilings. These include the homesteads of homeowners age 65 or older or disabled. Other taxing units enter 0. If your taxing unit adopted the tax ceiling provision in 2021 or a prior year for homeowners age 65 or older or disabled, use this step.2 $ _____________ 3.Preliminary 2021 adjusted taxable value. Subtract Line 2 from Line 1.$ _____________ 4.2021 total adopted tax rate.$ __________/$100 5. A. Original 2021 ARB values:............................................................................ $ _____________ B.2021 values resulting from final court decisions:..................................................... - $ _____________ C.2021 value loss. Subtract B from A.3 $ _____________ 6. A. 2021 ARB certified value: ............................................................................ $ _____________ B.2021 disputed value:................................................................................. - $ _____________ C.2021 undisputed value. Subtract B from A. 4 $ _____________ 7.2021 Chapter 42 related adjusted values. Add Line 5C and Line 6C.$ _____________ 2021 taxable value lost because court appeals of ARB decisions reduced 2021 appraised value. 2021 taxable value subject to an appeal under Chapter 42, as of July 25. 1 Tex. Tax Code § 26.012(14) 2 Tex. Tax Code § 26.012(14) 3 Tex. Tax Code § 26.012(13) 4 Tex. Tax Code § 26.012(13) City of West University Place 713-274-8000 1001 Preston, Suite 100, Houston, Texas 77002 www.hctax.net 6,792,588,999 0 6,792,588,999 0.278522 170,262,245 160,174,102 10,088,143 130,358,149 12,042,212 118,315,937 128,404,080 230 2022 Tax Rate Calculation Worksheet – Taxing Units Other Than School Districts or Water Districts Form 50-856 Line No-New-Revenue Tax Rate Worksheet Amount/Rate 8.2021 taxable value, adjusted for actual and potential court-ordered adjustments. Add Line 3 and Line 7.$ _____________ 9.2021 taxable value of property in territory the taxing unit deannexed after Jan. 1, 2021. Enter the 2021 value of property in deannexed territory. 5 $ _____________ 10. A. Absolute exemptions. Use 2021 market value: ......................................................... $ _____________ B. Partial exemptions. 2022 exemption amount or 2022 percentage exemption times 2021 value:...................................................................................... + $ _____________ C. Value loss. Add A and B. 6 $ _____________ 11. A. 2021 market value:................................................................................... $ _____________ B.2022 productivity or special appraised value:........................................................ - $ _____________ C. Value loss. Subtract B from A. 7 $ _____________ 12.Total adjustments for lost value. Add Lines 9, 10C and 11C.$ _____________ 13.2021 captured value of property in a TIF. Enter the total value of 2021 captured appraised value of property taxable by a taxing unit in a tax increment financing zone for which 2021 taxes were deposited into the tax increment fund. 8 If the taxing unit has no captured appraised value in line 18D, enter 0.$ _____________ 14.2021 total value. Subtract Line 12 and Line 13 from Line 8.$ _____________ 15.Adjusted 2021 total levy. Multiply Line 4 by Line 14 and divide by $100.$ _____________ 16.Taxes refunded for years preceding tax year 2021. Enter the amount of taxes refunded by the taxing unit for tax years preceding tax year 2021. Types of refunds include court decisions, Tax Code Section 25.25(b) and (c) corrections and Tax Code Section 31.11 payment errors. Do not include refunds for tax year 2021. This line applies only to tax years preceding tax year 2021. 9 $ _____________ 17.Adjusted 2021 levy with refunds and TIF adjustment. Add Lines 15 and 16. 10 $ _____________ 18. A. Certified values:...................................................................................... $ _____________ B.Counties: Include railroad rolling stock values certified by the Comptroller’s office: ....................... + $ _____________ C. Pollution control and energy storage system exemption: Deduct the value of property exempted for the current tax year for the first time as pollution control or energy storage system property:........... - $ _____________ D. Tax increment financing: Deduct the 2022 captured appraised value of property taxable by a taxing unit in a tax increment financing zone for which the 2022 taxes will be deposited into the tax increment fund. Do not include any new property value that will be included in Line 23 below. 12 .................... - $ _____________ E. Total 2022 value. Add A and B, then subtract C and D.$ _____________ 2021 taxable value lost because property first qualified for an exemption in 2022. If the taxing unit increased an original exemption, use the difference between the original exempted amount and the increased exempted amount. Do not include value lost due to freeport, goods- in-transit, temporary disaster exemptions. Note that lowering the amount or percentage of an existing exemption in 2022 does not create a new exemption or reduce taxable value. 2021 taxable value lost because property first qualified for agricultural appraisal (1-d or 1-d-1), timber appraisal, recreational/ scenic appraisal or public access airport special appraisal in 2022. Use only properties that qualified in 2022 for the first time; do not use properties that qualified in 2021. Total 2022 taxable value on the 2022 certified appraisal roll today. This value includes only certified values or certified estimate of values and includes the total taxable value of homesteads with tax ceilings (will deduct in Line 20). These homesteads include homeowners age 65 or older or disabled. 11 5 Tex. Tax Code § 26.012(15) 6 Tex. Tax Code § 26.012(15) 7 Tex. Tax Code § 26.012(15) 8 Tex. Tax Code § 26.03(c) 9 Tex. Tax Code § 26.012(13) 10 Tex. Tax Code § 26.012(13) 11 Tex. Tax Code § 26.012, 26.04(c-2) 12 Tex. Tax Code § 26.03(c) For additional copies, visit: comptroller.texas.gov/taxes/property-tax Page 2 6,920,993,079 0 0 3,429,400 3,429,400 0 0 0 3,429,400 0 6,917,563,679 19,266,936 48,641 19,315,577 0 0 0 0 231 2022 Tax Rate Calculation Worksheet – Taxing Units Other Than School Districts or Water Districts Form 50-856 20.2022 tax ceilings. Counties, cities and junior colleges enter 2022 total taxable value of homesteads with tax ceilings. These include the home- steads of homeowners age 65 or older or disabled. Other taxing units enter 0. If your taxing unit adopted the tax ceiling provision in 2021 or a prior year for homeowners age 65 or older or disabled, use this step.16 $ _____________ 21.2022 total taxable value. Add Lines 18E and 19C. Subtract Line 20. 17 $ _____________ 22.Total 2022 taxable value of properties in territory annexed after Jan. 1, 2021. Include both real and personal property. Enter the 2022 value of property in territory annexed. 18 $ _____________ 23. Total 2022 taxable value of new improvements and new personal property located in new improvements. New means the item was not on the appraisal roll in 2021. An improvement is a building, structure, fixture or fence erected on or affixed to land. New additions to exist-ing improvements may be included if the appraised value can be determined. New personal property in a new improvement must have been brought into the taxing unit after Jan. 1, 2021 and be located in a new improvement. New improvements do include property on which a tax abatement agreement has expired for 2022. 19 $ _____________ 24.Total adjustments to the 2022 taxable value. Add Lines 22 and 23.$ _____________ 25.Adjusted 2022 taxable value. Subtract Line 24 from Line 21.$ _____________ 26.2022 NNR tax rate. Divide Line 17 by Line 25 and multiply by $100. 20 $ __________/$100 27.COUNTIES ONLY. Add together the NNR tax rates for each type of tax the county levies. The total is the 2022 county NNR tax rate. 21 $ __________/$100 Line No-New-Revenue Tax Rate Worksheet Amount/Rate 19. A.2022 taxable value of properties under protest. The chief appraiser certifies a list of properties still under ARB protest. The list shows the appraisal district’s value and the taxpayer’s claimed value, if any, or an estimate of the value if the taxpayer wins. For each of the properties under protest, use the lowest of these values. Enter the total value under protest. 14.................................................... $ _____________ B. 2022 value of properties not under protest or included on certified appraisal roll. The chief appraiser gives taxing units a list of those taxable properties that the chief appraiser knows about but are not included in the appraisal roll certification. These properties also are not on the list of properties that are still under protest. On this list of properties, the chief appraiser includes the market value, appraised value and exemptions for the preceding year and a reasonable estimate of the market value, appraised value and exemptions for the current year. Use the lower market, appraised or taxable value (as appropriate). Enter the total value of property not on the certified roll. 15 .............................. + $ _____________ C. Total value under protest or not certified. Add A and B.$ _____________ Total value of properties under protest or not included on certified appraisal roll. 13 Line Voter-Approval Tax Rate Worksheet Amount/Rate 28.2021 M&O tax rate. Enter the 2021 M&O tax rate.$ __________/$100 29.2021 taxable value, adjusted for actual and potential court-ordered adjustments. Enter the amount in Line 8 of the No-New-Revenue Tax Rate Worksheet.$ _____________ SECTION 2: Voter-Approval Tax Rate The voter-approval tax rate is the highest tax rate that a taxing unit may adopt without holding an election to seek voter approval of the rate. The voter-approval tax rate is split into two separate rates: 1. Maintenance and Operations (M&O) Tax Rate: The M&O portion is the tax rate that is needed to raise the same amount of taxes that the taxing unit levied in the prior year plus the applicable percentage allowed by law. This rate accounts for such things as salaries, utilities and day-to-day operations. 2. Debt Rate: The debt rate includes the debt service necessary to pay the taxing unit’s debt payments in the coming year. This rate accounts for principal and interest on bonds and other debt secured by property tax revenue. The voter-approval tax rate for a county is the sum of the voter-approval tax rates calculated for each type of tax the county levies. In most cases the voter-approval tax rate exceeds the no-new-revenue tax rate, but occasionally decreases in a taxing unit’s debt service will cause the NNR tax rate to be higher than the voter-approval tax rate. 13 Tex. Tax Code § 26.01(c) and (d) 14 Tex. Tax Code § 26.01(c) 15 Tex. Tax Code § 26.01(d) 16 Tex. Tax Code § 26.012(6)(B) 17 Tex. Tax Code § 26.012(6) 18 Tex. Tax Code § 26.012(17) 19 Tex. Tax Code § 26.012(17) 20 Tex. Tax Code § 26.04(c) 21 Tex. Tax Code § 26.04(d) For additional copies, visit: comptroller.texas.gov/taxes/property-tax Page 3 682,102,594 6,594,170,113 7,276,272,707 0 7,276,272,707 768,991 52,074,352 52,843,343 7,223,429,364 0.267401 0.193800 6,920,993,079 232 2022 Tax Rate Calculation Worksheet – Taxing Units Other Than School Districts or Water Districts Form 50-856 Line Voter-Approval Tax Rate Worksheet Amount/Rate 30. Total 2021 M&O levy. Multiply Line 28 by Line 29 and divide by $100 $ _____________ 31. A.M&O taxes refunded for years preceding tax year 2021. Enter the amount of M&O taxes refunded in the preceding year for taxes before that year. Types of refunds include court decisions, Tax Code Section 25.25(b) and (c) corrections and Tax Code Section 31.11 payment errors. Do not include refunds for tax year 2021. This line applies only to tax years preceding tax year 2021. .............. + $ _____________ B. 2021 taxes in TIF. Enter the amount of taxes paid into the tax increment fund for a reinvestment zone as agreed by the taxing unit. If the taxing unit has no 2022 captured appraised value in Line 18D, enter 0....................................................................................... – $ _____________ C.2021 transferred function. If discontinuing all of a department, function or activity and transferring it to another taxing unit by written contract, enter the amount spent by the taxing unit discontinuing the function in the 12 months preceding the month of this calculation. If the taxing unit did not operate this function for this 12-month period, use the amount spent in the last full fiscal year in which the taxing unit operated the function. The taxing unit discontinuing the function will subtract this amount in D below. The taxing unit receiving the function will add this amount in D below. Other taxing units enter 0. .................................................................... +/- $ _____________ D. 2021 M&O levy adjustments. Subtract B from A. For taxing unit with C, subtract if discontinuing function and add if receiving function..................................................... $ _____________ E.Add Line 30 to 31D.$ _____________ 32. Adjusted 2022 taxable value. Enter the amount in Line 25 of the No-New-Revenue Tax Rate Worksheet.$ _____________ 33. 2022 NNR M&O rate (unadjusted). Divide Line 31E by Line 32 and multiply by $100.$ __________/$100 34. A.2022 state criminal justice mandate. Enter the amount spent by a county in the previous 12 months providing for the maintenance and operation cost of keeping inmates in county-paid facilities after they have been sentenced. Do not include any state reimbursement received by the county for the same purpose. $ _____________ B.2021 state criminal justice mandate. Enter the amount spent by a county in the 12 months prior to the previous 12 months providing for the maintenance and operation cost of keeping inmates in county-paid facilities after they have been sentenced. Do not include any state reimbursement received by the county for the same purpose. Enter zero if this is the first time the mandate applies................. – $ _____________ C. Subtract B from A and divide by Line 32 and multiply by $100............................................ $ __________/$100 D.Enter the rate calculated in C. If not applicable, enter 0.$ __________/$100 35. A.2022 indigent health care expenditures. Enter the amount paid by a taxing unit providing for the maintenance and operation cost of providing indigent health care for the period beginning on July 1, 2021 and ending on June 30, 2022, less any state assistance received for the same purpose. ... ..... $ _____________ B. 2021 indigent health care expenditures. Enter the amount paid by a taxing unit providing for the maintenance and operation cost of providing indigent health care for the period beginning on July 1, 2020 and ending on June 30, 2021, less any state assistance received for the same purpose................................................................................... – $ _____________ C. Subtract B from A and divide by Line 32 and multiply by $100............................................ $ __________/$100 D.Enter the rate calculated in C. If not applicable, enter 0.$ __________/$100 Adjusted 2021 levy for calculating NNR M&O rate. Rate adjustment for state criminal justice mandate. 23 Rate adjustment for indigent health care expenditures. 24 22 [Reserved for expansion] 23 Tex. Tax Code § 26.044 24 Tex. Tax Code § 26.0441 For additional copies, visit: comptroller.texas.gov/taxes/property-tax Page 4 13,412,884 33,844 0 0 33,844 13,446,728 7,223,429,364 0.186154 0 0 0.000000 0.000000 0 0 0.000000 0.000000 233 2022 Tax Rate Calculation Worksheet – Taxing Units Other Than School Districts or Water Districts Form 50-856 Line Voter-Approval Tax Rate Worksheet Amount/Rate 36.Rate adjustment for county indigent defense compensation. 25 A.2022 indigent defense compensation expenditures. Enter the amount paid by a county to provide appointed counsel for indigent individuals and fund the operations of a public defender's office under Article 26.044, Code of Criminal Procedure for the period beginning on July 1, 2021 and ending on June 30, 2022, less any state grants received by the county for the same purpose . . . . . . . . . . . . . . . . . . B. 2021 indigent defense compensation expenditures. Enter the amount paid by a county to provide appointed counsel for indigent individuals and fund the operations of a public defender's office under Article 26.044, Code of Criminal Procedure for the period beginning on July 1, 2020 and ending onJune 30, 2021, less any state grants received by the county for the same purpose. . . . . . . . . . . . . . C. Subtract B from A and divide by Line 32 and multiply by $100............................................ D.Multiply B by 0.05 and divide by Line 32 and multiply by $100............................................ $ _____________ $ _____________ $ __________/$100 $ __________/$100 E.Enter the lesser of C and D. If not applicable, enter 0.$ __________/$100 37.Rate adjustment for county hospital expenditures. 26 A.2022 eligible county hospital expenditures. Enter the amount paid by the county or municipality to maintain and operate an eligible county hospital for the period beginning on July 1, 2021 and ending on June 30, 2022. .............................................................................. $ _____________ B. 2021 eligible county hospital expenditures. Enter the amount paid by the county or municipality to maintain and operate an eligible county hospital for the period beginning on July 1, 2020 and ending on June 30, 2021. .............................................................................. $ _____________ C. Subtract B from A and divide by Line 32 and multiply by $100............................................ $ __________/$100 D.Multiply B by 0.08 and divide by Line 32 and multiply by $100............................................ $ __________/$100 E.Enter the lesser of C and D, if applicable. If not applicable, enter 0.$ __________/$100 40. A.Enter the amount of additional sales tax collected and spent on M&O expenses in 2021, if any. Counties must exclude any amount that was spent for economic development grants from the amount of sales tax spent ...................................................................................... $ _____________ B.Divide Line 40A by Line 32 and multiply by $100 ........................................................ $ __________/$100 C. Add Line 40B to Line 39.$ __________/$100 39.Adjusted 2022 NNR M&O rate. Add Lines 33, 34D, 35D, 36E, and 37E. Subtract Line 38D.$ __________/$100 38. A.Amount appropriated for public safety in 2021. Enter the amount of money appropriated for public safety in the budget adopted by the municipality for the preceding fiscal year . . . . . . . . . . . . . . . . . . . . . . . . . . . . $ _____________ B. Expenditures for public safety in 2021. Enter the amount of money spent by the municipality for public safety during the preceding fiscal year .................................................................. $ _____________ C. Subtract B from A and divide by Line 32 and multiply by $100 ........................................... $ __________/$100 D.Enter the rate calculated in C. If not applicable, enter 0.$ __________/$100 41.2022 voter-approval M&O rate. Enter the rate as calculated by the appropriate scenario below.$ __________/$100 Rate adjustment for defunding municipality. This adjustment only applies to a municipality that is considered to be a defunding municipality for the current tax year under Chapter 109, Local Government Code. Chapter 109, Local Government Code only applies to municipalities with a population of more than 250,000 and includes a written determination by the Office of the Governor. See Tax Code 26.0444 for more information. Adjustment for 2021 sales tax specifically to reduce property values. Cities, counties and hospital districts that collected and spent addi- tional sales tax on M&O expenses in 2021 should complete this line. These entities will deduct the sales tax gain rate for 2022 in Section 3. Other taxing units, enter zero. Special Taxing Unit. If the taxing unit qualifies as a special taxing unit, multiply Line 40C by 1.08. - or - Other Taxing Unit. If the taxing unit does not qualify as a special taxing unit, multiply Line 40C by 1.035. 25 Tex. Tax Code § 26.0442 26 Tex. Tax Code § 26.0443 For additional copies, visit: comptroller.texas.gov/taxes/property-tax Page 5 0 0 0.000000 0.000000 0.000000 0 0 0.000000 0.000000 0.000000 0 0 0.000000 0.000000 0.186154 0 0.000000 0.186154 0.192669 234 2022 Tax Rate Calculation Worksheet – Taxing Units Other Than School Districts or Water Districts Form 50-856 Line Voter-Approval Tax Rate Worksheet Amount/Rate D41. Disaster Line 41 (D41): 2022 voter-approval M&O rate for taxing unit affected by disaster declaration. If the taxing unit is located in an area declared a disaster area and at least one person is granted an exemption under Tax Code Section 11.35 for property located in the taxing unit, the governing body may direct the person calculating the voter-approval tax rate to calculate in the manner provided for a special taxing unit. The taxing unit shall continue to calculate the voter-approval tax rate in this manner until the earlier of If the taxing unit qualifies under this scenario, multiply Line 40C by 1.08. 27 If the taxing unit does not qualify, do not complete Disaster Line 41 (Line D41).$ __________/$100 42. A. Debt also includes contractual payments to other taxing units that have incurred debts on behalf of this taxing unit, if those debts meet the four conditions above. Include only amounts that will be paid from property tax revenue. Do not include appraisal district budget payments. If the governing body of a taxing unit authorized or agreed to authorize a bond, warrant, certificate of obligation, or other evidence of indebtedness on or after Sept. 1, 2021, verify if it meets the amended definition of debt before including it here. 28 Enter debt amount .................................................................................... $ _____________ B.Subtract unencumbered fund amount used to reduce total debt. ...................................... – $ _____________ C. Subtract certified amount spent from sales tax to reduce debt (enter zero if none) .................... – $ _____________ D.Subtract amount paid from other resources ............................................................ – $ _____________ E.Adjusted debt. Subtract B, C and D from A.$ _____________ 43. Certified 2021 excess debt collections. Enter the amount certified by the collector. 29 $ _____________ 44. Adjusted 2022 debt. Subtract Line 43 from Line 42E.$ _____________ 45. A. Enter the 2022 anticipated collection rate certified by the collector. 30 .................................... ____________% B.Enter the 2021 actual collection rate. ................................................................... ____________% C. Enter the 2020 actual collection rate. ................................................................... ____________% D.Enter the 2019 actual collection rate. ................................................................... ____________% E.If the anticipated collection rate in A is lower than actual collection rates in B, C and D, enter the lowest collection rate from B, C and D. If the anticipated rate in A is higher than at least one of the rates in the prior three years, enter the rate from A. Note that the rate can be greater than 100%. 31 ____________% 46. 2022 debt adjusted for collections. Divide Line 44 by Line 45E.$ _____________ 47. 2022 total taxable value. Enter the amount on Line 21 of the No-New-Revenue Tax Rate Worksheet.$ _____________ 48. 2022 debt rate. Divide Line 46 by Line 47 and multiply by $100.$ __________/$100 49. 2022 voter-approval tax rate. Add Lines 41 and 48.$ __________/$100 D49. Disaster Line 49 (D49): 2022 voter-approval tax rate for taxing unit affected by disaster declaration. Complete this line if the taxing unit calculated the voter-approval tax rate in the manner provided for a special taxing unit on Line D41. Add Line D41 and 48.$ __________/$100 1) the first year in which total taxable value on the certified appraisal roll exceeds the total taxable value of the tax year in which the disaster occurred, or 2) the third tax year after the tax year in which the disaster occurred Total 2022 debt to be paid with property taxes and additional sales tax revenue. Debt means the interest and principal that will be paid on debts that: (1) are paid by property taxes, (2) are secured by property taxes, (3) are scheduled for payment over a period longer than one year, and (4) are not classified in the taxing unit’s budget as M&O expenses. 2022 anticipated collection rate. 27 Tex. Tax Code § 26.042(a) 28 Tex. Tax Code § 26.012(7) 29 Tex. Tax Code § 26.012(10) and 26.04(b) 30 Tex. Tax Code § 26.04(b) 31 Tex. Tax Code §§ 26.04(h), (h-1) and (h-2) For additional copies, visit: comptroller.texas.gov/taxes/property-tax Page 6 0.000000 6,824,256 0 0 665,000 6,159,256 0 6,159,256 99.90 99.90 100.57 99.83 99.90 6,165,421 7,276,272,707 0.084733 0.277402 235 2022 Tax Rate Calculation Worksheet – Taxing Units Other Than School Districts or Water Districts Form 50-856 Line Voter-Approval Tax Rate Worksheet Amount/Rate 50. COUNTIES ONLY. Add together the voter-approval tax rates for each type of tax the county levies. The total is the 2022 county voter-approval tax rate.$ __________/$100 Line Additional Sales and Use Tax Worksheet Amount/Rate 51. Taxable Sales. For taxing units that adopted the sales tax in November 2021 or May 2022, enter the Comptroller’s estimate of taxable sales for the previous four quarters. 32 Estimates of taxable sales may be obtained through the Comptroller’s Allocation Historical Summary webpage. Taxing units that adopted the sales tax before November 2021, enter 0.$ _____________ 52.Estimated sales tax revenue. Counties exclude any amount that is or will be spent for economic development grants from the amount of esti- mated sales tax revenue. 33 $ _____________ 53.2022 total taxable value. Enter the amount from Line 21 of the No-New-Revenue Tax Rate Worksheet.$ _____________ 54.Sales tax adjustment rate. Divide Line 52 by Line 53 and multiply by $100.$ __________/$100 55.2022 NNR tax rate, unadjusted for sales tax.35 Enter the rate from Line 26 or 27, as applicable, on the No-New-Revenue Tax Rate Worksheet.$ __________/$100 56.2022 NNR tax rate, adjusted for sales tax. Taxing units that adopted the sales tax in November 2021 or in May 2022. Subtract Line 54 from Line 55. Skip to Line 57 if you adopted the additional sales tax before November 2021.$ __________/$100 57.2022 voter-approval tax rate, unadjusted for sales tax.36 Enter the rate from Line 49, Line D49 (disaster) or Line 50 (counties) as applicable, of the Voter-Approval Tax Rate Worksheet.$ __________/$100 58.2022 voter-approval tax rate, adjusted for sales tax. Subtract Line 54 from Line 57.$ __________/$100 Line Voter-Approval Rate Adjustment for Pollution Control Requirements Worksheet Amount/Rate 59.Certified expenses from the Texas Commission on Environmental Quality (TCEQ). Enter the amount certified in the determination letter from TCEQ. 37 The taxing unit shall provide its tax assessor-collector with a copy of the letter. 38 $ _____________ 60.2022 total taxable value. Enter the amount from Line 21 of the No-New-Revenue Tax Rate Worksheet.$ _____________ 61.Additional rate for pollution control. Divide Line 59 by Line 60 and multiply by $100.$ __________/$100 62.2022 voter-approval tax rate, adjusted for pollution control. Add Line 61 to one of the following lines (as applicable): Line 49, Line D49 (disaster), Line 50 (counties) or Line 58 (taxing units with the additional sales tax).$ __________/$100 SECTION 3: NNR Tax Rate and Voter-Approval Tax Rate Adjustments for Additional Sales Tax to Reduce Property Taxes Cities, counties and hospital districts may levy a sales tax specifically to reduce property taxes. Local voters by election must approve imposing or abolishing the additional sales tax. If approved, the taxing unit must reduce its NNR and voter-approval tax rates to offset the expected sales tax revenue. This section should only be completed by a county, city or hospital district that is required to adjust its NNR tax rate and/or voter-approval tax rate because it adopted the additional sales tax. Taxing units that adopted the sales tax in November 2021 or in May 2022. Multiply the amount on Line 51 by the sales tax rate (.01, .005 or .0025, as applicable) and multiply the result by .95. 34 - or - Taxing units that adopted the sales tax before November 2021. Enter the sales tax revenue for the previous four quarters. Do not multiply by .95. SECTION 4: Voter-Approval Tax Rate Adjustment for Pollution Control A taxing unit may raise its rate for M&O funds used to pay for a facility, device or method for the control of air, water or land pollution. This includes any land, structure, building, installation, excavation, machinery, equipment or device that is used, constructed, acquired or installed wholly or partly to meet or exceed pollution control requirements. The taxing unit’s expenses are those necessary to meet the requirements of a permit issued by the Texas Commission on Environmental Quality (TCEQ). The taxing unit must provide the tax assessor with a copy of the TCEQ letter of determination that states the portion of the cost of the installation for pollution control. This section should only be completed by a taxing unit that uses M&O funds to pay for a facility, device or method for the control of air, water or land pollution. 32 Tex. Tax Code § 26.041(d) 33 Tex. Tax Code § 26.041(i) 34 Tex. Tax Code § 26.041(d) 35 Tex. Tax Code § 26.04(c) 36 Tex. Tax Code § 26.04(c) 37 Tex. Tax Code § 26.045(d) 38 Tex. Tax Code § 26.045(i) For additional copies, visit: comptroller.texas.gov/taxes/property-tax Page 7 0.277402 0.277402 0 7,276,272,707 0.000000 0.277402 0.000000 0 0 7,276,272,707 0.000000 0.267401 0.267401 236 2022 Tax Rate Calculation Worksheet – Taxing Units Other Than School Districts or Water Districts Form 50-856 SECTION 5: Voter-Approval Tax Rate Adjustment for Unused Increment Rate Line Unused Increment Rate Worksheet Amount/Rate 63. 2021 unused increment rate. Subtract the 2021 actual tax rate and the 2021 unused increment rate from the 2021 voter-approval tax rate. If the number is less than zero, enter zero.$ __________/$100 64.2020 unused increment rate. Subtract the 2020 actual tax rate and the 2020 unused increment rate from the 2020 voter-approval tax rate. If the number is less than zero, enter zero. $ __________/$100 65.2019 unused increment rate. Subtract the 2019 actual tax rate and the 2019 unused increment rate from the 2019 voter-approval tax rate. If the number is less than zero, enter zero. If the year is prior to 2020, enter zero.$ __________/$100 66.2022 unused increment rate. Add Lines 63, 64 and 65.$ __________/$100 67.2022 voter-approval tax rate, adjusted for unused increment rate. Add Line 66 to one of the following lines (as applicable): Line 49, Line D49 (disaster), Line 50 (counties), Line 58 (taxing units with the additional sales tax) or Line 62 (taxing units with pollution control).$ __________/$100 Line De Minimis Rate Worksheet Amount/Rate 68. Adjusted 2022 NNR M&O tax rate. Enter the rate from Line 39 of the Voter-Approval Tax Rate Worksheet $ __________/$100 69.2022 total taxable value. Enter the amount on Line 21 of the No-New-Revenue Tax Rate Worksheet.$ _____________ 70.Rate necessary to impose $500,000 in taxes. Divide $500,000 by Line 69 and multiply by $100.$ __________/$100 71.2022 debt rate. Enter the rate from Line 48 of the Voter-Approval Tax Rate Worksheet.$ __________/$100 72.De minimis rate. Add Lines 68, 70 and 71.$ __________/$100 The unused increment rate is the rate equal to the difference between the adopted tax rate and voter-approval tax rate before the unused increment rate for the prior three years. 39 In a year where a taxing unit adopts a rate by applying any portion of the unused increment rate, the unused increment rate for that year would be zero. The difference between the adopted tax rate and voter-approval tax rate is considered zero in the following scenarios: • a tax year before 2020; 40 • a tax year in which the municipality is a defunding municipality, as defined by Tax Code Section 26.0501(a); 41 or • after Jan. 1, 2022, a tax year in which the comptroller determines that the county implemented a budget reduction or reallocation described by Local Government Code Section 120.002(a) without the required voter approval. 42 This section should only be completed by a taxing unit that does not meet the definition of a special taxing unit. 43 SECTION 6: De Minimis Rate The de minimis rate is the rate equal to the sum of the no-new-revenue maintenance and operations rate, the rate that will raise $500,000, and the current debt rate for a taxing unit. 44 This section should only be completed by a taxing unit that is a municipality of less than 30,000 or a taxing unit that does not meet the definition of a special taxing unit. 45 SECTION 7: Voter-Approval Tax Rate Adjustment for Emergency Revenue Rate In the tax year after the end of the disaster calculation time period detailed in Tax Code Section 26.042(a), a taxing unit that calculated its voter-approval tax rate in the manner provided for a special taxing unit due to a disaster must calculate its emergency revenue rate and reduce its voter-approval tax rate for that year.46 Similarly, if a taxing unit adopted a tax rate that exceeded its voter-approval tax rate, calculated normally, without holding an election to respond to a disaster, as allowed by Tax Code Section 26.042(d), in the prior year, it must also reduce its voter-approval tax rate for the current tax year. 47 This section will apply to a taxing unit other than a special taxing unit that: • directed the designated officer or employee to calculate the voter-approval tax rate of the taxing unit in the manner provided for a special taxing unit in the prior year; and • the current year is the first tax year in which the total taxable value of property taxable by the taxing unit as shown on the appraisal roll for the taxing unit submitted by the assessor for the taxing unit to the governing body exceeds the total taxable value of property taxable by the taxing unit on January 1 of the tax year in which the disaster occurred or the disaster occurred four years ago. 39 Tex. Tax Code § 26.013(a) 40 Tex. Tax Code § 26.013(c) 41 Tex. Tax Code §§ 26.0501(a) and (c) 42 Tex. Local Gov’t Code § 120.007(d), effective Jan. 1, 2022 43 Tex. Tax Code § 26.063(a)(1) 44 Tex. Tax Code § 26.012(8-a) 45 Tex. Tax Code § 26.063(a)(1) 46 Tex. Tax Code §26.042(b) 47 Tex. Tax Code §26.042(f) For additional copies, visit: comptroller.texas.gov/taxes/property-tax Page 8 0.000000 0.000000 0.000000 0.000000 0.277402 0.186154 7,276,272,707 0.006871 0.084733 0.277758 237 2022 Tax Rate Calculation Worksheet – Taxing Units Other Than School Districts or Water Districts Form 50-856 This section will apply to a taxing unit in a disaster area that adopted a tax rate greater than its voter-approval tax rate without holding an election in the prior year. Note: This section does not apply if a taxing unit is continuing to calculate its voter-approval tax rate in the manner provided for a special taxing unit because it is still within the disaster calculation time period detailed in Tax Code Section 26.042(a) because it has not met the conditions in Tax Code Section 26.042(a)(1) or (2). Line Emergency Revenue Rate Worksheet Amount/Rate 73.2021 adopted tax rate. Enter the rate in Line 4 of the No-New-Revenue Tax Rate Worksheet.$ __________/$100 75.Increase in 2021 tax rate due to disaster. Subtract Line 74 from Line 73.$ __________/$100 76.Adjusted 2021 taxable value. Enter the amount in Line 14 of the No-New-Revenue Tax Rate Worksheet.$ _____________ 77.Emergency revenue. Multiply Line 75 by Line 76 and divide by $100.$ _____________ 78.Adjusted 2022 taxable value. Enter the amount in Line 25 of the No-New-Revenue Tax Rate Worksheet.$ _____________ 79.Emergency revenue rate. Divide Line 77 by Line 78 and multiply by $100. 49 $ __________/$100 80.2022 voter-approval tax rate, adjusted for emergency revenue. Subtract Line 79 from one of the following lines (as applicable): Line 49, Line D49 (disaster), Line 50 (counties), Line 58 (taxing units with the additional sales tax), Line 62 (taxing units with pollution control) or Line 67 (taxing units with the unused increment rate).$ __________/$100 74. $ __________/$100 Adjusted 2021 voter-approval tax rate. Use the taxing unit’s Tax Rate Calculation Worksheets from the prior year(s) to complete this line. If a disaster occurred in 2021 and the taxing unit calculated its 2021 voter-approval tax rate using a multiplier of 1.08 on Disaster Line 41 (D41) of the 2021 worksheet due to a disaster, enter the 2021 voter-approval tax rate as calculated using a multiplier of 1.035 from Line 49. - or - If a disaster occurred prior to 2021 for which the taxing unit continued to calculate its voter-approval tax rate using a multiplier of 1.08 on Disaster Line 41 (D41) in 2021, complete the separate Adjusted Voter-Approval Tax Rate for Taxing Units in Disaster Area Calculation Worksheet to recalculate the voter-approval tax rate the taxing unit would have calculated in 2021 if it had generated revenue based on an adopted tax rate using a multiplier of 1.035 in the year(s) following the disaster. 48 Enter the final adjusted 2021 voter-approval tax rate from the worksheet. - or - If the taxing unit adopted a tax rate above the 2021 voter-approval tax rate without calculating a disaster tax rate or holding an election due to a disaster, no recalculation is necessary. Enter the voter-approval tax rate from the prior year’s worksheet. SECTION 8: Total Tax Rate Indicate the applicable total tax rates as calculated above. No-new-revenue tax rate. ................................................................................................................$ __________/$100 As applicable, enter the 2022 NNR tax rate from: Line 26, Line 27 (counties), or Line 56 (adjusted for sales tax). Indicate the line number used: ______ Vot over-appr al tax rate ...................................................................................................................$ __________/$100 As applicable, enter the 2022 voter-approval tax rate from: Line 49, Line D49 (disaster), Line 50 (counties), Line 58 (adjusted for sales tax), Line 62 (adjusted for pollution control), Line 67 (adjusted for unused increment), or Line 80 (adjusted for emergency revenue). Indicate the line number used: ______ De minimis rate...........................................................................................................................$ __________/$100 If applicable, enter the 2022 de minimis rate from Line 72. SECTION 9: Taxing Unit Representative Name and Signature Enter the name of the person preparing the tax rate as authorized by the governing body of the taxing unit. By signing below, you certify that you are the designated officer or employee of the taxing unit and have accurately calculated the tax rates using values that are the same as the values shown in the taxing unit’s certified appraisal roll or certified estimate of taxable value, in accordance with requirements in Tax Code. 50 ____________________________________________________________ Printed Name of Taxing Unit Representative ____________________________________________________________ ________________________________________ Taxing Unit Representative Date 48 Tex. Tax Code §26.042(c) 49 Tex. Tax Code §26.042(b) 50 Tex. Tax Code §§ 26.04(c-2) and (d-2) For additional copies, visit: comptroller.texas.gov/taxes/property-tax Page 9 Harris County Tax Assessor-Collector 0.267401 0.277402 0.277758 0.278522 6,917,563,679 0.000000 0.278522 19,266,936 7,223,429,364 0.000000 0.277402 26 49 Ann Harris Bennett 08-02-2022 238 STRATEGIC PLAN – MISSION & CORE VALUES Mission West University Place’s mission is to provide Superior Municipal Services and to Protect Community and Property Values while serving as Responsible Fiscal Stewards and focusing on Serving Our Residents. Core Values West University Place S.P.I.R.I.T. We S ERVE the West U Community! We are P ROFESSIONAL! We act with I NTEGRITY! We produce R ESULTS! We look for I NNOVATION! We work as a T EAM! Value 1: Serve 1. Listen to your customers and strive to understand their concerns or issues 2. Provide a timely follow-up 3. Be friendly, courteous and polite – Be nice 4. Take ownership of your services and decisions – put your name on it 5. Solve problems 6. If “no” is the answer, take time to explain your decisions and actions 7. Have passion for public service and your job 8. Strive to exceed the customer’s expectations Value 2: Professional 1. Present a professional image 2. Demonstrate competence in your job 3. Pay attention to the details 4. Deliver results beyond expectations – go the extra mile 5. Take care of City property – work space, equipment and facilities 6. Provide analytical, factual and accurate reports 7. Present professional recommendations 8. Develop and maintain your knowledge and skillsets 9. Know your job duties and responsibilities Value 3: Integrity 1. Deliver on your promises and commitments 2. Be honest and forthcoming 3. Strive to always do your best 4. Have a positive, can-do attitude 5. Respect others 6. Be accountable for your actions, decisions and the results 7. Take responsibility and ownership of the tasks and your decisions 8. Communicate with a consistent, complete message 9. Provide a direct response to a question 239 Value 4: Results 1. Provide a timely acknowledgement [within 24 hours] and response 2. Take pride in your work product – put your name on it 3. Take the initiative 4. Be a proactive problem solver 5. Complete the task on time and within the budget 6. Do the job right the first time 7. Follow through to complete the task 8. Be self-motivated 9. Identify and address defects in a timely manner Value 5: Innovation 1. Look for ways to continuously improve services, processes and daily operations 2. Challenge the “status quo” – avoid “we have always done it this way” 3. Learn from setbacks and failures, including after action reports 4. Know current “Best Practices” and evaluate their application to West U 5. Make suggestions for ways to improve 6. Think outside the “box” 7. Be open to new ideas and look for new ideas 8. Anticipate issues and opportunities 9. Take reasonable, calculated risks Value 6: Team 1. Work as a team – avoid work unit or departmental “silos” 2. Communicate in an open, direct and timely manner 3. When you need something, ask for it 4. Keep others informed – avoid surprises and last-minute communications 5. Recognize the contributions of other team members 6. Know and practice your role and responsibilities 7. Represent the City in a positive manner 8. Promptly report situations that require attention 9. Respect other team members 240 STRATEGIC PLAN – GOALS 2026 Goal 1: Financially Sound City Providing Superior Services Valued by the Community Objectives: 1. Deliver “superior” City services in a cost effective and efficient manner 2. Provide a timely response to a call for service – emergency and non-emergency 3. Hire and retain a professional City workforce with competitive compensation dedicated to serving the West U community 4. Maintain/refine fiscally responsible financial policies, financial reporting and annual budget 5. Develop and utilize data for enhancing service delivery and City operations, and making decisions Value to Residents and Community: 1. Service value for taxes and fees 2. Essential services necessary for daily living 3. Quality of life services that contribute to West U as a great place to live and raise your family 4. Funding for “superior” City service levels 5. State-of-the-art City services and service levels responsive to residents’ needs Goal 2: “Best in Class” City Infrastructure and Facilities Objectives: 1. Protect homes from flooding by implementing an effective stormwater management, street and drainage system and minimizing flooding in flood-prone areas of West U 2. Have a plan and funding mechanism for Poor Farm Ditch in collaboration with the Harris County Flood Control District to revise Poor Farm Ditch into a community asset for use by the West U community 3. Have a well-designed, well-maintained water system that assures safe and reliable water for our residents 4. Upgrade or develop new City buildings following the City’s Facilities Master Plan 5. Incorporate sustainability and resiliency concepts and best practices into design and construction of new City infrastructure and facilities 6. Have a plan and funding mechanism for undergrounding utilities 7. Upgrade or replace the Library/Community Center Value to Residents and Community: 1. Reliable and superior utility services 2. Homes and buildings protected from flooding through an effective storm water management system 3. Quality streets and sidewalks for safe, efficient movement through our West U community 4. City prepared for and responding to environmental changes 5. Top-quality City facilities that our residents can take pride in, that facilitates serving our community and our residents well 6. Protection/enhancement of property values Goal 3: West U – A Great Place to Live Objectives: 1. Maintain new partnerships/sponsorships opportunities for parks and programs 2. Have a more pedestrian and bike friendly community – safe travel using alternative mobility modes 3. Expand park with non-traditional and “cool” amenities responsive to our residents and leisure/recreational trends 241 4. Maintain/enhance/expand recreational programs responsive to recreational/leisure trends and residents’ needs 5. Pursue opportunities to expand existing parks and to develop new parks 6. Enhance community-friendly events and festivals within City resources Value to Residents and Community: 1. Family friendly City, community, and services 2. Choices for your leisure time 3. Support for families and a healthy lifestyle 4. Top-quality parks and recreational facilities 5. Programs and activities for all family generations Goal 4: High-Performing City Team Producing Results for Our West U Community Objectives: 1. Implement effective and usable City data as a component for evaluating the service performance and the value to the West U community 2. Maintain and enhance proactive City communications policies, strategies and tools to inform the community 3. Foster a City organization culture that emphasizes service, professionalism, results and performance accountability 4. Use the feedback from our West U community, our residents and our customers to enhance City service delivery 5. Upgrade City information technology hardware and software 6. Maintain, implement and update strategic planning process Value to Residents and Community: 1. Timely and accurate information from the City 2. City departments working together for the benefit of the West U community 3. Open and transparent city government 4. Responsive and consistent City superior services 5. Opportunities for public engagement on City governance and policy development Goal 5: Best Residential Suburban City in the Houston Metro Area Objectives: 1. Maintain/enhance West U as a safe community 2. Become a sustainable and resilient community 3. Have safe neighborhood streets by addressing residents’ traffic, speeding and parking issues and concerns” 4. Protect neighborhood integrity and maximize community benefit through effective zoning control and code compliance 5. Enhance the community beauty – natural and built environment Value to Residents and Community: 1. Protection of property values 2. More reasons to live in West U 3. Support for residents’ lifestyle 4. Pride in West U 5. Great neighborhoods, well-maintained City infrastructure, tree canopy, and homes 242 STRATEGIC PLAN – VISION 2036 West University Place 2036 Is a BEST SUBURBAN COMMUNITY (1) – Nationally Recognized as a “Best Place to Live” West University Place 2036 is distinguished by: Our SAFE COMMUNITY (2) Our OUTSTANDING PARKS AND GREENSPACES (3) Our ACCESS TO EXCEPTIONAL RECREATIONAL AND LEISURE OPPORTUNITIES (4) Our BEAUTY (5) Our GREAT RESIDENTIAL NEIGHBORHOODS (6) Our ELEMENTARY SCHOOL (7) WEST U is simply the BEST! Principle 1: Best Suburban Community 1. Superior City services that are responsive to the community and add value to the community and the lives of residents 2. Community for all generations 3. Self-reliant, self-sufficient City services 4. Greenspaces throughout our West U community, including the use of Poor Farm Ditch as a greenway 5. Maintained high property and home values 6. Sustainable community and environmental stewardship 7. City investing in the enhancement of our West U community 8. West U as a pedestrian and bike friendly community Principle 2: Safe Community 1. Residents feeling safe and secure – in their homes and throughout the community 2. Timely response to an emergency call for service 3. City prepared for, able to provide a timely responses to and quickly recover from a major emergency situation of disaster 4. Superior EMS services 5. Visible Police presence throughout the community 6. Safe and reliable drinking water 7. Community policing with neighbors knowing and helping their neighbors, and the Police Officer and residents knowing and trusting each other 8. Effectively using technology to prevent and to respond to criminal activities, including an effective Virtual Gate System 9. Low crime occurrence 243 Principle 3: Outstanding Parks and Greenspaces 1. Parks and park amenities responsive to the residents evolving recreational patterns 2. Strong partnership with Friends of West University Parks resulting in expanded resources 3. Recreation Center providing services, programs and activities for the West U community 4. Well-maintained pools serving all family generations 5. Selective acquisition of additional parks and open space 6. Successful sports associations providing youth sports opportunities for West U families 7. Well-designed and updated parks (9), playgrounds and tennis courts 8. Well-maintained sport fields for recreational activities 9. Outdoor theater for live performances and programs supported by our West U families Principle 4: Access to Exceptional Recreational and Leisure Opportunities 1. Recreation activities that contribute to building our sense of community 2. Recreation and leisure activities for all generations 3. City recreation programs and activities that are responsive to changing recreation and leisure trends 4. Senior services and activities responsive to various aged seniors 5. Programs and activities that support personal health and wellness 6. Youth sports for recreation by our neighbors 7. Learning opportunities for personal growth and development 8. Specialty recreation programs and classes responsive to the residents’ needs and evolving leisure trends Principle 5: Beauty 1. Preserved the tree canopy on corridors and neighborhood streets 2. Attractive and well-maintained City infrastructure, buildings, facilities and landscaping 3. All utilities underground 4. Clean without litter or trash 5. Attractive and well-maintained parks and park amenities 6. Attractive, well-maintained and revitalized commercial areas 7. Well-maintained public and private properties Principle 6: Great Residential Neighborhoods 1. Well-maintained neighborhood infrastructure – streets, sidewalks, and street lights 2. Easy access to green spaces for activities 3. Convenient and safe parking without disrupting the neighborhood or traffic flow 4. Sense of neighborhood integrity and pride 5. Strong zoning protecting the residential character and property values 6. Well-maintained public and private properties 7. Access to neighborhood restaurants and shopping 8. Incorporation of sustainability practices in our homes and City facilities – renewable energy, recycling, water conservation, etc. Principle 7: Top-Rated Elementary School 1. Neighborhood school that is walkable 2. Positive working relationship between the City and the local West U Elementary School admin. 3. City collaborating with HISD to invest in the West U elementary school 4. Top-quality community Library facility and activities serving the needs of West U residents – all generations 5. Top-rated elementary school with outstanding educational programs 6. Major reason for living in West U 244 GLOSSARY A ACCOUNT: An accounting unit established to record expenditures or revenues by detailed categories. ACCOUNTS PAYABLE: A liability account reflecting amounts on an open account owing to private persons or organizations for goods and services received by a government (but not including amounts due to other funds of the same government or to other governments). ACCOUNTS RECEIVABLE: An asset account reflecting amounts owning to open accounts from private persons or organizations for goods and services furnished by a government. ACCRUAL ACCOUNTING: A basis of accounting in which debits and credits are recorded at the time they are incurred as opposed to when cash is actually received or spent. AD VALOREM: Refers to the tax assessed against real (land and buildings) and personal (equipment and furniture) property. AGENDA: A formal listing of items to be discussed during a public meeting. Agendas for public meetings are posted 72 hours in advance, in compliance with the open meetings act. AGENDA MEMO: A formal summary of a topic to be discussed during an open meeting. Included in the request are the necessary appropriations and action required, and an executive summary and attachments to explain the topic. APPROPRIATION: A legal authorization granted by City Council to make expenditures and incur obligations for designated purposes. ARBITRAGE: The interest earnings derived from invested bond proceeds or debt service fund balances. ASSESSED VALUATION: A valuation set upon real estate of other property by a government as a basis for levying taxes. ASSETS: Property with monetary value owned by the City. AUDIT: A systematic examination of resource utilization concluding in a written report. It is a test of management’s internal accounting controls and is intended to accomplish the following: • Ascertain whether financial statements fairly represent financial position and results of operations • Ascertain whether transactions have been recorded accurately and consistently, and • Identify areas for possible improvements in accounting practices and procedures. B BALANCE SHEET: The basic financial statement that discloses the assets, liabilities, and equities of an entity at a specified date in conformity with GAAP. BALANCED BUDGET: A budget in which revenues are equal to expenditures. BASE BUDGET: Funding required meeting current service levels. BOND: A written promise to pay a specified sum of money, called the face value or principal amount, at a specified date or dates in the future, called the maturity date(s), together with periodic interest at a specified date. 245 BOND REFERENDUM: A proposal to be voted on by registered voters within the City regarding the sale of bonds for which ad valorem taxes are pledged for repayment. BUDGET: A plan of financial operation embodying an estimate of proposed expenditures for a given period and the proposed means of financing them. For a local government, a budget is a legal restriction on expenditures. C CAPITAL IMPROVEMENT PLAN / PROJECT (CIP): Projects that purchase or construct capital assets. Typically, a capital project encompasses a purchase of land and/or the construction of a building or facility. CAPITAL OUTLAYS: Expenditures that result in the acquisition of or addition to fixed assets that are individually priced more than $10,000. CARRYOVER: Expenditures budgeted in one year for materials, equipment, programs, etc. but not spent until the following fiscal year. Funding for non-recurring expenditures can carry over to the following fiscal year if approved by the City Manager and City Council. City Council formally amends the budget to approve carryover funding. Revenues can also carryover if they were anticipated in one fiscal year but not received until the following year. CERTIFICATE OF OBLIGATION (CO): A debt instrument that is issued by the City and has the same legal status as a general obligation bond. Proceeds from the issuance of the certificates may be used for construction of public works; purchase of materials, supplies, equipment, machinery, builds, land, and right-of-ways for authorized needs and purposes; or payment of contractual obligations for professional services. However, certificates of obligation are not authorized by the voters. CONSUMER PRICE INDEX (CPI): The monthly data on the changes in the prices paid by urban consumers for a representative basket of goods and services. CONTINGENCY: An amount of money set aside for unforeseen incidents. CONTRACTUAL SERVICES: The costs related to services performed for the City by individuals, businesses, or utilities. COST: The amount of money or other consideration exchanged for property or services. Costs may be incurred even before money is paid; that is, as soon as a liability is incurred. Ultimately, however, money or other consideration must be given in exchange. CURRENT ASSETS: Assets which are available or can be made readily available to finance current operations or to pay current liabilities. Current assets also include those which will be used up or converted into cash within one year. Some examples are cash, temporary investments, and taxes receivable which will be collected within one year. CURRENT LIABILITIES: Debt or other legal obligation arising out of transactions in the past which must be liquidated, renewed, or refunded within one year. D DEBT SERVICE: A cost category that reflects the payment of principal and interest associated with existing debt obligations. DEFICIT: The excess of expenditures over revenues during an accounting period; or, in the case of Enterprise and Intra- Governmental Service Funds, the excess of expense over income during an accounting period. 246 DELINQUENT TAXES: Taxes remaining unpaid on or after the date on which a penalty for nonpayment is attached. DEPARTMENT: A section of the total organization that is comprised of Divisions and is under the oversight of a Director or City Manager. DIRECTOR: An executive level employee charged with oversight of a department. DEPRECIATION: Is the process by which the City allocates an asset’s cost over the duration of its useful life. Depreciation results in depreciation expense. DIVISION: A subsection of a Department that carries out a specific line of work assigned to the Department. E ENCUMBRANCES: Commitments related to unperformed contracts for goods or services used in budgeting. Encumbrances are not expenditures or liabilities, but represent the estimated amount of expenditures ultimately to result if unperformed contracts in process are completed. ENHANCEMENTS: Funds that the City has earmarked for a new service not provided in the past, or allowing an increase in the level of service already provided. ENTERPRISE FUND: A fund established to account for operations that are financed and operated in a manner similar to private business enterprises where the intent of the governing body is that the costs of providing goods or services the general public on a continuing basis can be financed or recovered primarily through user charges. EXPENDITURES: Decreases in net financial resources. Expenditures include current operating expenses, which require the current or future use of net current assets, debt service, and capital outlays. F FISCAL YEAR: A 12-month period to which the annual operating budget applies and at the end of which a government determines its financial position and the results of its operations. The City of West University Place’s fiscal year begins each January 1 and ends the following December 31. FIXED ASSETS: Assets of a long-term character which are intended to continue to be held or used, such as land, buildings, improvements other than buildings, and machinery and equipment. FRANCHISE: A special privilege granted by a government permitting the continuing use of public property such as, City rights-of-way. FULL-TIME EQUIVALENT (FTE): One full-time equivalent works 2,080 hours a year; a person working 1,040 hours per years is equivalent to 0.5 FTE. FUND: A fiscal and accounting entity with a self-balancing set of accounts recording cash and other financial resources, together with all related liabilities and residual equities or balances, and changes therein, which are segregated for the purpose of carrying on specific activities or attaining certain objectives in accordance with special regulations, restrictions, or limitations. FUND BALANCE: The difference between governmental fund assets and liabilities. Also referred to as fund equity. FUND BALANCE POLICY: A minimum fund balance that is required to be kept in reserve for specified funds. Fund balances over the policy requirement may be appropriated in the budget. 247 G GENERAL FUND: Is used to account for all transactions not properly includable in other funds. GENERAL LEDGER: A book, file, or other device, which contains the accounts needed to reflect the financial position and the results of operations of an entity. In double entry bookkeeping, the debits and credits in the general ledger are equal; therefore, the debit balances equal the credit balances. GENERALLY ACCEPTED ACCOUNTING PRINCIPALS (GAAP): Uniform minimum standards and guidelines used for financial accounting and reporting as set forth by the Governmental Accounting Standards Board (GASB). GENERAL OBLIGATION (GO) BONDS: Bonds for the payment of which the full faith and credit of the issuing government are pledged. In issuing its general obligation bonds, the City of West University Place pledges to levy whatever property tax is needed to repay the bonds for any particular year. GO Bonds cannot be issued without voter approval, must be spent in accordance with the voter authorized use and are issued with maturities between 15 and 30 years. GOVERNMENTAL ACCOUNTING STANDARDS BOARD (GASB): A governing board set up to establish and improve standards of state and local governmental accounting and financial reporting that will result in useful information for users of financial reports and guide and educate the public, including issuers, auditors, and users of those financial reports. GOVERNMENTAL FUNDS: Those funds through which most governmental functions typically are financed. The acquisition, use, and financial resources and the related current liabilities are accounted for through governmental funds (General, Special Revenue, Capital Projects, and Debt Service Funds). H HOUSTON-GALVESTON AREA COUNCIL (HGAC): A voluntary association of counties, cities, independent school districts, and soil and water conservation districts in the Gulf Coast State Planning Region of Texas. H-GAC serves almost 150 local governments, and its region includes about 4 million people in an area of about 12,500 sq. miles. I INTERGOVERNMENTAL REVENUE: Grants, entitlements and cost reimbursements from another governmental entity. INVESTMENT: Securities and real estate purchased and held for the production of income in the form of interest, dividends, rentals or base payments. K KEY PERFORMANCE INDICATORS (KPI): Specific quantitative and qualitative measures of work performed as a productivity indicator of the program. L LEVY: The City Council has authority to impose or collect taxes, special assessments, or service charges. LONG TERM DEBT: Debt with a maturity of more than one year after the date of issuance. 248 M MAINTENANCE: The upkeep of physical properties in condition for use or occupancy. Examples are the inspection of equipment to detect defects and the making of repairs. MAJOR FUND: Governmental or Enterprise Funds reported as a separate column in the basic fund financial statements and subject to a separate opinion by the independent auditor. MODIFIED ACCRUAL ACCOUNTING: The basis of accounting in which revenues are recognized when they become measurable and available to finance expenditures of the current period. Expenditures are recognized when the goods or services are received. N NO NEW REVENUE TAX RATE: When compared to the same property, the tax rate that produces the same amount of the total amount of taxes as compared to the prior year, based on the value of properties taxed in both years. O OPERATING BUDGET: Plans of current expenditures and the proposed means of financing them. The annual operating budget is the primary means by which most of the financing, acquisition, spending, and services delivery activities of the City are controlled, and are required by state law. ORDINANCE: A formal legislative enactment by the governing board of a municipality that has the full force and effect of law within the boundaries of the municipality to which it applies so long as it is not in conflict with any higher form of law. Revenue raising measures, such as the imposition of taxes, special assessments, and service charges, universally require ordinances. P PERSONNEL SERVICES: The costs associated with compensating employees for their labor (salaries, wages, insurance, payroll taxes, and retirement contributions). PROJECTION: Anticipated total for the current fiscal year. During the budget process, the City projects expected revenues and expenditures through the remainder of the fiscal year to gain better insight into the current state of the City’s finances. PROPERTY TAX: Taxes levied on all real and personal according to the property’s valuation and the tax rate, in compliance with State Property Tax Code. PROPRIETARY FUND: In governmental accounting is a business-like fund. Examples of proprietary funds include enterprise funds and internal service funds. PUBLIC FUNDS INVESTMENT ACT: A law that governs the investment of government funds in Texas. Under this law, specific parameters are set for Texas cities, requiring them to adopt an investment policy and to designate an investment officer who is required to attend an approved training course. The act, first adopted in 1995 and most recently amended in 2003, also limits the types of investments that can be made and requires quarterly reporting of investment activity to the governing body. PURCHASE ORDER: A document that authorizes the delivery of specified merchandise or the rendering of certain services and the making of a charge for them. 249 R RATING: The credit worthiness of an entity as evaluated by independent agencies. REPLACEMENT COST: The cost as of certain date of a property that can render similar service (but which need not be of the same structural form) as the property to be replaced. RESERVE: An account used to indicate that a portion of a fund’s balance is legally restricted for a specific purpose and is, therefore, not available for general appropriation. RETAINED EARNINGS: Is a form of equity resulting from earning activities. REVENUES: Increases in governmental fund types, net current assets from other than expenditure refunds and residual equity transfers. RIGHT-OF-WAY: The area immediately adjacent to a City’s roadway or drainage channel. S SALES TAX: A state tax of 6.25% is imposed on all retail sales, leases and rentals of most goods, as well as taxable services. Texas cities and counties have the option of imposing additional local sales taxes for a combined total of state and local taxes of 8.25%. SPECIAL REVENUE FUND: A fund used to account for and report the proceeds of specific revenue sources that are restricted or committed to expenditure for specified purposes other than debt service or capital projects. The term “proceeds for specific revenue sources” establishes that one or more restricted or committed revenues should be the foundation for a special revenue fund. SURFACE WATER: Drinking water can come from either ground water sources (via wells) or surface water sources (such as rivers, lakes, and streams). Large metropolitan areas tend to rely on surface water, whereas small and rural areas tend to rely on ground water. T TAX LEVY: The total amount to be raised by general property taxes for purpose specified in the Tax Levy Ordinance. TAX RATE: The amount of tax levied for each $100 of taxable valuation. The tax rate multiplied by the taxable valuation equals the tax levy. TAXES: Compulsory charges levied by a government for the purpose of financing services performed for the common benefit. This term does not include specific charges made against particular persons or property for current or permanent benefits such as special assessments. Neither does the term include charges for services rendered only to those paying such charges as, for example, sewer service charges. TEXAS DEPARTMENT OF TRANSPORTATION (TxDOT): A state agency that provides funding, with a local match, for improvement of state highways within the City limits. TML: See Texas Municipal League. TEXAS MUNICIPAL LEAGUE: An organization that exists to provide services to Texas cities. U USER FEES: The payment of a fee for direct receipt of a public service by the party benefiting from the service. 250 V VOTER APPROVAL TAX RATE: The maximum tax rate that can be adopted by the City without approval by voters in the November election. This is a new requirement beginning in tax year 2020 under Senate Bill 2 passed in the 86th legislative session. W WORKING CAPITAL: Current assets less current liabilities. Y YIELD: Rate earned on an investment based on the cost of the investment, the par value of the investment, plus interest to be earned to maturity, and less any accrued interest. 251 3800 University Blvd.3800 University Blvd.3800 University Blvd. West University Place, TX 77005West University Place, TX 77005West University Place, TX 77005 713-668-4441713-668-4441713-668-4441 westutx.govwestutx.govwestutx.gov